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Some Problems with the Asylum Sharing Agreement
                        April 2019


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Concerns about the US-Canada Safe-Third Country Agreement rightly continue in April 2019 with the new possibility of its extension to all persons coming from the US into Canada. Concerns involve the basic human rights requirement in the Americas that everyone deserves an individual hearing of risks before being passed to any other country – including the other country in an asylum sharing agreement.

 

The Safe Third Country Agreement is an attempt to create a principled asylum sharing agreement between two countries, Canada and the US. A serious flaw in most such agreements is that they do not adequately address the need to ensure protection of persons being transferred from threats that arise from flaws in procedures in the receiving country that is deemed safe. An agreement simply allocates a person to this or that country to seek asylum there without taking into account whether that country’s procedure is capable of recognizing certain groups of persons as refugees.

 

Efforts for agreement on asylum sharing go back a long way to the early days of the application of the 1951 Refugee Convention and 1967 Protocol. The Executive Committee, EXCOM, of the UN High Commissioner for Refugees, UNHCR, produced Conclusions on Refugee Protection. Refugees without an Asylum Country, Conclusion No.15 (1979) was the foundation for asylum sharing in general, and for Large Influxes and for Individual Asylum Seekers. Individual Asylum Seekers are what the Safe Third Country Agreement allocates. The Conclusion gives principles to allow States to produce criteria for deciding which country should be asked to assume responsibility for an asylum claim. One principle assigns asylum based on a “connection” with one of the States:

 

Where, however, it appears that a person, before requesting asylum, already has a connection or close links with another State, he may if it appears fair and reasonable be called upon first to request asylum from that State;”

 

One of the general principles speaks of a particular kind of connection with another State – a family member with a status to remain there:

 

(e) In the interest of family reunification and for humanitarian reasons, States should facilitate the admission to their territory of at least the spouse and minor or dependent children of any person to whom temporary refuge or durable asylum has been granted;

 

Unfortunately, EXCOM Conclusion No.15 does not raise principles to deal with a protection risk posed by the asylum sharing arrangement itself. Protecting the individual who faces a risk if returned should be the first priority in dealing with asylum seekers. Some risk can come from either country involved in sharing in the granting of asylum if one country is unwilling or unable to provide protection to members of some ethnic, religious or social groups.


Historically, risks have come from an asylum system unable to provide a fair hearing for certain groups within the US as a result of its dominant political positions of the day. In the 1980s the US asylum procedures could not recognise refugees from Guatemala or El Salvador. At that time Canada issued regulations allowing Salvadorians and Guatemalans to be resettled to Canada from its embassies and consulates in the US. This scheme anticipated a risk of increased arrivals at the Canadian border.

 

Fear of lack of protection in the US is evidently one reason for people to come from the US to Canada to ask for asylum. It is surprising that the STC Agreement fails to recognize this possibility by making some strong affirmation of the signatory States’ aim to ensure protection of anyone seeking asylum on their territory extending to the risks from the application of the asylum sharing agreement. Lack of adequate procedures in Canada to ensure protection from such risks in the US is a problem with the Canada-US STC Agreement.

 

The mechanical return of persons without adequate checks on the safety of doing so has been a matter of international human rights violations. The European Court of Human Rights found rights violations when Belgium returned asylum seekers to Greece, their country of first entry into Europe, without adequate procedural protection from the possibility that inadequate Greek procedures would send them on to a country of persecution. The judgment also found that returning persons to the detention and living conditions in Greece amounted to sending them to degrading treatment. (European Court of Human Rights, MSS v Belgium & Greece, Application No.3096/09, Judgment 21 January 2011).

 

There is a similar fair trial due process issue in the UN model extradition treaty. Extradition is different but it is a related agreement because extradition, like asylum sharing, involves transferring custody of a person from one government to another (See Tom Clark in Cooperation with Francois Crépeau, Human Rights in Asylum Sharing and other Human Transfer Agreements, 22 NQHR 217, June 2004.). Extradition is transfer for a criminal trial. Asylum sharing is transfer for a status determination. The UN model treaty for extradition permits no transfer to another State, that is no extradition, when there is a risk of consequential torture or cruel or unusual treatment or punishment. It also requires no transfer when there is lack of the minimal guarantees for fair trial criminal proceedings in the receiving country. This is a fair trial as set out in the UN Covenant on Civil and Political Rights, Article 14. (UN Model Treaty on Extradition, UN Doc. A/RES/45/116, 14 December 1990, Annex, Article 4.).

 

The UN reference to fair trial criminal proceedings when transferring a person under extradition has particular relevance for immigration proceedings in the Americas. In the Americas, the Inter-American Commission on Human Rights has made clear that American Declaration Article XXVI Right to due process applies to immigration proceedings. The Commission also found that American Convention, Article 8, Right to a Fair Trial, [the entire article] establishes a baseline of due process to which all migrants whatever their status have a right (Inter-American Commission on Human Rights, Report on Immigration in the United States …,  OAS Doc. OEA/Ser.L/V/II., Doc. 78/10, 30 December 2010, paras. 56 & 58).

 

Thus the human rights obligations in the Americas call for particularly robust fair trial procedures in immigration procedures. Yet reference to such human rights obligations for due process in asylum proceedings is missing from the STC Agreement.

 

An asylum sharing agreement in the Americas should make an over-riding commitment to protection of the individual from the full range of consequential risks of the transfer of persons - including not only the substantive risk of return to torture or cruel or inhuman treatment or punishment, but also the lack of a fair trial due process to properly adjudicate such risks. Such a commitment to protection would reflect the current state of international human rights law concerning return agreements as revealed in jurisprudence of the international human rights treaty bodies.

 

Beyond the fundamental need to protect the person, there is the secondary question of referral to a country for an asylum hearing based on “connection” in the 1979 EXCOM Conclusion No.15. When a proposed STC Agreement was first a leaked draft in the early 1990s, there was no provision for referring persons to a Canadian asylum hearing when they had a family connection in Canada. Some raised concerns - notwithstanding a general dislike of a STC Agreement. The current STC is the better for a reference to family connection as a basis for deciding which country hears an asylum claim.

 

However, the original notion of “connection” in Conclusion No.15 is distinct from family. Wider connection criteria have not been included in the STC Agreement itself - beyond the provision allowing for a State to exercise discretion to hear a person’s asylum claim.

 

“Connection” has been used in practices for the resettlement of refugees. Vietnamese known to have worked with the Americans were resettled to the US in the aftermath of the war in Vietnam. Afghani interpreters who worked with Canadians in pre-2014 Afghanistan have an arguable connection with Canada. Persons who worked with Canadian companies overseas should be deemed to have a connection with Canada. Criteria along these lines should be added.

 

In sum, pointing out the broad problems with the STC Agreement that should be addressed can be helpful. Adding protection elements to ensure protection for individuals and groups from all the risks of return to the other country, including the risk of an unfair hearing, is the biggest gap to be closed. It calls for robust fair hearing requirements in both countries. Additional criteria allowing for a case to be heard based on a “connection” as well as a family member in one of the countries would bring the STC Agreement closer to the original UNHCR framework for asylum sharing.



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