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A new book by a
social historian and an archeologist brings new
findings about the way human societies lived
before written history after the last ice age
100,000 to 5,000 years ago. The Dawn of
Everything: A New History of Humanity, by
David Graeber and David Wengrow, Penguin Random
House Canada appeared in hardback in 2021. The book argues
against theories on the origins of human
societies, in particular against a general model
for human social evolution such as the
scriptural Garden of Eden. The authors use
historical reports on meetings between settlers
and previously isolated indigenous communities
of North America and on the sociology of some
present day isolated indigenous communities.
Recent new archeological evidence is key to the
book’s reinterpretation of social early history.
This book is brimming with insights and
information. It also has a message. It calls us
to use our ‘third freedom’ to recast our social
relationships as some human societies did in
earlier times. The book will likely call readers
to a second reading. The chapter titles
are informative and this summary uses them to
shape the book’s volume of information. As the
book is large, so is this summary. Chapter
I, Farewell to Humanity’s Childhood: This chapter serves
as an introduction. The book says it is not
about inequality, but that social inequality,
hierarchy, classes and ruling classes are
matters that recur. They do. Most of homo
sapiens’ 200,000-year history is unknown.
A lot happened during the time of the cave
paintings at Altamira in Northern Spain that
cover 10,000 years from 25,000-15,000 BC, but it
is unknown. Early history become the model of
theology: a Garden of Eden – freedom; a move to
a state with farming; then kings, an
aristocracy, taxes and wars. This Eden model is
behind two more recent theories. Rousseau, like the
Eden model, regards the “state” - 18th
century France - as the end of an idyllic
freedom for humanity. Hobbs, on the other hand,
regards the “state” as post-civil-war 17th
century England and as a necessary ruling body
to prevent humans from tearing each other apart
in warfare. Both models are untrue since “…
accounts of history 1. don’t fit the models” and
the models have “2. dire political implications”
and “the models 3. make the past needlessly
dull”. Being a homo sapiens brings a freedom to
collectively define social organization in any
era. Early history shows that. Over 30,000 years,
the era of the hunter gatherers was not limited
to small egalitarian bands, and it was an era of
successive bold political forms. There was no
one idyllic egalitarian Garden of Eden.
Agriculture did not require private property nor
inequality. Several of the earliest cities were
egalitarian organizations without authoritarian
rulers. There is no evidence that small groups
will be egalitarian and that large groups cannot
be so. Kings are not necessary. Rousseau himself
did not claim to have anything more than
‘thoughts’. There is no actual “state of nature”
or claim for a sequence of evolutionary stages
required for the development of human society.
Nor did Hobbs in his book Leviathan lay
out stages for an evolutionary model for
history. Pinker, author of
recent works on war and conflict, focuses on the
origins of the state. He assumes Hobbs got it
right. The 1991 find of a 5,000-year-old corpse
with an arrow in its back in a glacier in the
Alps is given as evidence of a brutish ancient
world. Careful burials are not a norm, but there
are finds of burials indicating that communities
cared for those with debilitating illnesses. Pinker
was “cherry picking” rather than weighing the
body of archeological evidence. Cherry picking
is also possible when looking at ‘contemporary
ancestors’, that is, tribes still living in the
supposed ‘state of nature’. A brutish choice is
the Yanomami in the Amazon rainforest, well
studied by a controversial anthropologist,
Napoleon Chagnon. Pinker finds that people today
are vastly better off than the ancients. He
brushes off the colonial side of the Western
European democratic movement and assumes nobody
would choose to live with tribes rather than in
a modern Western State. The authors of this book
give evidence otherwise. A woman born in a
modern state who then lived as a captive with
the Yanomami and was then freed to a modern
state, chose to return to live with the
Yanomami! A letter was found written by Benjamin
Franklin about people preferring to live with
the Indians rather than in the US of his day.
The present dominant view on early human
development is too big a simplification and one
that is no longer justified. It makes early
human societies a caricature. They were more
interesting and diverse and they showed creative
human characteristics. After Adam Smith,
trade and markets were supposed to be in-built
human characteristics. But there are examples of
long-distance exchanges between societies
without markets. There was barter, but early
regional networks existed simply to allow
friendly visits. They were not for trade. There
are examples from North America: 17th
century dream or vision quests of Iroquois
language speakers; travelling healers and
entertainers; and women gambling in
inter-village games. The introductory
chapter ends saying the book used discussions
between the authors as a basis for starting a
new history. If arriving at agriculture and
cities did not automatically mean hierarchy and
domination, what did they mean? Where did
concern about inequality come from? The authors
found records of encounters between colonists
and Native American intellectuals to be more
profound than is usually admitted and these
highly likely spilled into the evolving European
enlightenment. The
authors begin their book telling readers that
story. Chapter
2, Wicked Freedom. Attaching historical
movements to one individual thinker makes little
sense. Rousseau wrote on the inequality of man
in a society that followed the dictates of an
absolute king, Louis XV. From ship travels, the
former world backwater, Europe, was discovering
the world and new ideas by its links to Africa,
Asia and the Americas. Chinese models of
statecraft arrived. Indigenous North Americans,
confronted by strange foreigners, developed a
remarkably consistent critique of those
foreigners. That critique was recorded. And
Europe was interested in that critique which
fuelled the enlightenment movement in
Europe. For centuries, ranks
and social hierarchies were givens going back to
Eden where Adam ranked higher than Eve!
The notions of egalitarianism and “State of
Nature” didn’t arrive until the 18th
century. The notion was not inconceivable to
Europeans because there were folk movements
since the Middle Ages where in carnivals the
social order was turned upside down for the day.
There was a notion of equal before the law that
flowed from citizens equal before the Roman
emperor or Christians equal before the Lord.
Plus, there were ancient Graeco-Roman orders
with egalitarianism. But why would humans
outside a civilization live in such a state? North American
indigenous “intellectuals” were capable of
abstract argument, of learning European
languages and of teaching their own languages.
Europeans had an appetite for books on travel
and missionary work so Jesuit Relations of
New France was popular. Such books
contained original ideas. Authors routinely said
these ideas were from indigenous thinkers, but
that could not be believed in Europe. Rousseau
was familiar with these ideas and with the
strong critical thinking of the American
indigenous about French society and
institutions, especially their lack of freedom.
Such thinking showed readers other social
possibilities. Some of the indigenous thinking
makes links to European debates that lead to
liberty, equality and fraternity. The Nova Scotia
Mi’kmaq found the French quarrelsome, covetous,
thieving, deceiving, not sharing or caring for
others and resistant to freedom. Friar Sagard
lived among the Wendat and reported similar
views in a popular book in 1633. At the same
time, there is little mention of equality except
between the sexes. The indigenous chief had no
power over his people beyond that of persuasive
discourse. A Wendat could agree with a request
from the chief or disagree. This was anathema to
the French. The Wendat saw the French as little
better than slaves of their superiors. The
Wendat justice system did not target
individuals. Although murderers got off,
observers noted the Wendat justice system worked
surprisingly well. Equality arises as an aspect
of freedom: indigenous Americans were equally
free to obey or disobey orders. Reasoned debate
was used mainly among the Iroquoian language
speakers; Wendat or Haudenosaunee nations. Two important actors
were Lahontane, a lesser noble in the French
army, and Kandiaronk, a strategist of the Wendat
Confederancy. Lahontane wrote memoires of his
American exploits including his debates with
Kandiaronk. The books won a wide audience in the
early 18th century. The debates gave
a powerful critique of the European social
system and of Christianity. It stimulated
similar books. Turgot developed a response to
the critique: a justification of a degree of
inequality as an outcome of evolution in human
society to a commercial civilization. Turgot’s
evolutionary theory of human civilization was
joined by Adam Smith and others. Between 1703 and 1751
the indigenous critique made an enormous impact
on European thought. And that culminated with
Rousseau’s essay that melds the indigenous
critique with echoes of the biblical fall
narrative and anticipates the evolutionary
material development. But Rousseau’s exposition
of the critique looses Kandiaronk’s belief in
the real possibility of doing things
differently. The equality in American indigenous
freedom contained a baseline communism – the
obligation to feed the starving - whereas the
European notion of equality was constrained by
ownership of property. Rousseau felt that the
beginning of private ownership caused the end of
liberty. He is considered a key figure in the
founding of the “left” which crystallized at the
time of the French revolution when the
aristocrats sat on the right of the 1789 French
National assembly. Rousseau’s combining of the
indigenous critique and the doctrine of progress
to counter it did establish the project of the
left, and the political right has always been
suspicious. The idyllic noble savage was never
even a myth and the “noble savage” was an abuse
by racists in colonial Britain. The issue is
important because the indigenous critique links
to social equality and its relevance as an issue
in societies such as 17th century
France or American indigenous societies. The
book questions whether the lack of rulers,
bureaucracies, ruling classes represents a lack
of imagination in a society or a greater human
imagination. Did imperialists rush to adopt a
project to “free” societies from their lack of
“evolution”? What does it mean to talk of
“egalitarian societies” who revere their old
people? Some American indigenous societies could
be seen as matriarchal in one sense and
patriarchal in another. Histories looking at
social equality inevitably, like Turgot, look at
‘civilization’ and that triggers an evolutionary
model. The book seeks to examine how rulers
arrived without an underlying assumption of
evolution. Hence the book avoids the origins of
inequality, but does hope to find how a few
people ended up controlling the fates of almost
everyone else. Chapter
3, Unfreezing the Ice Age. Over the last 3
million years there was an age when humans and
animals were hard to distinguish. Someone
somewhere somehow had to light the first fire,
cook the first meal and perform the first
marriage ceremony. Human “pre-history” began
with archeological finds. In 1858 in Brixton,
Cornwall, a sealed cave was opened containing
stone axes, a cave bear, a woolly rhinoceros and
other extinct species. That pre history was 3
million years - many of them with little other
evidence found and during which our ancestors
used stone tools. Determining DNA in
mitochondria, cell components we get from our
mothers, points to a common source of homo
sapiens, an ‘Eve’, about 120,000 years ago. The origin of modern
humans, homo sapiens, was Africa, but there were
many distinct and highly different homo sapiens
populations that co-existed with other human
species. Today’s human differences around the
globe are trivial by comparison. When sapiens
spread from Africa, they encountered and
interbred with other less different human groups
like Neanderthals. The world at the time was
vastly different. A world we might recognize
goes back to 40,000 years ago. The societies
occupied diverse geographic areas from coast to
rainforest to savannah. There was no Garden of
Eden, no single ‘Eve’ but homo sapiens emerged. Evidence of human
culture only goes back 100,000 years and depends
on conditions favouring preservation.
Discoveries in Europe in the 1980s and 90s
related to the replacement of Neanderthals with
Sapiens around 40,000 BCE. Findings include more
advanced hunting toolkits, sculpting of images
in bone, ivory and clay, cave paintings of
animals, more elaborate clothing and body
decoration, musical instruments and exchanges of
materials over large distances. The rich
European finds may relate to the wealth of
contemporary European countries, to the
interaction of Sapiens with Neanderthals and to
the retreating ice sheets over Europe at the
time. More recent cave findings in Kenya and the
islands of Borneo and Sulawesi go back millennia
earlier. Upper
Paleolythic societies
of
15,000 – 50 years ago do not fit our
preconceived little bands of hunter gatherers.
They have princely burials and grand communal
buildings. Although humans inherited the
dominance or submissive behaviour from apes,
humans had a capacity not to act that way.
Humans are political animals. Our genetic
history may stem from Hobbs’s view, but our
political history links to Rousseau’s view. The
hunter gatherers produced grand monuments,
“princely” burials and other unexpected features
of ice age societies and there are forms of
social stratification. Rich burial sites in
Europe including two young men with what look to
today’s eye royal regalia – hence “princely”.
The sites have objects transported from
considerable distances. However inherited wealth
and social status are unlikely. The princely
burials are few and spaced and the usual
trappings of power – fortifications, storehouses
and palaces – are lacking. The most famous
monumental architecture in Eurasia is the twenty
enclosure Gobekli Tepe in southeast Turkey. The
enclosures involve 200 T-pillars of rock 16 ft
high weighing up to a ton raised into sockets
and linked by walls of rough stone. Each is a
unique work of sculpture carved with animal
images at varying degrees of inlay. The
buildings trace to 9,000 BCE but were modified
during the centuries thereafter. The building
calls for coordinated activity on a large scale.
Human groups not far away had begun crop
cultivation, but those who built Gobekli Tepe
had not. They harvested wild cereals and plants
in season, but were not “proto-farmers”. It is
known that hunter gatherers had evolved
institutions for major public works and complex
social hierarchy before they farmed. The
hierarchy and when it operated are not known.
There are other monumental stone works going
back to the Ice Age such as the “mammoth houses”
built around a successful mammoth hunt. Writers like Harari
in Sapiens 2014 admit to little
evidence of social arrangements but assume
humans are in small groups acting like apes,
either the war-like Chimpanzee or laid-back
Bonobos. The book says humans, homo sapiens,
were political animals from the start citing
Boehm’s work. Human conversation is a device
that allows the reasoning zone of the brain to
keep working for protracted periods – as it does
in the dialogues in philosophical works of early
history. The 18th and 19th
century enlightenment was an expression of a
native in-born human political consciousness
that humans use to determine their social
arrangements. “Hunter gatherers”
didn’t just live in little bands – they gathered
to create grand landscape monuments, they
created large quantities of stored food, they
treated some like royalty – “princely” - and
they should not be forced to fit onto some
social evolutionary scheme like that of Turcot.
No humans are “savages”. Those familiar with
indigenous communities are aware their thinking
and reasoning is – well – human. It is
comparable with people of today who drive
tractors, manage restaurants or chair university
departments. Indeed, some authors like Paul
Radin, who wrote in 1927, felt the indigenous
reasoned rather better. In 1944 Levi-Strauss
published an essay about politics of Nambikwara
part-time farmers and part time foragers in
inhospitable savannah in Brazil. They were
viewed as a window on the Paleolithic era. Not
so said Levi Strauss. Their ways of organizing
gave us wider insights into human politics.
Averse to competition they nonetheless appointed
chiefs. But the chiefs functioned like a modern
European politician to broker two different
social and ethical systems in each year. During
the rainy season people lived in hilltop
villages of several hundred and practiced
horticulture. During the rest of the year, they
dispersed as small foraging bands. Chiefs acted
as heroic leaders of nomadic adventures in the
dry season, giving orders and resolving crises
in an authoritarian manner. In the wet season,
the leader’s personal style attracted followers
to a village where the leader used only gentle
persuasion and example for the construction of
houses and gardens, for attending to the sick
and resolving disputes. The society moved back
and forth during each year between very
different styles of leadership and activity. In the 1960s studies
of African tribal societies categorized the
societies studied into a social-evolutionary
model. The Levi-Straus findings were by-passed.
The societies studied were newly formed, they
included refugees from European colonial
activity and they were living in places not
taken over by colonisation. Such twentieth
century groups studied cannot provide a window
to the past but they can help with things to
look for like seasonal variation of activity or
respect for special kinds of people who may have
played special political roles. There is some
evidence on that front. A majority of the
rich Upper Paleolithic burials show striking
physical anomalies. The adolescent boys buried
in a princely manner had congenital deformities.
The bodies in the Calabrian Romito cave were
unusually short. They seem to have been well fed
and cared for and they were evidently considered
special, but it is very unlikely that a
stratified elite emerged in post ice age Europe
when the only persons buried were richly buried
and were hunchbacks, giants and dwarfs. These
were extraordinary deaths for anomalous people.
And they were people in a society evidencing
music, sculpture, painting and complex
architecture. Almost all ice age
extraordinary burials and monumental
architecture were created by societies that
dispersed as foraging bands at one time of the
year but gathered in concentrated settlements at
another. Upper Paleolithic sites are linked to
migration and seasonal hunting of game herds –
woolly mammoth, steppe bison or reindeer. An
overall pattern of seasonal congregation for
festive labour seems well established at sites
from Eastern Europe, French Perigord rock
shelters and the Cantabrian coast to Gobekli
Tepe. Use of such sites
continued after the invention of agriculture,
for example the Neolithic monuments of the
Salisbury Plain in England, the last of which
was Stonehenge. Interestingly, the people who
built it, had adopted Neolithic farming from
Europe, then abandoned it. But they kept hold of
domestic pigs and cattle and adopted foraging
for hazelnuts as staple plant food. The decision
to stop cereal farming appears a self-conscious
decision. The community gathered for a winter
celebration with feasting on livestock, some of
which were brought from a considerable distance.
Early 20th
century anthropologic studies across groups like
Inuit or Canadian West Coast tribes found
striking differences in social behaviour with
seasonal fluctuations between extremes of
authoritarian rule and free family units. Any
“soldier” function was intermittent. It seems
likely that post ice-age societies lived before
recorded history in various forms of flux and
change and that there was some kind of conscious
use of fluxes to avoid the dangers of
authoritarianism. The authors point out that
forms of seasonalism remain in our society like
the Christian winter holiday season when norms
and organization reverse and it is more blessed
to give than receive or like the French holiday
season July and August when everyone flees the
cities into the countryside. Seasonal festivals
have a history of ‘play-kings for a day’ which
recall the old fluctuations in societies. In
medieval times some festivals might lead to some
real challenges towards real kings. Now most
kings have become the play kings. The questions are not
whether sapiens is brutish and selfish or
cooperative and kind. Sapiens is a species
capable of negotiating between such
alternatives. The puzzle is how and when did
sapiens allow permanent intractable systems of
inequality to take root. Chapter
4, Free People, the Origen of Cultures and
the Advent of Private Property.
The chapter begins
stressing that we could not imagine the extreme
social activities of some groups today and are
left with our “national holidays”. This chapter
examines some. It also looks at how the flexible
societies got “stuck” on fixed social patterns
where certain individuals or groups were able to
claim permanent power over others – these rulers
ruled. Evolution reveals
that most people live lives on a smaller scale
as populations grew. Somehow particular
societies – say Mohawk tribes – emerged. In the
Upper Palaeolithic, myths, rituals, musical
instruments, carved female figurines and body
ornaments were similar across the globe and
individuals often travelled very long distances.
This is true today for current hunter gatherers
in East Africa and Australia. Their larger
residential gatherings are a minor fraction of
the total population. When they travelled, they
could find settlements and kin to stay with over
these huge distances. One supposes this could
have been the case for earlier hunter gatherers.
For several thousand
years after 12,000 BCE different cultures
emerged. Some continued to follow mammoth,
others settled in coastal areas and others
gathered in forests. Different tools emerged
with different ways of using grains, cooking
vegetables and smoking or otherwise preserving
meat and fish in this Mesolithic period. The
innovations spread to give a cuisine we would
recognize today. Differentiation may have arisen
from cuisine preferences and spread to other
creations like body ornamentation, but the size
of the groups remained big - very much larger
than today’s nations. Very much later one
finds a gathering of different “cultures” with
different languages assembling along the same
river, as in Amazonia. Or the reverse - the
spread of imperial colonial languages like
English or Han Chinese. However,
the trend was away from huge regions and towards
smaller grouping of more parochial populations.
The proliferation of separate social and
cultural universes seems related to the
emergence of more durable and intransigent forms
of domination. An egalitarian
society is one whose members feel equal in some
agreed important way and that can be achieved in
practice. But societies may have different views
of important values that form a basis for the
sense of equal. Then an outside basis can be
imposed like the property arrangements that
Rousseau and Adam Smith used leading to a
ranking of society by means of subsistence. They
supposed that agriculture introduced inequality
via the emergence of landed property. Conventional wisdom
supposes that a surplus leads to a group such as
a warrior or priestly class living off that
surplus. The elites band together and the result
builds a state. True, cereal farming and storage
made possible Pharaonic Egypt or Han China. But
roughly 6,000 years lie between the first
farmers in the Middle East and the rise of the
first states. Ruling classes are simply those
who organize society to extract most of the
surplus for themselves. Marx imagined using the
surplus collectively. However, the only way to
maintain an egalitarian society is to eliminate
a surplus. Work by anthropologist Woodward on
egalitarianism among current hunter gatherers in
Africa reveals that everything is shared as it
is gathered. There is lack of a surplus or a
pending crop. There is awareness of the link
between no surplus and egalitarianism. The
notion of equality in societies is problematic
and a feminist anthropologist favours autonomy
rather than equality in a society. Equality in
Wendat societies with weak chiefs was really
individual liberty. Hierarchical societies can
emerge and be largely theatrical. A right to
travel is less important than the ability to
travel which depends on the social obligation to
provide hospitality for a stranger. It is
freedom to leave one’s community knowing one
would be welcome in faraway lands, the shift
between social structures at different times of
the year, the freedom to disobey authorities
without consequence. Freedom in our world
is a lack of political overlord but a strict
chain of command in the area of work and the
economy. Work is not the same as property. The
sacrifice of the primitive liberties came with
the promise of a dazzling increase in overall
wealth from the commercial society. The reality
was a staggering increase in work hours in the
new mills. Human progress came to mean
liberation from unnecessary toil. The Victorians
argued the awful Dickensian work regimes were
improvements on the struggle for existence by
European, Chinese or Egyptian peasants. Sahlin’s 1968 essay The
Original Affluent Society challenged
the Victorian notion of improving working
hours. It was the last speculative prehistory.
People were not poorer in earlier ages. It
could be said they lived lives of material
abundance. This is correct. But the notion
that early humans were happy-go-lucky hunter
gatherers comes from the particular current
tribes assumed to be models. There is a much
larger variety of human societies. There are
many forms of affluent society and some
include hard work. All came before the turn to
agriculture. The authors turn from post
Ice-Age (or Pleistocene) to the warmer
Holocene to examine ancient societies in the
Caribbean and Japan. Poverty Point in
Louisiana is a collection of largescale mounds
and ridges in concentric circles over a
200-hectare area flanked by enormous mounds. It
was the centre of a large sphere of cultural
interaction. People and resources came from as
far as the Great Lakes and the Gulf of Mexico.
These people were not farmers nor did they write
nor did they trade – they were hunters, fishers,
foragers. Thousands gathered at some point in
the year to extend complex information across
the region which contained smaller sites. The
arrangement of mounds and ridges follow the same
geometric principles based on equilateral
triangles and cords and strings. Research by
Clark in 2004 found evidence of a standard
measure extending to Mexico and Peru. Similar
structures from 2000 BC exist around the Gulf of
Mexico and up the Pacific Coast of BC presumably
where people gathered at points in the year. In
Japan, “Jamon”, another monolithic culture held
sway over foragers 14,000-300 BC before rice
farming took hold. Documented since the 1960s,
cycles of settlement and dispersal took place,
monuments of wood and stone went up and were
taken down, elaborate rituals flourished and
declined, specialized crafts waxed and waned –
including pottery, wood and lacquer. In
Europe, post ice-age non-agricultural history
includes Finnish “Giant’s Churches” or the “Big
Idol” totem pole in the Central Urals. And, of
course, there is Stonehenge in the UK. Most of this
evidence has not dispelled the dominant myth of
happy simple foragers. Yet there is additional
evidence from indigenous activity of landscapes
farmed in very different ways – controlled
burning, pruning, terracing plots, building clam
gardens, creating weirs to fish for salmon and
the economic base might have supported priests,
kings or armies as in the Kingdom of Calusa,
Florida when Europeans arrived. This was not an
isolated case of foragers who developed complex
forms of land tenure or who worshipped kings. Another myth is
that foragers who settle in territory that lends
itself to foraging are unusual. Those living off
the land now are living off land nobody else
wanted in deserts or the artic circle. That was
not the case 10,000 years ago when everyone was
a forager and it should be self-evident that
they chose places where wild resources were
abundant – rivers and coasts – until settlers or
colonizers arrived. Humans did not
live like Kalahari bushmen until agriculture
arrived. The construction of major earthworks
like Poverty Point required organization, a
strict regime and enormous amounts of human
labour. The form of ownership in these societies
is not known but it does appear that all the
places involved were in some sense sacred.
Ownership is part of the realm of otherness that
the sacred occupies. In otherwise
egalitarian pygmy societies, an exception arises
for religious objects linked to cult male
initiation rites that have exclusive claims to
ownership and are hidden in secret places
protected by secrecy deception and threat of
violence. Ownership can mean excluding its use
by others – like owning a car. In some
societies, things like hunting knives are shared
but the ritual power to ensure luck in the chase
was not shared. In other societies ownership in
the natural world becomes taking care of. Roman
law ownership is the right to use and the right
to take benefit from the fruits of say a tree,
but also the right to destroy. In some
Australian indigenous groups, there are strong
cults associated with initiating the passing on
of responsibility to look after the tribe’s
lands represented by passing on of carved wooden
religious symbols and by rituals like
circumcision. Here in an egalitarian free
society in this context is its opposite: a
hierarchy imposing precise controls on others. Looking back at
prehistory one cannot know the forms of property
or ownership that existed at Gobekli tepe,
Poverty Point or Stonehenge, but these were the
kinds of context where exclusive rights over
property together with strict demands for
unquestioning obedience were likely among
otherwise free people. How did this come to
order to many aspects of human affairs? Chapter
5,
Many
Seasons
Ago: Why Canadian foragers kept slaves and
their Californian neighbours didn’t; or, the
problem with ‘modes of production’. The world before
widespread agriculture was not dominated by
roving bands of foragers. In many places there
were already ancient sedentary towns or villages
as well as monumental sanctuaries and stockpiled
wealth from ritual specialists, artisans and
architects. These should be considered in their
own right and not put into the mould of some
theory of evolutionary history and passed over.
On the Atlantic coast nearly all indigenous
peoples adopted some food crop, those on the
Pacific coast rejected them all. In Mesolithic
times the post ice-age trend of human groups to
differentiate from their neighbours continued in
culture and in language. Using North
America, the authors examine the notion that
languages naturally drift apart with time and
cultures develop within these linguistic groups.
However, there are cases where cultural
groupings extend to neighbouring groups across
linguistic boundaries. The naming of ‘culture
areas’ by museums arose because it worked.
Artefacts appeared to have much in common among
Eastern woodland tribes of North America. The
idea also worked for archeological findings
among neolithic villages in Central Europe. The
idea was extended to ‘areas’ more widely in
America. Yet there are great differences between
the US Southwest and adjacent Canadian Southwest
tribes. Mauss tackled
‘culture areas’ in essays 1910-30. He argued
Mesolithic people were well travelled and aware
of other cultures. Ideas could easily be
assimilated but there could be conscious refusal
to adapt other cultural ideas. For example,
tribes could insist on continuing to use their
own inferior style of kayak. Societies live by
borrowing from each other, but define themselves
by a refusal to borrow. Thus, the formation of
‘culture areas’ is a political process. The
authors use this analysis with the Pacific coast
tribes. Before the Gold
Rush, pacific coastal North America was
populated by two culturally distinct groups of
tribes. Both areas supported higher populations
of hunter gatherers than inland areas with maize
beans and squash agriculture. The Californians,
especially the Yurok tribe in the North, used a
form of money and lived under a series of
ethical imperatives: to work; to have property,
to have individual responsibility and limited
sharing; to live modestly – simple houses,
simple meals; to abstain from indulgences – they
used sweat lodges; no inherited ranks or titles. This differed
dramatically from the tribes of the Canadian
Pacific coast. Here tribes had large coastal
villages in Winter with complex ceremonies and
smaller groups gathering food inland in Spring
and Summer. These included warrior aristocracies
engaged in inter-group raiding and capturing
slaves. There is an exhibitionism in the exotic
carvings of totem poles and the like. They were
notorious for shows of excess in ceremonies know
as potlatch where excessive gifts were passed
out to followers. The society consisted of
nobles, commoners and slaves with artisans among
the commoners attracted to a particular noble’s
village. Nobles enjoyed the prerogative of
consulting with spirits and thereby receiving
honorary titles. Each of the ‘fisher kings’
might attract 100-200 followers. The book’s
authors give greater details of all aspects in
their aim to show the ‘puritanical’ Californians
were in apposition with the Canadian ‘fisher
kings” rather in the manner of Athens and Sparta
in ancient Greece. There is a discussion of the
role and meaning of slavery in this particular
context. There is a discussion of the economic
challenges of managing the situation faced by a
fisher-king who faced a shortage of labour under
command for the times when intense fish
harvesting was needed. There is a warning about
using slaves. Then a conclusion adds thoughts. The authors argue
against both deterministic and random
explanations for the evolution of the various
different cultures after the ice age. That would
mean human society is already trapped in a
particular mould. They argued that it was
reasonable to assume that humans had a degree of
political self-consciousness and could think of
the relative merits of other ways of living with
one another when deciding to spend half the year
one way and half another. Here they argue that
this political self-consciousness also lies
behind the intricate web of cultural differences
that came to characterise post ice-age human
societies. They acknowledge there is no way to
know the role of human agency. The conclusion
takes a look at freedom and finds that
‘complexity’ such as coordination of labour or
of elaborate ritual need not mean domination or
slavery. But domination begins at home, even if
slavery finds its beginning in a war. Hierarchy
and property may stem from notions of the
sacred, yet the most brutal exploitation comes
from intimate relations - perversions of
nurture, love and caring. Surprisingly, equality
and hierarchy tend to emerge together as
complements – the Northwest coast commoners are
equals and free with an aristocratic chief and
slaves. Californians are so distinct in the
nature of their wealth – unique items that
cannot be inherited - that comparisons among
them are difficult and equality does not arise. Chapter
6,
Gardens
of Adonis. The revolution that never
happened: How Neolithic people avoided
agriculture. Gardens of Adonis
were planted in tubs in summer with little
chance of fruition because they were associated
with a women’s cult. The authors use this symbol
to question the usual view that agriculture
began as a response to the need for more food
for a growing population. The authors turn to
the town of Catalhoyuk in Turkey, occupied from
7400 BC to 523 AD, and one of the first large
settlements whose inhabitants practiced
agriculture. The town lacks a centre and
communal buildings and consists of connected
houses entered by ladder from the roof. Inside,
decoration was skulls and horns of cattle, vivid
paintings and covers over the remains of some
dead family members. Most of their nutrition
came from cereals, pulses, sheep and goats. The authors note
the work of Gimbutas who had supposed the
society dominated by a goddess. She supposed an
‘Old Europe’ that lasted until cattle-keeping
people migrated around 3,500 BC. Her work was
somewhat unfairly discredited by excavations
which revealed that the cattle were not
domesticated, places supposed to be shrines were
reinterpreted as houses for everyday tasks –
cooking, eating or crafts, and images of fertile
looking women need not be assumed to be goddess
figures. However, there was indeed a dominance
of female figures, the latest DNA archeological
data supports a big migration around 3,500 BC
and it is not unreasonable to suppose matriarchy
in the sense of women being head of a household. The female
figurines represent mature women who were not
objects or worship or dolls but possibly
matriarchs of some kind revealing an interest in
female elders. There is not equivalent
representation of males. Evidence shows parity
between males and females in diet and health.
Wall decoration reveals scenes of hunting game
animals by men and boys. Household organization
dominates and there is little evidence of any
central authority. Each house provides for its
own storage production and consumption. There was routine.
Houses seem to have been rebuilt every 100 years
or so for 1000 years. New clay walls went where
old ones went. Ovens and storage were rebuilt as
before. Over time houses seem to acquire
cumulative prestige – more hunting trophies,
burial platforms and obsidian. However, there is
nothing to suggest a different rank nor is there
anything to suggest a self-conscious
egalitarianism. The more prestigious houses are
distributed throughout the settlement.
Remarkably, art and ritual make no reference to
agriculture yet cereals and livestock were more
important for nutrition than wild resources. The
cultural life remained tied to hunting and
foraging for 1,000 years! The settlement was
built in wetlands seasonally flooded by the
Carsamba river. Winters were cold and damp.
Summers oppressively hot. Livestock would have
been moved away from pens between spring and
autumn. Arable crops were likely sown in spring
on the receding floodplain of the river. While
all tasks took place near the settlement, there
was likely some seasonal variation of social
arrangements. The settlement was designed for a
winter arrangement. Much material equality
existed between the houses. But some hierarchy
would have developed for rituals linking the
living and the dead. In summer,
shepherding and cultivation surely involved a
strict division of labour to safeguard the crop
and protect the herds. If so, it found little
space in the ceremonial life of the household
which drew its energy from older sources, more
Adonis than the goddess of agriculture, Demeter. Today it is known
that cattle and boar were domesticated 1,000
years earlier further East in Asia in the upper
reaches of the Tigris and Euphrates valleys
known as the Fertile Crescent. Catalhoyuk
obtained the basis of that farming economy
including domestic cereals, pulses, sheep and
goats but not domestic cattle and pigs. The art
and ritual suggest the people valued wild boar
and wild cattle as prey and for men prestige was
involved and a certain kind of society was to be
lost in adopting domestic cattle and pigs. These
animals remained wild and glamorous until 6,000
BC! The Fertile
Crescent is where farming began, a roughly
crescent shaped area of arable lands bounded by
deserts and mountains. There are really at least
two crescents or ecological areas. Since the
last glacial period at around 10,000 BC the
areas developed in two directions. The upland
crescent runs from foothills north to the border
between Syria and Turkey and includes a belt of
oak-pistachio forest and game rich prairies with
river valleys. The lowland crescent has Pistacia
woodlands tracts of arable land with rivers
lakes artesian springs beyond which are desert
areas. Different changes occurred 10,000-8,000
BC. Both developed a complex mix of settlements,
seasonal camps, centres of ritual and ceremonial
activity with impressive public buildings. Both
also developed some cultivation and livestock
management alongside a range of foraging and
hunting activities. However, the north took a
sharp turn towards hierarchy among settled
hunter gatherers shown at the megalithic Gobekli
Tepe centre and recently discovered Karahan Tepe
centre. In the Euphrates and Jordan lowlands
that lack such megalithic centres, things took a
different turn. The lowlanders and
uplanders were linked by trading. A trade
circuit wound through the Damascus basin and
into the Jordan valley contracting as it went.
It is known as the “Levantine Corridor”.
Obsidian from the Turkish highlands flowed south
from uplanders and shells from the Red Sea
flowed north from the lowlanders. The lowlanders
living along the route were devoted craft
specialists and traders. Each hamlet developed
its own expertise like bead carving and the
industries developed special cult buildings or
seasonal lodges pointing to control by guilds or
secret societies. By the 9th century
larger settlements had developed along the main
trade routes. Lowland foragers occupied fertile
pockets of land along the drainage of the Jordan
valley using trade wealth to support
increasingly large settled populations. Sites of
impressive scale sprang up such as Jericho and
Basta approaching 10 hectares. There were
constant opportunities for foragers to exchange
products on account of the intimate contrasts
and conjectures of the landscape. Exchanges
could be foods, medicines, drugs or cosmetics.
Farming may have begun as a niche activity. The founder crops
of early agriculture – emmer wheat, einkorn,
barley and rye – were developed at different
steps along the Levantine Corridor. At higher
altitudes in the upland crescent came the
earliest evidence for the management of
livestock, incorporated into the seasonal rounds
of hunting and foraging. Cereal cultivation
began as a supplement to economies based on wild
resources like nuts and berries. Cereal
production brought people together in news ways.
It was repetitive work, labour intensive and no
doubt infused with symbolic meanings. Domestication of a
crop like wheat under cultivation means genetic
mutation of the wheat produces a variety that
can no longer reproduce without human aid. Wheat
and barley were among the first to be
domesticated along with lentils, flax, peas,
chick peas and bitter vetch. Since wild
varieties still exist, scientists have shown
that the key mutation in wheat could take place
within 20 – 200 years using simple farming
techniques like pulling or cutting with flint
sickles then sowing new seed on soil without
wild varieties. Such techniques would have been
routine for foragers and they would also be used
to harvest straw. Straw was used before
agriculture began to help light fires, to make
baskets, matting or thatch, or to make buildings
and storage vessels when added to clay.
Domestication of crops could have occurred
within one or two human generations, but
evidence shows domestication was not complete
until some 3,000 years after cultivation began. Cultivation is
hard work. However, the flood retreat farming as
was done at Catalhoyuk has nature do the
tilling, sifting and refreshing of soil. Flood
retreat land is ready for broadcasting seeds. It
has an inbuilt resistance to enclosure and
measurement of land by boundary stones and so
farming such land tends to be a collective
activity. And
this type of farming was a feature of neolithic
economies in the more arid lowland areas of the
Fertile Crescent particularly the Levantine
Corridor. Since the densest stands of wild stock
tend to be in the upland areas with more
rainfall, those living in lowland sites had the
opportunity of isolating cultivated from wild
stock, selecting in the highlands and
broadcasting in the lowlands. So the long time
for domestication is the more remarkable. It
seems the inhabitants were doing the minimum
cultivation to allow them to stay in their given
locations – locations chosen on non-agricultural
grounds like fishing, trading or foraging. The authors point
out that others often forget women in their
accounts of the start of agriculture and the
Eden narrative itself casts women in a negative
role. In contrast, the harvesting of wild plants
and turning them into food medicine or
structures like baskets and clothing has been
widely viewed as female activity – even if
practiced by men. The association of women with
plant-based knowledge goes back as far as can be
remembered. Such plant-based knowledge is
extensive: food development; identifying spices
and medicines, pigments and poisons. There are
fibre-based crafts and industries: textiles;
basketry; matting and cordage. These most likely
developed alongside cultivation of edible
plants. With such crafts and industries came
more abstract mathematical and geometrical
knowledge about structure and space - literally
entwined in the practice of the crafts. Women’s
association with such things goes back to the
female figurines of the last ice-age with their
woven headgear, string skirts and belts of cord.
When scholars note the flowing of Neolithic
experimentation and of Neolithic scientists, the
fact that women likely played a significant part
deserves mention but has been overlooked. Moreover,
Neolithic cultivation is better considered as
what it is – biology and gardening - rather than
starting from outside notions of agriculture and
domestication. There are not fixed fields. They
chose garden plots from time to time to
encourage the growth of weeds, drugs, herbs and
foods side by side. They
exploited alluvial soils on the margins of lakes
and springs which shifted from year to year and
they worked to cajole the flow of things. And
this Neolithic method worked well to foster the
incremental growth of settlements and
populations for three millennia. Treating this
as a transition misses the point rather like not
noticing the female figures everywhere misses
the role of women. A kind of concrete science
went beyond an economy of cultivation spilling
into a social revolution involving media,
architecture, mathematics, religion and gender
roles in the lowland parts of the fertile
crescent. Things beyond the megalithic
architecture and the Gobekli Tepe structures
emphasised the different culture of the upland
populations who were also village dwellers who
adopted forms of cultivation and herding while
deriving the bulk of their diet from
non-domesticated sources. The huge stone
pillars upland evoke a different world than the
small figurines of the lowlanders and the carved
imagery on them are wild and venomous animals,
scavengers and predators almost all sexed male
and in threatening postures. Repeated images
show raptors taking human heads. Heads and
headless bodies feature and there are headless
burials. The meaning is not known, but
archeologists are reluctant to suggest conflict
or predation since there is little evidence for
war at this time. A site of
prehistoric settlement north of Gobekli Tepe,
Cayonu Tepesi, with houses on stone foundations
and public buildings has a “house of skulls”, a
large building holding the remains of 450
people, including headless corpses and 90
crania. Skulls were left bare and were of young
adults or adolescents. With human remains were
remains of prey animals. Blood analysis on a
stone table suggested it was an altar used for
animals and humans. The house of skulls came to
an end in a violent conflagration after which
the people covered the areas with a deep blanket
of stone and pebbles. Perhaps this indicates a
shift in hunting from survival to predation and
a way of modelling and enacting dominance over
other human beings. So far human remains are
rare at Gobekli Tepe itself, but 2/3 of the
prehistoric human bones found are segments of
skull or facial bone. The chapter ends
with a recap. Farming was much less a rupture in
human affairs than supposed. Neolithic farming
began in southeast Asia as a series of
specializations in crop raising and animal
herding spread across the region in zones used
by groups for hunting and gathering. It was
linked to trade or socializing. This farming was
tied to broader changes than a new economy.
There were new patterns of life and ritual that
persist: holding harvest festivals; entering
through doors; looking through windows; putting
cheese on bread. But there were two interacting
models. Upland settlements were associated with
grand monuments of stone with symbols of male
virility whereas lowland settlements present
women in symbols and symbolized by soft
modelling with clay or fibres. Both seem to have
attached great ritual significance to human
heads, but treat them in different ways. It is noted that
the lowlanders developed macabre skull portraits
by removing heads from burial and used clay and
plaster to fill in for flesh and finished with
red and white paint. They appear to be revered
heirlooms of ancestors. The tradition of
revering skulls appears to go back before the
Neolithic era in the coastal regions. All this negated
the traditional account of human development. No
switch was thrown to change Palaeolithic
foragers into Neolithic farmers. In any case,
there was no Eden to switch. And while
“agriculture” – or better cultivation of some
crops - allowed the possibility of unequal
concentrations of wealth, this did not begin to
happen until several millennia later. In the
Fertile Crescent, if anything it is among those
further from agriculture in the uplands that
social segregation and violence become more
entrenched whereas the lowland settlers who
linked rituals to crop production are decidedly
more egalitarian. Chapter
7,
The
Ecology and Freedom: How Farming first
hopped, stumbled and bluffed its way around
the world. The Fertile
Crescent is the most studied area and it can
easily be seen that there is no one cultural
consequence of adopting some cultivation and
animal husbandry. There was no need to begin
social inequalities or to privatize land. Forms
of common tenure carried on in lands for
centuries later and periodic redistribution of
lots was not exceptional. Such arrangements
continued across Europe from the Russian mir to the Anglo-Saxon run-rig and from
Ireland to India. There is no basis to suppose
that cultivation required a change from forager
egalitarianism. Moreover, there was not one
single centre from which agriculture spread. Archeology has
found 15 to 20 independent sites of crop
domestication many of which followed different
paths of development in China, Peru, Mesoamerica
and Mesopotamia. To these early farming centres
must be added the Indian subcontinent, the
grasslands of West Africa, New Guinea, South
America and the Eastern Woodlands of North
America. None made a transition from food
cultivation to state foundation. Nor is there
reason to suppose that cultivation rapidly
spread to neighbouring areas. Cultivation did
not appear attractive to foragers and hunters.
It's important to remember that itis difficult
to talk of the spread of cultivation when in
talking of Neolithic times alone one talks of
several millennia. Only for the last few
centuries can it be said that old world
cultivates spread to the Americas and Oceania.
“Spreading” of cultivation requires comparable
climate, ecology and geography and the interest
of human societies may need to undertake major
preparatory work like the terracing of
hillsides. So, there are questions about how
geographical or climatic conditions affect such
things. There is also the impact of old-world
crops in temperate North America where they
flourished to the detriment of the Native
ecology creating areas of neo-European ecology. Since our species
arrived some 200,000 years ago there have been
only two sustained periods of warm climate that
might support an agricultural economy: the
Eemian interglacial 130,000 years ago and the
present period beginning 12,000 years ago. Homo
Sapiens was very restricted in range at the time
of the Eemian interglacial. When the Holocene
began Sapiens was on all continents and in many
different kinds of environment. We are now in
the Anthropocene in which human activity has
taken over from the Holocene period, possibly
beginning with the impact of the European
arrival in the Americas, but certainly with the
Industrial Revolution by the end of the 19th
century. The Holocene was
the Golden Age for foragers and the most
vigorous expansion of foraging populations took
place in the coastal areas newly released by the
retreat of the ice. Scrub and forest replaced
open steppe and tundra. Expanding woodlands
offered a superabundance of storable foods:
nuts, berries, fruits, leaves and fungus.
Hunting shifted from seasonal coordination of
mass kills to opportunistic and versatile
strategies focussed on smaller animals with
limited ranges: elk, deer, boar and wild cattle.
Famers were cultural underdogs that filled spots
left by foragers - spaces too remote,
inaccessible or undesirable enough to hold the
attention of the hunters, fishers and gatherers.
Even then the cultivation results were mixed,
with a dramatic failure of an early Neolithic
central European farming initiative. Several villages
with similar cultural outlook known as the
Linear Pottery tradition were established on the
loess plains of Austria and Germany around 5,500
BC. These were among the first farmers, but each
ended in a period of turmoil marked by digging
and filling of mass graves. The farming
community was carried by migrants from the
southeast. The settlements suggest a free
society. The family unit was in a timber long
house. Settlements were surrounded by ditches
which yield evidence of warfare - arrows and axe
heads. When sites were overrun these ditches
became mass graves. After an initial upsurge in
population, there was fluctuation then
5,000-4,500 BC something of a regional collapse.
It took another 1,000 years before farming took
off again. It seems success
in early farming was related to an “ecology of
freedom”, that is “play farming” – the direct
opposite of being existentially involved with
farming like those in Austria and Germany!
Moving in and out of farming is something
Sapiens has successfully done for a large part
of the past – combining gardening, flood retreat
farming and small-scale landscape management
like terracing or burning or pruning. This could
be done sustainably for thousands of years. Neolithic farming
appeared in Africa at about the same time as the
Linear Pottery settlements. It began with the
same package suite of crops and animals, but the
first African farmers opened the package, threw
out some contents and repackaged it in distinct
ways. Farming began in the Nile valley of Egypt
and Sudan – a place previously ignored by
foragers. By 3,000 BC the political integration
with the Nile delta would produce the first
kingdom of ancient Egypt. But the farming began
more firmly in Africa and away from the
Mediterranean. This economy relied heavily on
livestock herding with annual rounds of fishing,
hunting and foraging on the Nile floodplain and
in the oases and streams (wadis). New forms
of personal adornment were developed using
cosmetic pigments, beadwork, combs and bangles
made of ivory and bone. Before there were
pharaohs, almost anyone could hope to be buried
adorned like a king or queen! Another Neolithic
expansion took place on islands in Oceania at
the other end of Asia in the rice and millet
growing cultures of Taiwan and the Philippines
and with roots in China. Around 6,000 BC a
striking dispersal of farming groups took place
ending 5,000 miles to the East in Polynesia.
Known as the ‘Lapita horizon’ this expansion
called into being deep-ocean out-rigger canoes
and is connected to the spread of Austronesian
languages. Rice and millet, poorly suited to
tropical climates, were dropped and replaced by
tubers and fruit crops. Pigs joined the animals
together with dogs and chickens - plus some
unwanted rats! Animals and plants travelled to
previously uninhabited islands including Fiji,
Tonga and Samoa. Lapita groups avoided forager
strongholds like Australia. Lapita groups
diversified their crops as they went and left a
trail of distinctive pottery and some new
materials they encountered – like particularly
valued shells. The seemingly
dissimilar neolithic variations in Europe,
Africa and Oceania share common features. All
these were committed farmers. The Linear Pottery
was most deeply into cereals and livestock. The
Nile Valley was committed to its herds and the
Lapita to its pigs and yams. The species
involved were fully domesticated. All of these
took farming into lands largely unused by
existing populations. The Nile Valley seasonally
moved into unsettled steppe-desert avoiding the
Nile delta and major oases. The Linear Pottery
took root in niches left open by Mesolithic
foragers. The Lapita horizon was a relatively
closed system with its own patterns. Serious
farmers formed hard boundaries. Yet in the
lowland tropics of South America a more playful
tradition of Holocene food production continued
into the twentieth century. The Nambikwara in
Brazil’s Mato Grosso region spent the rainy
season in riverside villages clearing gardens
and orchards to grow a panoply of crops in a
relaxed fashion. With the dry season, these
gardens were abandoned and the entire group
dispersed into small bands to forage and hunt.
The process was repeated the following year in a
new location. Such seasonal moves are documented
for a range of indigenous groups in Greater
Amazonia and are of considerable antiquity.
There is also a tradition of making pets of
orphaned animals. The pattern of in-and -out
agriculture seems to have continued since 500 BC
with networks spreading inland along the rivers
that allowed trading by canoe. By the Christian
era the Amazonian landscape was studded by
towns, terraces, monuments and roadways reaching
from the highland kingdoms of Peru to the
Caribbean. Lively floodplain settlements were
described by 16th century Europeans
and they are supported by archeology. What made
farming of a wide range of crops so productive
in doorstep gardens and small forest clearings
was the ongoing creation of rich “black earth”
and “brown earth”. Such low-level food
production has characterized a range of Holocene
societies including those in the early Fertile
Crescent and Mesoamerica. Domestic forms of
squash and maize existed in Mexico from 7000 BC,
but only became staples 5,000 years later. In China, millet
farming began on the northern plains on a small
scale around 8000 BC as a supplement to foraging
and dog-assisted hunting and continued for 3,000
years until cultivated millets were introduced
into the Yellow River basin. On the Yangtze
River, domesticated rice strains appeared 15
centuries after the cultivation of wild rice in
paddy fields. In China, long after their
domestication, pigs came second to boar and deer
in dietary significance. So Holocene
developments in old and new world are similar in
overall pace of change. In summary,
farming started as an economy of deprivation –
when nothing else could be done. Since the
famers built baked mud houses they are more
visible to archeologists. Seasonal monuments
indicate that things were going on among the
hunter gatherers. The largest communities of
them were around lakes and coasts in southern
Mesopotamia and the lower Nile. Chapter
8,
Imaginary
Cities:
Eurasia’s first urbanites – in Mesopotamia,
the Indus valley, Ukraine and China – and
how they built cities without kings Humans think of
relationships with humans they know – family,
friends, neighbourhoods – differently from
states they belong to or a big city they live
in. These latter have always been abstract and
imaginary. In practice one may only know the
tiniest part of a city one claims to belong to.
To think of early cities is to think of ancient
Egypt, states, kings, pyramids. Surprisingly,
recent evidence shows that in some regions
cities governed themselves without temples and
palaces - they could emerge later. In some
cities temples and palaces never came. In many
cities there is no evidence of a class of
administrators or any sort of ruling stratum. In
others, centralized power seems to appear and
then disappear. Urban life does not seem to
require any particular form of political
organization. There is a
rethinking of the “common sense” and
conventional wisdom about “scale” in the
associations of groups of people – pair-bonded
family; bands of 5 or 6 related families; clans
or residential groups of around 150 for ritual
or special hunting occasions; then tribes -
larger groups without trusting relationships.
Off the top it is noted that people don’t
necessarily like their families! Hadza in
Tanzania and Mardu in Australia, modern hunter
gatherers, have residential groups that are not
made up of biological kin at all. It seems
anyone recognized as Mardu can join any Mardu
band. And kinship seems to be a metaphor for
social attachments – like saying all men are
brothers when we talk about internationalism.
The metaphor existed over enormous distances –
like the Turtle or Bear clans in North America.
Humans tend to live simultaneously with the 150
odd people they know personally and inside
imagined structures shared by millions of other
humans. Modern foragers are no different from
modern city dwellers or ancient
hunter-gatherers. Scale, in the sense of
absolute population size, makes no difference.
Mass society lives in the mind before it becomes
physical reality and, importantly, after it
becomes physical reality. Living in an ancient
city would not seem very different from being
part of a tribe that extended over hundreds of
miles. For most of human
history the typical geographical range most
humans were operating in has been shrinking.
Neolithic and Mesolithic culture zones covered
more ground than contemporary ethno-linguistic
groups. Cities were part of the contraction
since urbanites could spend their entire lives
within a small radius. Settlements inhabited by
tens of thousands of people began in isolation
on almost every continent 6000 years ago. Then
they multiplied. The diversity is surprising.
It’s not just that some show no signs of class
divisions, wealth monopolies or hierarchies of
administration. They exhibit extreme variety -
as if they are all experimenting with urban
form. Surprisingly few show signs of
authoritarian rule. Initially, they showed
little sign of living off serfs working in the
hinterland but rather used small scale gardening
and animal-keeping and drew from the resources
of rivers and seas and some hunting and some
collecting of seasonal foods. Cities defined a
new phase in world history that has parts that
seem so familiar and parts so alien. There are
grand self-conscious statements of civic unity,
built spaces in harmonious patterns reflecting
planning on a municipal scale. Where there was
writing, large groups refer to themselves as
‘people’ of the city, united in devotion to the
founding ancestors, gods or heroes,
infrastructure and ritual calendar with
occasions for popular festivity. People in
cities came from far away. Fourth century
Teotihuacan in the Valley of Mexico had people
from the Gulf Coast and from the Yucatan.
Ancient cities divided themselves into quarters
marked by gates, walls or ditches - not too
different from modern counterparts. Yet there
was no technology like metallurgy, intensive
agriculture, administrative records or a wheel.
Before the Europeans arrived, the Americas
lacked metal tools and lacked horses, donkeys,
camels or oxen and wheels. Everything was by
boat or on foot. Yet cities like Teotihuacan
dwarfed the early cities in China or
Mesopotamia. The cities of Mesoamerica had the
largest populations but they lacked a state and
a bureaucracy. There is no single reason why
they attracted huge populations, but a series of
earthquakes and other natural disasters seem to
have driven people from their homelands so that
they then settled in Teotihuacan. It is worth noting
that in parts of Eurasia and a few parts of the
Americas the appearance of cities followed two
changes in the environment. First, at the
beginning of the Holocene the world’s great
rivers were wild and unpredictable. Then around
7000 BC flood regimes became more settled
creating wide fertile floodplains along the
Yellow River, the Indus, Tigris and other
rivers. Secondly, in the Middle Holocene the
melting of polar glaciers slowed enough to
stabilize sea levels. The combination of the two
effects allowed the great fan-like deltas of
today at the head of the Mississippi, the Nile
or the Euphrates. Such environments were major
attractions for human populations. Neolithic farmers
with their crops and livestock were attracted.
This was like areas where Neolithic farming
began but better because a marsh oceanside acted
as a buffer with extra resources of reed and
wildlife as insurance to farming. Plus, there
were rich alluvial soils inland. This encouraged
specialized farming in Eurasia using animal
drawn ploughs, adopted in Egypt in 3000 BC, and
the breeding of sheep for wool. Extensive
outcomes may have been a consequence of
urbanization rather than a cause. Choices of
crops were less about subsistence than the
industries: textile production and urban cuisine
like alcoholic drinks, leavened bread and dairy
products. Hunters and foragers, fishers and
fowlers were as important as farmers and
shepherds. Floodplains and
marshlands have not helped the archeology of
early cities. They can be under deposits of silt
or may have been built over more than once. In China
settlements of 300 hectares or more emerged
recently on the lower reaches of the Yellow
River, like Yaowangcheng. These go back to 2,500
BC – over 1000 years before the earliest royal
dynasties on the plains of central China.
Ceremonial centres of great magnitude were
recently uncovered that developed in Peru in the
Rio Supe valley, notably at Caral. Here plazas
and platforms 4000 years older than the Inca
Empire were uncovered. The book turns to
some actual early cities, beginning with those
in Ukraine. For places around the Black Sea
there are ancient tales of warrior kings,
aristocratic tribes and lavish tombs full of
treasure – gold. There are also cities. Mega
cities older and bigger than before were found
in the 1970s in Ukraine and Moldova. They date
from the fourth millennium BC. Taljanky is an
example. They are all huge but show no signs of
centralized government, administration, ruling
class or communal storage. Hence, they are
called “simple” in the inadequate professional
scheme of civic evolution. The reason for huge
cities in this area is the extremely rich “black
earth” in a region of prairies and woodland that
is capable of supporting a large population.
Moreover, earlier Neolithic villages in the area
were previously loosely linked in an extended
community and it appears these populated the
huge cities. Taljanky, the
biggest, covers 300 hectares. There are no
government buildings, fortifications or
buildings of monumental architecture. There are
some 1000 houses 16 ft wide and twice as long
made of wattle and daub on stone foundations
arranged in concentric circles with an empty
central area. There is a central pathway and
signs of different areas. It is surprising that
these huge settlements of some 10,000 people
each are located quite close to each other – 6
to 9 miles apart. They would be expected to have
drawn from a common hinterland, but their
ecological footprint is light. The belief is
they were neither permanently inhabited nor
strictly seasonal, hovering in between. It is
possible the inhabitants consciously avoided
large scale de-forestation. Archeology suggests
small scale gardening in the settlement, keeping
livestock, cultivating orchards and a wide
spectrum of hunting and foraging. The diversity
and sustainability of the diet is remarkable.
Salt was imported in bulk, flint was extracted
by the ton, copper arrived from the Balkans and
there was a household pottery industry. Details
are not known, but a surplus was produced and
over the eight centuries, there is no evidence
of warfare. The appearance of
uniformity gives way to variations in detail –
some houses closer, some closer to being in a
circle. Their pottery expresses a particular
aesthetic for a particular house. And there are
indications that women played a prominent role.
Each area had access to a larger house – an
assembly house? Archeologists reason that
community organization was bottom up. The
authors turn to modern French Basque communities
in SW France to gain ideas about how communities
organized in a circle might function. But much
remains unknown. Then in the middle of the
fourth millennium BC, the cities were abandoned
with no clues as to why. Mesopotamia means
land between two rivers – floodplains cross the
otherwise arid landscape of southern Iraq
turning to marshland near the head of the
Persian Gulf. Urban life here goes back to 3500
BC. In the more northerly lands between the
Tigris and Euphrates where the rivers cross
rain-fed plains cities may go back beyond 4000
BC. Mesopotamia was known by biblical references
– Babylonia, Assyria, Nineveh. And early
archeologists did find evidence of these and
more: a law code Hammurabi, ruler of Babylon in
eighteenth century BC; clay tablets with copies
of Epic
of Gilgamesh fabled
ruler
of Uruk; the Royal Tombs of kings and queens of
Ur in southern Iraq. The oldest remains were of
Sumerians who used a language unrelated to the
common source of Hebrew and Arabic. A surprising
find of early archeology in the 1920s associated
Mesopotamia with empire and kings. Current
archeology shows Mesopotamia was not always a
land of kings. Cities in
Mesopotamia from the fourth and early third
millennia BC have no clear evidence of monarchy
in marked contrast from 500 years later (~2800
BC) when evidence appears in many places:
palaces; aristocratic burials; city defence
walls; and militia. Cities and civic life began
before this. So, the corvee, or obligatory
labour on civic projects, predates rulers. In
one way or another every free citizen did them
and they appear to have been undertaken in a
cheerful spirit - even in monarchic times. They
came with rewards of bread and beer, dates
cheese and meat. They could become times of
carnival when the city spun off its axis and
distinctions between citizens dissolved. Plus,
there could be lasting benefits like debt
cancellation. There seem to have been other
institutions that began at this early time so
that rulers were accountable to town councils,
neighbourhood wards and assemblies. The sons and
daughters of a city could be heard on matters
from taxation to foreign policy. Although named
aspects of “primitive democracy”, popular
councils and citizen assembles were stable part
of government and they spread beyond
Mesopotamian cities and their colonial offshoots
to neighbouring peoples. True, it is not always
clear how they worked and whether they were
truly democratic or oligarchic. Between 7th
and 9th centuries BC loyal citizens
were respected even under Assyrian emperors like
Sennacherib and Ashurbanipal because governors
stationed far from court in major southern towns
like Babylon, Uruk, Ur sent letters with
information about decisions of civic councils.
We learn ‘the will of the people’ from letters
recovered from excavation of royal archives at
Nineveh. But it’s not clear how government
worked in practice. Sometimes an
authoritarian ruler could send urban life into
reverse. The Amorite Dynasty of Lims made Mari
(now Tell Hariri) centre of operations and
occupied government buildings at its heart. The
population left for smaller townships or tent
dwelling herders. Before Hammurabi of Babylon
sacked Mari in 1761 BC the last city of the
Amorite kings was little more than the royal
residence, Harem, attached temples and a few
other buildings. It appears Mesopotamian cities
did not need rulers to manage urban life. The
authors turn to Uruk (now Warka) for different
insights that influenced earlier opinions. The Uruk of 3300
BC had a population 20,000 to 50,000 and covered
200 hectares. It dwarfed neighbouring cities.
Cuniform script likely originated here as was
the development of numerical tables and
administrative notation mainly for bookkeeping
in the city temples. Unlike the Ukrainian
cities, Uruk comprised of many monumental
central buildings with little known of the
residential area. The public district Eanna (House of God)
stood in a high acropolis dedicated to the
Goddess Inanna. At the summit were nine
buildings on foundations of imported limestone.
Roofs must have been from exotic timbers. The
public buildings were great assembly halls
modelled on houses but built as houses for gods.
There was a Great Court with an enormous sunken
plaza 165ft across surrounded by two tiers of
benches and equipped with water channels to feed
trees and gardens that offered shade for open
air gatherings. This is consistent with Uruk
governed by popular assembly. Then things
changed. Around 3200 BC the original buildings
were razed and covered with debris. The
landscape was redesigned around gated courts and
ziggurats. By 2900 BC local kings of rival city
states were battling for supremacy of Uruk and a
5 ½ mile fortification wall went around the
perimeter. Within a few centuries, city rulers
were neighbours of the goddesses and gods -
building their own palatial houses next to the
House of Heaven. Evidence of royal rule is
unmistakable when it appears. Uruk’s fame comes
from writing and innovating training programs
for scribes – training that still forms the
basis of classes for children learning write.
The houses for gods were more like factories
than churches. In addition to training programs,
they also innovated workloads and units of time
(base-60) that are still in use. It’s not clear
who the workers were but on the Sumerian model
they were likely the city’s needy – widows,
orphans and others vulnerable by debt, crime,
conflict or disability who found the temple a
place of refuge and support. The cuneiform
accounts reveal large scale dairy and wool
production, manufacture of leavened bread, beer,
wine - including facilities for standard
packaging. There were many varieties of fish
along with oil and food products stored in
temple repositories. This work was unlike the
maintenance of irrigation dykes. It was work
under central administrative control. No doubt
the gods were given an illustrious residence and
their cults were looked after. Surprisingly, it
has been found that Uruk had ‘colonies’, small
trading outposts and religious centres along
trading routes as far as the Taurus mountains
and the Iranian Zagros. The Arslantepe
site in the Malatya Plain of eastern Turkey
tells another story. As Uruk was becoming a
large city, Arslantepe grew to be a significant
regional center. It likely began as a seasonal
trade fair and never became a large settlement.
Around 3300 BC a temple was built on the site
resembling that at Uruk with archives for
administrative seals and storage areas for food.
Within a few generations, this was dismantled
and replaced with a massive private structure
enclosing an audience chamber and living
quarters including an armoury with swords and
spearheads – a celebration of the means to enact
violence. Excavators labelled the building “the
earliest known palace”. From 3100 BC across the
hilly country of eastern Turkey is evidence of a
warrior aristocracy living in hill forts or
small palaces. For the first time there are
tombs of men considered heroic individuals.
There are cemeteries full of tombs with food,
drink, jewelry, magnificent heirlooms that
reveal a spirit of extravagance for these living
on the frontiers of urban life. Here is the
beginning of aristocratic ethos on the margins
of bureaucratically ordered cities. Archeologists have
recently discovered that there is a pattern of
heroic burials and an emerging cultural emphasis
on feasting, drinking and the beauty and fame of
the individual warrior. It appears time and
again on the fringes of urban life in similar
forms over the Eurasian Bronze Age. There was no
single centre, just competing heroic figures.
Such groups resisted some of the features of
urban society such as writing, internal commerce
and currency or credit, preferring unique
material treasures. Later than Uruk,
on the banks of the Indus River in what is now
the Pakistani province of Sindh in 2600 BC, the
city of Mohejo-daro was founded on virgin soil
and remained for 700 years. It is the best
expression of a new form of society known as the
‘Indus’ or ‘Harappan’ civilisation – South
Asia’s first urban culture. It is also the
best-preserved bronze age city. Brick built
houses of the Lower Town make up most of the
city with a grid arrangement of streets,
boulevards and sophisticated drainage and
sanitation, terracotta sewage pipes, private and
public toilets. Above this is the Upper Citadel,
a raised civic centre which contains the Great
Bath – a large sunken pool, brick lined, sealed,
and entered by steps with timber treads along
its sides. All the city stood on massive
foundations of heaped earth lifting it over the
flood plain. The Upper Citadel was encased all
round in a wall of baked bricks made to standard
dimensions. The Indus civilization had its own
script, now vanished with the cities, but
remaining in short captions on things like
amulets, storage jars and tools. Sadly, the
early 20th century archeologists did
not distinguish the evolutions of the city. More recent
Archeology finds no concentration of wealth in
the Upper Citadel. Rather, metals and gemstones
were widely distributed in the Lower Town as
were standard weights and measures and evidence
of craft occupations and industries. The Upper
Citadel is defined by its civic buildings. There
are no monuments to rulers. There are no signs
of personal aggrandisement. The authors suggest
it was the Bath itself and bathing that became
the focus of social life and labour. They
question whether this was the locus of some
special pure or priestly caste. That is
speculation, but even if true, allows the
possibility of public assembly policy making.
The caste system arrived much later and included
a warrior caste as second in status. There is a
tendency to default away from egalitarian
society and democracy, but the authors add that
in the time of the Buddha, 5th
century BC, there were public assemblies that
the Buddha used as a model for his monks. The
book goes on to give other examples of caste and
kingdoms that nonetheless have consensual public
decision making. Here the authors
take stock. The Ukrainian settlements had
governing public assemblies with an
egalitarianism that saw individuality in
cultural items within each household.
Mesopotamian cities had standardised measures
and bureaucratic controls but were governed by
popular assemblies. The Indus civilization
likely had an aesthetic priestly group but were
otherwise governed by popular assemblies and had
at least standard brick sizing. Like Ukrainian
cities, those on the Indus were replaced by a
series of smaller societies where heroic
aristocrats held sway. In Mesopotamian cities,
palaces eventually appeared. In China, the
traditional view was that history began with the
Shang royal dynasty in 1200 BC. Today
archeologists in China talk of the Late
Neolithic – a period marked by cities. By 2,600 BC in
China there is a spread of settlements
surrounded by rammed earth walls across the
Yellow River valley from coastal Shandong to the
mountains of southern Shanxi ranging in size
from 300 hectares to tiny principalities or
fortified villages. The main demographic hubs
are far away. Many larger Neolithic cities have
cemeteries where individual burials contain tens
or even hundreds of carved ritual jades. This
represents a big change in presumed history in
space as well as date. Neolithic leaps to urban
life are found in the far north – the Mongolian
border. This area was presumed barbaric by
historians describing later empires! Excavations at
Shimao on the Tuwei River have revealed a
4,000-year-old city of over 400 hectares with a
great stone wall enclosing palaces and a
step-pyramid lording it over a rural hinterland
1,000 years before the Shang. There were
sophisticated crafts such as bone work and
bronze casting as well as warfare with the mass
killing and burial of captives. At Taosi,
contemporary of Shimao, there were 3 expansions
between 2300 and 1800 BC ending as a city of 300
hectares. Taosi gives signs of social
stratification with rigid separation of commoner
and elite quarters in a city of massive
enclosure walls, road systems and big protected
storage areas. In 2000 BC everything changed and
the excavator found the city wall razed flat.
There was evidence of loss of elite areas. The
authors re-interpret the evidence as revealing a
change to a period of widespread prosperity
following the end of a ridged class system.
Perhaps this was the first social revolution in
an urban setting. Chapter
9,
Hiding
in Plain Sight: The indigenous origins of
social housing and democracy in the
Americas. Around 1150 AD the
Mexica people migrated into the Velley of Mexico
and eventually created an empire, Aztec Triple
Alliance, with capital at Tenochtitlan, an
island city in Lake Texcoco. They modelled their
capital on a ruined and abandoned city
Teotihuacan, ‘Place of the Gods’. Teotihuacan
was big, alien and alluring and the Mexica
surrounded it with myths and named its features.
Archeology shows it was founded ~100 BC and
declined ~600 AD with a population ~100,000 and
~1 million in the surrounding Valley. The
evidence points to a city that found a way to
govern itself without overlords. In the wider
region, are a set of dynastic polities in the
Yucatan Peninsula - far from the Valley of
Mexico. Historians describe these polities as
Classic Maya (150-900 AD) – a term that also
refers to their language. They have royal
temples, ball courts, images of war and
humiliated captives, complex rituals and
biographies of living kings. Indeed, this is
viewed as a standard package of kingship that
extends more widely in Mexico. But not in
Teotihuacan. There, citizens were craft
specialists – in monumental stone, small
terracotta figures or vivid wall paintings. But
of a different kind. Their crafts omit reference
to royalty involved in crafts elsewhere. It
appears to have been a city set up on
egalitarian lines. Moreover, there are signs of
‘republican’ tendencies elsewhere - large scale
projects of social welfare and indigenous forms
of democracy. The chapter looks at the Maya
kings, Teotihuacan and then at an Indigenous
city. In the 5th
century AD something remarkable happened in the
Maya cities and in the largest, Tikal. Carved
scenes on monuments show figures on thrones
wearing foreign, Teotihuacan dress and weaponry
– distinct from the garb of local rulers. Near
the border of Honduras and Guatemala at the base
level of a temple at the Copan site, what seem
to be actual burials of the stranger kings were
unearthed. The temple went through seven further
phases of construction. Inscriptions describe
some of them coming from the Land of the Cattail
Reeds. Was there an invasion from central
Mexico? Were these kings really from there. More
likely local lords dressed in Teotihuacan dress
– dress of an exotic distant place with which
people had contact. Teotihuacan deities wore
green quetzal feathers from the Mayan lowlands
and Maya gods wore obsidian from Teotihuacan.
Another possibility is that among travellers
were unscrupulous people or groups who claimed
status and were assumed to be nobility by the
Maya cities. The names and stories of some are
known and others are known to have led colourful
previous lives. The book questions
what Teotihuacan itself was if not a monarchy
and suggests no one answer satisfies its
5-century life as it moved into its present-day
form. Its beginning 5-150 AD links to evidence
of largescale migration from other villages
towns and cities from earthquakes and volcanic
activity. Supposedly leaders of these migrating
communities together guided the creation of a
city on the basis of a parish system with local
shrines serving particular neighbourhoods. At
this time, 100-200 AD, it must have resembled an
enormous shanty town. Maize was widely farmed.
Turkeys, dogs, rabbits and hares were kept and
eaten. Beans were grown and there was access to
deer, peccaries and wild fruits and vegetables.
But how things worked is uncertain. The
citizens’ efforts for civic identity involved
monuments: the sacred city in the wider urban
sprawl. This involved two pyramid mountains and
artificial rivers from the diversion of the twin
rivers. This was the basis for the Pyramid of
the moon and sun and the Temple of the Feathered
Serpent. Each phase required human sacrifices
and the bodies were laid in a ground plan. At around 300 AD
something changed. The Temple was desecrated and
its stores of offerings looted. It was set on
fire. Gargoyle-like heads of the Feathered
Serpent on the façade were smashed or ground to
a stump. A large stepped platform was
constructed to the West to hide the remains of
the temple from view from the main avenue. There
is no further evidence of ritual killing at the
Pyramids which remained in use until 550 AD.
From 300 AD resources went into provision of
excellent stone-built housing not just for
wealthy or privileged but for the majority of
the 100,000 or so residents. Groups of families
lived in single-storey buildings with integral
drainage and finely plastered floor and walls.
Each nuclear family lived in its own set of
rooms within a larger apartment block, with
private porticoes to let light into the
otherwise windowless rooms. It seemed that this
was a form of social housing. Strict uniformity
was avoided. The life seemed comfortable with
access to imported goods and a good staple diet.
However this change happened there is little
sign of violence except for the burning of the
Temple. It is clear this was not run by a
top-down system. More likely there was a system
of local assemblies linked to a governing
council. The apartment complex walls carried
vibrant mural art. The authors offer
no clear reason for the end of Teotihuacan. They
speculate on the tensions from the mix of many
different groups and kinships and of the flux of
people in and out of the city. Without any armed
attack, the social fabric was breaking down from
within by 550 AD and what had been a great city
dispersed as rapidly as it had formed. The book turns to
Tlaxcala, an indigenous republic that defied the
Aztec Empire and joined with the Spaniards by a
decision that came from democratic deliberations
in a parliament. The book challenges the account
in Charles Mann’s book 1491 etc… that describes
Cortes and the Spanish in 1519 making an
alliance with the “four kings” of Tlaxcala – a
city that never had kings. Cortes was dealing
with a popular urban council whose decisions had
to be collectively ratified. The Tlaxcalans were
out to settle old scores with the Aztec Triple
Alliance. This section of the book is mostly
consumed with explaining the strength and
significance of its various written resources on
the matter. It concludes using archeological
evidence on the nature of Tlaxcala with its lack
of palaces or ball courts in marked contrast
with very different archeological evidence from
the Aztec imperial capital. These indigenous
citizens were not the imagined “Indians” - a
huddled mass in some alternative quasi-mystical
universe. These were skilled in oratory,
listening and compromise and were involved in a
process of sober deliberation over decisions
that changed the course of world history. Chapter
10,
Why
the State Has No Origin: The humble
beginnings of sovereignty, bureaucracy and
politics. This long chapter
assumes that Egypt of the Pharaohs was a ‘state’
and that Babylon was a state until trying to
define what a state is. The book gives some
definitions of the past century and shows they
exclude situations that we would think of as
states. So the book suggests we take entities
like ancient Egypt and modern Britain which we
think are states and explore what things they
have in common adding “There is no doubt that,
in most of the areas that saw the rise of
cities, powerful kingdoms and empires also
eventually emerged.” The authors ask what their
arrival tells about human freedom and equality
or its loss and how they make a break with what
went before. The authors then suggest exploring
forms of domination – a kind of opposite from
forms of freedom: to move; to disobey orders; to
reorganize social relations. They remind us of
Rousseau’s view that the ownership of property –
especially land – was a basic form of
domination. Here the book
shows that the ownership of land means the
ability to deny its use by others, some
understanding to that effect and some instrument
of force to ensure it. The book moves to show
that information can be power and can apply to
forms of ownership. One example is the key to
the safe where one’s necklace is protected for
one’s personal use alone. The book summarises
that: control of violence; control of
information; and personal charisma are the forms
of domination. The authors then suggest that
each is considered an element of a modern state.
Although the modern state may be considered
democratic, it is far removed from the workings
of a public assembly in an ancient state which
collaboratively deliberated on common problems.
Rather it is a game of winners and losers played
out among larger-than-life individuals with the
rest onlookers. In Athens, the aristocracy was
presumed to be a collection of the best and
election of them was by lottery. In Mesopotamia,
the cities with public assemblies were alongside
the heroic polities in the hills. At some point
such elements came together to produce the
modern state. The authors
suggest this coming together might happen in
various ways. Conventional wisdom has cities
grew to complex societies that required
leadership and a state: Administration
– Sovereignty – Charismatic Leadership
(eventually) Then there is the
Mesopotamia model where urban administrative
systems seem to inspire a cultural
counter-reaction of squabbling highland
princedoms and princes who establish in cities:
Administration
–
Charismatic (by counter-reaction) –
Sovereignty There may be
charismatic figures who inspires people to
follow a new path that eventually gives rise to
officers and an administration:
Charismatic
vision
– Sovereignty – Administration. The authors
question whether history has to go this way by
turning to some of the early states. The current
consensus is there were two states in the
Americas at the time of the Spanish conquest,
the Aztec and the Inca. Cortes wrote of cities
and kingdoms and occasionally republics – the
concept of ‘state’ was not current. Aztec men
were raised as warriors but women for other
tasks. Although women had important positions as
merchants or doctors in the capital
Tenochtitlan, they were excluded from the
ascendant class of aristocrats that held power
from warfare predation and tribute. It was a
‘capturing society’ whose enemies taken in war
ended up as human sacrifices. Monarchy, official
ranks, military bodies and organized religion
were highly developed. Moctezuma was officially
the ‘first speaker’ in a council of aristocrats
in a ‘Triple Alliance’ of 3 cities – a
confederation of noble families. The Inca, in
contrast, was the incarnate sun – Sapa
Inca
- a unique focus
of power. Mountains were the backbone of this
super kingdom named Tawatinsuyu with a capital in
Cusco, Peru. It comprised 4 administrative
units. From Cusco, Inca of royal blood collected
a rotating labour tribute or corvee from
millions of subjects over the 2,500 miles from
Quito to Santiago. Bodies of dead kings were
mummified and were produced for some public
events. Important officials became honorary Inca
but the Sapa Inca was needed for important
matters. The Sapa Inca moved continuously
through the 4 quarters over well-developed
mountain road systems provided with way stations
stocked and staffed by royal coffers. Accounts
were kept on a knotted string system, quipu. The focus of power
in individuals and capitals made the Aztec and
Inca territories easy to conquer. The Spanish
replaced the points of power and then ran the
system that had been provided. This approach was
difficult with the Maya people in the Yucatan
Peninsula, the highlands of Guatemala and in
Chiapas. The Maya had been organized into
kingdoms in the Classic Maya period 150 – 900
AD. Cities
had
once existed and ruins can be visited. Archeologists
argue still about what happened. But after the
Classic period Mayan societies became
decentralized into a variety of townships and
principalities, many without kings. The Spanish
faced on-going rebellions from many. The book makes a
diversion to point out the tendency to suppose
that civilizations grow and bloom and decay like
flowers. Kroeber’s research around 1940 found no
consistent connections between blossoming of
arts or other periods of creativity and the rise
and fall of empires. The term ‘collapse’ is
often used – and it may work for the Maya
kingdoms. But the supposed collapse of the Old
Kingdom in Egypt amounted to a swift fall in the
power of the elites ruling it from Memphis. The
term ‘Post Classical’ is used for Maya history
900-1520 AD as if the only thing to be said is
the waning of a Golden Age. Some periods are
preludes to ‘real history’; some are postludes.
Museum goers will find ancient Egyptian history
is in Old, Middle and New Kingdom, each with an
‘intermediate’ period. These labels only
appeared in the late 19th century.
Significant political innovations can be
overlooked on account of being cast into an
intermediate period. The elegance of Middle
Kingdom literature and the proliferation of
Osiris cults likely offered little solace to the
thousands of military conscripts, forced
labourers and persecuted minorities of that
time, whose grandparents had lived peaceably in
the preceding ‘dark ages’. Space is treated like
time in history. The last 5,000 years is a
checker board of cities empires and kingdoms
whereas most people lived in territories
described as things like ‘tribal confederacies’
to avoid those fixed overarching systems of
authority. A radical history would retell it
from the perspective of the time and space in
between. The authors pull back from that.
Instead, around the usual points where the birth
of a state is typically marked, they look for
how different kinds of power crystallize out of
the mix of violence, knowledge and charisma.
They turn to the Olmec case. The Olmec were a
‘cultural style’ in Guatemala, Honduras and
Southern Mexico from 1500 – 1000 BC identified
by kinds of pottery, human figurines, and stone
sculpture. They are the base culture of the
region bringing a calendar, glyphic writing and
even ball games. There is no reason to assume
they were ethnically or politically unified but
there is archeological evidence of a homeland
around Veracruz, Mexico. Their cities are poorly
understood, but consist of sprawling suburbs
spreading out around a ceremonial centre marked
by pyramid mounds. There were elites
who drew on skill and labour at certain times of
the year. Links of the centre with the
hinterland were slight – the collapse of the
city of San Lorenzo had little economic impact.
Their signature achievement was the creation of
individual colossal sculptured heads carved from
basalt. Details of the ball games are uncertain,
but competitive games are likely linked to the
rise of the Olmec aristocracy and preceded a
major role for ball games in Maya and Aztec
periods. The games were grand fleeting
spectacles during which ‘theatre states’ have
been said to exist. In South America,
a series of other societies existed before the
Inca within the area they came to control. From
600 AD many used knotted strings for record
keeping. As far back as 3 centuries BC
monumental centres existed in the Rio Supe
region, but between 1000 – 200 BC Chavin de
Huantar in the highlands of northern Peru
influenced a wider area and gave way to 3
regional cultures: the militarized Wari; a
metropolis Tiwanaku on the shores of Lake
Titicaca using raised fields for crops on the
Bolivian altiplano; the Moche culture
on the shores of northern Peru with its
archeological evidence of female leadership
involving warrior-priestesses. Influence seems
to have involved cultural images – ceramic
vessels, items of personal adornment – rather
than the spread of administrative, military or
commercial institutions. As for Chavin de
Huantar itself, it has sophisticated stone cut
architecture, much monumental sculpture and
Chavin motifs on pottery, jewelry and textiles
over a wide area. Yet it was not the base for an
empire or state. That would have bold simple
unifying images. Here the art is highly complex
and not for the uninitiated. Rather the art
appears to have been a form of aid-memoire for
those remembering. It appears the images were of
shamanic journeys. There is evidence of use of
hallucinogens and thoughts that this was a place
of pilgrimage for visions and oracles. Chavin is
a remote precursor of the Incas and if it had
power as a kind of empire, it was an empire
built on images linked to esoteric knowledge –
clearly nothing like the places that are usually
thought of as empires. The power of Chavin was
control over certain kinds of knowledge. There
is no evidence of military power. Neither is
there evidence of charismatic power tied to any
kind of sovereignty. The authors
explore sovereignty without a state, turning to
eighteenth century French accounts of the
Natchez of southern Louisiana, who called
themselves ‘People of the Sun’. This was the
only divine kingship north of the Rio Grande.
The ruler had absolute power of command, but
they had a minimal bureaucracy and no
competitive political field. This arrangement
would not be called a ‘state’. Religious
practices were at the Great Village, two large
earthen platforms: one a temple; the other a
kind of palace – house of the ruler ‘the Great
Sun’ but big enough for 4,000 people. The king,
brother and eldest sister were treated as if
worshiped and the king rarely left the Great
Village. The king had absolute power, could
execute, could take all people owned. As a
consequence the great village had few cabins and
many villages were formed some distance away.
There, Natchez lived differently, often showing
disregard for the wishes of the rulers. These
people had the freedom to move. As well, they
had some freedom to ignore orders. Such situations
recur in history. Kings who are gods cannot be
judged as humans and do not follow human law -
yet are expected to give laws like the Great
Sun. Such power is hard to delegate to have
affect at a distance from the king – and it was
for Louis IV. Even non-gods like Frederick the
Great had problems getting orders passed along
the line to take effect. There is an unfortunate
tendency for people to see the person who
successfully carries out arbitrary violence as
having some kind of transcendental power. The
person gets tokens of respect but on earth they
tend to attract restrictions and can end up
virtually imprisoned in their palaces. Like the Natchez,
the Shilluk in South Sudan in the early 20th
century had a king, the reth, who resided in an
isolated capital conducting rituals for the
gods. The reth had henchmen that
could take action if the reth’s decision on a
dispute was defied. An offending village could
be raided and cattle and goods carried off. Yet
in everyday affairs the Shilluk maintained a
fiercely independent attitude, an aversion to
taking orders and resistance to attempts at any
administrative apparatus such as collecting
tribute from defeated peoples. Unlike the
Shilluk reth, Chavin and Olmec
elites could mobilize large amounts of labour or
corvee. But it is not certain if this was via a
chain of command. The authors recall that in
ancient Mesopotamia corvee or labour service
could be a festive public-spirited occasion.
They note that in ancient Egypt the most
authoritarian regimes managed to continue
something of the same spirit for the corvee. Having shown that
under simple regimes people could remain free to
move and free to ignore orders, the authors
finally question whether basic regimes allow a
freedom to shift and renegotiate social
relations either seasonally or permanently. (At
certain times of the year for the makers of
Stonehenge the entire social apparatus of
authority would disappear.) For that, the
authors turn to ancient Egypt – generally
regarded as a state. The First Dynasty
Egyptian kings from around 3000 BC were buried
with many dozens of human victims killed for the
occasion. This practice was widespread,
especially to mark the founding of a new empire,
then the practice faded away. The Shang on the
central Chinese Plain used it to kill war
captives from rival lineages effectively denying
rivals the possibility of becoming ancestors of
a dynasty and living members of lineage the
possibility of taking part in care and feeding
of their own dead kin. Egypt is different. True,
the first kings and one queen were buried with
victims, but archeological evidence near ancient
Abydos has victims only from their own inner
circles around each royal tomb. On one hand,
this seems to have demonstrated the caregivers
loving concern to continue offering loyal
service in the king’s afterlife. On the other,
it demonstrates that for the ruler these were
mere owned objects to be disposed of like
blankets or gaming boards. The mix of relatives
and servants makes some kind of levelling in the
death. Indeed, when sovereignty becomes an
organizing principle of society, violence is
turned into kinship – the servants are imagined
members of the household – all working to care
for the king. The extreme forms of ritual
killing ended with the Second Dynasty but the
notion of the wider family of caring, the
authors’ ‘patrimonial polity’ continued
reshaping the lives of internal subjects. Within
a few generations, the Nile valley and delta
divided into royal estates each dedicated to
provisioning the mortuary cults of different
former rulers. Not long after came ‘workers
towns’ devoted to the construction of the Giza
pyramids drawing corvee labour from up and down
the country. Here is some sort of state. It
seems ‘state formation’ began with some kind of
Natchez individual sovereignty bursting
out
of its ritual cage such that the royal death
became the basis for reorganizing human life
along the length of the Nile. To examine how
that happened the authors go back to look at
pre-First Dynasty Egypt, 4000- 3100 BC,
recalling the Neolithic in Africa put an
emphasis on cattle and on body ornamentation so
by the First Dynasty combs and stone palettes
for makeup of men and women occur. The human
body became a kind of monument and
experimentation with techniques of mummification
took place before the First Dynasty.
Archeologists have found evidence of petty
monarchs at points along the Nile valley. Most
kingdoms were small with few larger but not
controlling extensive territories and little
military or bureaucratic development. It seems
the transition to an agriculture arose from the
belief around 3500 that ancestors got hungry and
required leavened bread and fermented wheat
beer, whose pots appeared in graves. Arable
wheat farming, long familiar along the Nile,
became refined about this time in part from
demands of the dead. Permanent land
division along the Nile was always challenged by
periodic flooding, but the social requirement
allowed divisions to become entrenched. It was
not just about having enough arable land, but
also about the means to maintain ploughs and
oxen. Families without these resources had to
buy beer and loaves elsewhere. So began networks
of obligation and debt. Class distinctions and
dependencies began to emerge and a sizeable
sector of the population was deprived of the
means to care independently for ancestors.
Something similar took place in Peru as the Inca
sovereignty extended and maize beer became a
ritual necessity and symbol of the empire. In Egypt around
3500 BC the remains of baking and brewing
facilities are found side by side, first
alongside cemeteries, then attached to palaces
and grand tombs. By the time of the Great
Pyramids, ~2500 BC, bread and beer were being
manufactured on an industrial scale to supply
armies of workers during their seasonal service
on royal construction projects when they got to
be relatives or care-givers of the king and were
temporarily well provisioned and cared for. The
workers town of Giza produced thousands of
ceramic moulds used to make huge communal
loaves, bedja, eaten in large
groups with meat from the royal pens and washed
down with spiced beer – of special importance
for the solidarity of the seasonal work groups
in Old Kingdom Egypt. The all-male groups that
passed through age grade rituals, modelled
themselves on a boat crew. So Egyptian boat crew
were the model for production-line techniques,
creating vast monuments, dividing tasks into
simple mechanical components – the cutting,
dragging, hoisting, polishing. Perhaps this
reveals what the state is: a combination of
exceptional violence and the creation of a
complex social machine, all devoted to acts of
care and devotion. There is a paradox
between caring labour and mechanical labour.
Caring labour recognizes the unique qualities
and needs of the cared for in order for them to
flourish. For today’s states to be comparable,
the caring must be shifted onto abstractions
like the nation. In Egypt, popular devotion was
diverted on to grand abstractions too – the
ruler and the elite dead. This made possible the
sense of a family and the machine. From the
seasonal work to daily servicing of the ruler’s
body human activity was directed to living or
dead rulers or assisting them with their task of
feeding and caring for the gods. All gave a
downward flow of divine blessings and protection
that took material form in the great feasts of
the workers’ towns. Peru is perhaps the only
comparable case. Both Egypt and Peru had some
hesitation about urban life. Their capitals were
ceremonial stages for royal display. They had
relatively few permanent residents. They managed
to combine sovereignty with a bureaucracy to
extend themselves uniformly across the
territory.
Other early states were different. Early Dynastic
Mesopotamia was made of many city states of
various sizes with charismatic virile warrior
kings vying for dominance. The cities had been
around for centuries and had their own
traditions, gods and self-government so there
was administrative order in the river valleys.
Sovereignty belonged to the gods alone. And
there are the Maya. The Classic Maya ruler, ajaw,
was a hunter and
god impersonator – a warrior who entering a
battle or ritual dance took on the spirit of an
ancestral hero, deity or dreamlike monster.
Ajaws were like tiny squabbling gods.
Classic-period rulers lacked a sophisticated
administrative apparatus but they imagined the
cosmos as some sort of administrative hierarchy
with predictable laws and an intricate set of
celestial or subterranean wheels within wheels
such that they could determine the birth and
death dates of major deities. But it would never
occur to them to register the numbers, wealth or
even the birthdates of their own subjects. These
so called ‘early states’ have some common
features. There was spectacular violence at the
top. The societies mimicked the patriarchal
households. The government rested on a division
of society into classes. But these could exist
without a central government. China adds other
complications. Late Shang
society, 1200-1000 BC, does have features of
some other ‘early states’, but it is really
unique. Like Inca Cuzco, the Shang capital
Anyang was designed as a pivot of the four
quarters, a cosmological anchor for the whole
kingdom and laid out as a grand stage for royal
ritual. The city was shared by the worlds of the
living and the dead with royal cemeteries and
their temples but also a living administration.
Its industrial areas produced bronze vessels and
jade – the tools used to communicate with
ancestors. But there are differences. Unlike the
other ‘early states’, Shang rulers did not claim
sovereignty over an extended area. Safe travel
and their commands were confined to band of
territory along the Yellow River near the royal
court. Also, the huge
role of divination distances the Shang from
others. Any Shang decision proceeded only if
approved by the gods and ancestral spirits.
Diviners appealed to the gods through burnt
offerings and ‘reading’ cracks on turtle shells
and ox scapulae put into the fire. The oracle
was recorded by an etching onto bone or shell
and then stored. These texts are the first
written inscriptions in China, but there is no
clear evidence for other forms of administrative
activity. Like Maya, Shang rulers waged war to
acquire human victims for sacrifices. Rival
courts seem to have recognized the Shang as
paramount in ritual contexts, but this did not
prevent war. This is typical of a ‘heroic
society’. Eventually, a rival dynasty, the
Western Zhou, defeated the Shang and claimed the
‘Mandate of Heaven’. It seems clear
that although one or two of the three elementary
forms of domination can be present, only in
Egypt and Peru did an entire regional system
fall under one government. Egyptian kings had
two faces: the supreme patriarch guarding an
extended family (Great House = Pharaoh); and the
war leader controlling the wild frontiers. This
is not heroic violence and wars are not
political contests. And public contests of any
sort were non-existent. The king can only affirm
his sovereignty. The problem of delegation meant
state officials and major land holders were made
part of the king’s own person by titles like
Keeper of the King’s Secrets. This is often held
out as the first state because it created
absolute sovereignty with the monarch apart from
human society and engaged in arbitrary violence
with impunity using an administrative apparatus
that could reduce almost everyone to cogs in a
single machine. It lacked only heroic
competitive politics that it pushed off into the
world of the gods. The great exception came in
those periods when central authority broke down
– ‘dark ages’ – like the First Intermediate
Period ~2181-2055 BC. When the central
government split between rival centres,
Herakleopolis and Thebes, local charismatic
leaders took over the functions of government.
In fact these took on some qualities of heroic
politics – charismatic and just as vainglorious
and competitive as in ancient epics but less
bloody. And in this period a hereditary
aristocracy came into being as local magnates
transferred powers to their offspring and
relatives. Also in this period came a shift in
emphasis – from the people’s care of god-like
rulers to the care of the people as a legitimate
path to authority. Such is the significant
political change that can take place in ‘dark
ages’! The authors return
to consider the role of bureaucracy. It was the
blend of sovereignty and administration the came
together in Egypt. The book has shown that
bureaucracy was not needed to run complex
irrigation systems – farmers could handle that.
Cities were places that had bureaucracy and
rulers were happy to let city administrations
handle that. Moreover cities ran with a level of
participation likely superior to cities of
today. Also, when early regimes based their
domination on knowledge, it was ritual like the
shamanic, psychotropic revelations that inspired
the builders of Chavin de Huantar. Yet early
functional administration in the sense of lists,
ledgers, audits and files seems to
have come from the ritual contexts like the
Mesopotamian temples, Egyptian ancestor cults
and Chinese oracle reading. Bureaucracy likely
did not begin simply as a solution to problems
of information gathering when human society
reached a certain level of complexity. New
archeological evidence suggests the first
systems of specialised administrative control
emerged in very small communities. There were little
prehistoric settlements in the Middle East
around 7400 BC - 2000 years before anything like
a city: Tell Sabi Abyad in Syria’s Balikh valley
in Raqqa province. A village of some 150
inhabitants was destroyed by fire, baking and
preserving them. The village had storage
facilities. There were granaries and warehouses
and “devices” to track what was in them –
including economic archives that were miniature
precursors to temple archives in Uruk. They were
geometric tokens made of clay to keep track of
particular resources. These villages lived in
largely similar houses and with division of
labour to handle flocks, cereal crops, flax to
weave, crafts, bread to make, stone carving and
simple metalwork. This was going on in villages
some 2000 years before the earliest cities. It
was as if they were anticipating living in a
larger community. Over the next 1000 years there
is evidence that such villages became more
systematized and uniform. It was a time of some
innovation. But socially, there seems to have
been a conscious effort to avoid differences of
status within and between villages. Moreover,
there is some evidence that administrative tools
were designed to prevent extracting and
accumulating wealth. The authors
consider small bureaucracies like the ayllu, Andean village
associations. Their main function was to
redistribute agricultural land as families grew
larger or smaller, to ensure non grew richer –
that is had more land per person. Ayllu kept track of
able-bodied young men and women per household to
ensure they were not short-handed at critical
moments but also to make sure aged, infirm,
widows or orphans were taken care of. Records
were kept to make sure there was reciprocity and
at the end of the year outstanding debts and
credits were to be cancelled out. Each ayllu
had its own
khipu strings that were
knotted and reknotted to track debts registered
or cancelled. The reasons for these strings was
similar to the village accounting in prehistoric
Mesopotamia. Such a system can be used for other
purposes. After the Inca the ayllus had the status of
‘conquered women’ and the khipu strings were used
to track labour debts owed to the central Inca
administration. The knots were fixed and
non-negotiable, never unravelled and retied.
This way there would be always some who failed
their quota. The supply of peons, pawns and
slaves was maintained. Similar things
happened in the Middle East at later times.
Prophets in the Hebrew Bible record powerful
protests when demands for tribute drove farmers
to penury, forced them to pawn their flocks and
vineyards and surrender their children into debt
peonage. Merchants took advantage of crop
failures or natural disasters to offer interest
bearing loans – leading to the same results.
Similar complaints are recorded in China and
India. The establishment of bureaucratic empires
produces some kind of equivalence run amok. The
book pulls back from the history of money and
debt. The issue here is impersonal equivalence
that applies equally to money and
administration. The authors claim that the most
violent inequalities develop from fictions of
legal equality. All had the same laws, the same
rights, the same responsibilities. This can be
viewed as making them inter-changeable and that
means they are open to the same impersonal
demands that ignore their unique situations. Yet
in some of the earlier models like the ayllu, Basque village, or
Neolithic village administration, if egalitarian
aims produced an impossible or unreasonable
result, prolonged debate would adjust the
situation. The administration or bureaucracy
itself need not be a problem. The addition of
sovereign power and the ability to say “rules
are rules” allow bureaucratic mechanisms to
become monstrous. In this is revealed a fourth
freedom - the freedom to have friends, that is,
to make commitments and promises. Peons and
slaves lack this freedom. (The three freedoms:
free to leave; free to ignore orders; and free
to negotiate a different social order.) The book reviews
its thoughts about the origins of the states.
States are now dominant so it is tempting to
project present states back, but the book
prefers just calling the early societies
kingdoms or empires or republics. It is often
assumed that states began when key functions
like military, administrative and judicial are
taken up by specialists. This makes sense if one
believes that an agricultural surplus freed up
part of the population. Early states might have
used a surplus to support bureaucrats, priests
and soldiers but it also allowed for sculptors,
poets and astronomers. And none of the regimes
considered by the authors had full-time
specialists. None had a standing army. War was
for the agricultural off-season. Most government
institutions were staffed by a rotating
workforce whose members had lives as managers of
rural estates, traders or builders and the like.
Indeed, many early states can be said to be
seasonal and seasonal gatherings for certain
purposes go back to the ice-age. When kingdoms
appeared, they tended to concentrate activities
in different times of the year scattering to
attend to the urgent needs of planting,
harvesting or pasturage. But they were real.
They could still mobilize if need be. It could
be that just as play farming turned into more
serious agriculture so play kingdoms became more
serious. The change in Egypt could be explained
this way. But again, the cause could be the
emergence of patriarchal relations and the
decline of women’s power in the household. Note that kings
tend to want to be before their subjects at all
time and not just seasonally. Examples of
devices to insert themselves into their subjects
lives are imprinting their likeness on money or
creating monuments like pyramids that give a
sense of overwhelming and eternal presence. Sociologist Philip
Abrams noted that contemplating the claims made,
there is a gap between what elites claim their
power can do and the reality. The state is not
the reality behind the mask of political
practice, the state is the mask that prevents
seeing political practice as it is. To
understand this requires understanding the
senses in which the state does not exist rather
than just those in which it does. The origin of a
state is not an evolution from the Bronze Age,
but the chance coming together of sovereignty,
administration and charismatic competition –
each with its own origin. Modern states are one
way these elements came together but this time
with a notion that the power of kings is held by
“the people” (or “for the nation”), that
bureaucrats exist for the benefit of the people
and in which old aristocratic contests and
prizes have become labelled “democracy” usually
via an election. It is not inevitable. The
assumption of a civilization and state that came
down to us has been replaced by complex bundles
of elements with very different origins that are
now drifting apart. A “coda” to the
chapter looks at the term ‘civilization’. ‘Early
civilization’ is taken to mean things like
Pharaonic Egypt, Inca Peru, Aztec Mexico, Han
China, Imperial Rome, Ancient Greece.
Civilization indicates not just “city” but the
qualities behind the label and so Andean ayllu and Basque villages
would be included. If mutual aid, social
cooperation, civic activism, hospitality and
caring are included then a true history of
civilization is just beginning. Yet physical
evidence left behind by common forms of domestic
life, ritual and hospitality shows such a deeper
history of civilization as the book has shown.
Women, their work, concerns and innovations are
at the core of this more accurate notion of
civilization. And this civilization occurred
without permanent kings, bureaucrats or standing
armies. Yet in examples like Egypt, Aztec Mexico
and Chavin de Huantar as societies scaled up the
role of women was marginalized. Are there
examples where this didn’t happen? The book turns to
Bronze age Crete: Minoan Crete and the capital
Knossos and main centres Phaistos, Malia an
Zakros, the ‘palatial societies’ of 1700 – 1450
BC. Knossos centres on large palace complexes
with industrial quarters, storage facilities and
with writing on clay tablets (Linear A writing
remains undeciphered). There is no clear
evidence of monarchy. Extensive Bronze Age
pictorial art depicts women in a positive light
and with a larger size in a manner found nowhere
in patriarchal societies. Goods imported by
Minoan merchants starting in the proto-palatial
period took on a female character suggesting
women occupied the demand side for these
long-distance exchanges. When compared with
slightly later palaces in Greece, the Minoan
ones were unfortified. Minoan art makes no
reference to war. In Greece, walled citadels had
arrived at Mycenae, Pylos and Tiryns in 1400 BC.
Shortly after their rulers successfully invaded
and took over Knossos, the new overlords held
court in a great hall. A preserved example of
one is at Pyros. The throne room has art, a
fire, an open sky all focussed on the throne. In
contrast the so called “Throne Room” in Minoan
Knossos has the throne facing open space, with
rows of benches. Nearby was a stepped bathing
pool. This room is best interpreted as the seat
of a council head with councillors on the
benches. The book argues the evidence points to
a system of female political rule, likely a
theocracy led by a council of priestesses - a
conclusion that others have avoided. Certainly,
the artists in Minoa portray life very
differently from those in Greece. It displays a
remarkable absence of politics - in our sense of
a self-perpetuating power-hungry ego. Rather “it
celebrates a cosmos that both nurtures and
ignores the individual, that vibrates with
inseparable sexual energies and spiritual
epiphanies”. The authors
conclude that ‘state formation’ can mean many
things – a game of honour, chance gone wrong,
unstoppable growth of a ritual to feed the dead,
industrial slaughter, appropriation of female
knowledge by men, or governance by a college of
priestesses. But close examination limits the
options and logical and historical constraints
on the way power can expand its scope – the
three principles: sovereignty, administration
and competitive politics. But even given this,
there were more interesting things going on than
one might ever have guessed by sticking to any
conventional definition of the state! Chapter
11,
Full
Circle:
On the historical foundation of the
indigenous critique. The indigenous
critique, questions about money, faith,
hereditary power, women’s rights, personal
freedom, had a big influence on leading figures
of the French enlightenment. The backlash
portrayed history as material progress and cast
the indigenous critics as innocent children of
nature whose views could not offer a serious
challenge to contemporary social thought. The
idea that human societies evolved was not new.
Classifying societies by subsistence was.
Agriculture was viewed as a key break. Key
assumptions were that larger societies became
more ‘complex’, that complexity resulted in
differentiation of functions and that this
resulted in the reorganization of human
societies into hierarchical ranks from the top
down. History began with tiny hunter-gatherer
bands and ended with the current collection of
capitalist nation states. In between things are
of interest if they enable that process. This
means that historical times of relative freedom,
democracy and women’s rights can be missed in a
‘dark age’. “Civilization is still reserved for
societies whose defining characteristics include
high-handed autocrats, imperial conquests and
the use of slave labour.” One can argue that
eventually some combination of guns, germs and
steel would have come along and imposed its
system on everyone else. Political scientist
James Scott sees the agricultural trap as
stemming from grain which is durable, portable,
divisible, quantifiable by bulk and so a perfect
basis for taxation. Once grain is the
predominant crop, a permanent kingdom could
emerge. Scott notes that this ties the kingdom
to fertile lowland areas leaving ‘barbarians’
outside. Grain states and barbarians were in
tension for much of history. Strong grain states
led to outflows of slaves and mercenaries.
Strong barbarians could collect tribute or could
lay grain states waste or attempt to rule them
and find themselves absorbed as a new governing
class. From 3000 BC to 1600 AD was a golden age
for barbarians. For grain states, the freedom to
ignore orders was dealt with but not the freedom
to leave. Empires were short lived and Roman,
Han, Ming or Inca could not prevent movements of
people into and out of their control. A large
fraction of the world’s population was beyond
the reach of a tax collector. That is no longer
the case. The problem with
evolutionism is that it takes societies in
symbiotic relations and makes them separate
stages in development. An early 20th
century scheme for evolution is intended to
improve on the evolution hunting, pastoralism,
state. It suggested band societies, tribes,
chiefdoms, states. These labels are used but
this does not deal with the issue. There is a
desire for a simple evolution in human history
but it is impossible to predict what happens
next until it has happened! One cannot even make
comparisons after the Spanish since they put the
Americas into one system with capitalist nation
states. One might argue that for much of human
history Eurasia and Africa were a single
interconnected system. The major religions
emerged there around 800 BC - 600 AD. But they
did so in different ways and places. And Eurasia
is not just one place. Much of Africa and
Oceania – and northwestern Europe – were tied to
great empires for much of the time. Still, it is
possible to make comparisons with the Americas
that took their own path before the Spanish
arrived. Is a kingdom inevitable if farming
wheat rice or maize becomes sufficiently
widespread? It seems not. There seems to have
been a move away from agriculture in the North
American west before the Spanish arrived. The
east had the story of Cahokia. From ~1050 – 1350
AD in present East St Louis was a city known to
history as Cahokia, capital of a budding grain
state rising magnificently out of nowhere to a
population of ~15,000. It ended up resoundingly
rejected by a huge majority of its people. For
centuries the site of the city and hundreds of
miles of river valleys around lay devoid of
human habitation. Successor cities spang up to
the south, then crumbled. By the time Europeans
arrived descendants of Cahokia’s subjects and
neighbours appeared to have reorganized into
polis-sized tribal republics. Whatever happened
the societies encountered by the Europeans were
the product of centuries of political conflict
and self-conscious debate. Acknowledging this
runs up against the dismissive attitude towards
indigenous peoples from the evolutionary theory.
The authors produce a writing about the Wendat
and dreams by a Jesuit in 1603 that appears to
anticipate Freud’s thinking and his
psychoanalysis. The authors move
to apply this thinking to the Eastern Woodlands
of North America 200 – 1600 AD to understand the
local roots of the indigenous critique of
European civilization and how those roots
tangled with the story of Cahokia. They question
how a single clan system came to apply across
the whole of North America and across a range of
languages. A
wolf clan member in what is now Georgia could
travel and expect hospitality from wolf in what
is now Arizona or Ontario. These were not
kinship, but rather ritual societies with
membership passed on by lineage. Each clan had a
collection of names assigned to the most likely
candidate when a current title holder died.
Communities were a mixture of clans. Beyond
hospitality, clans were active in diplomacy:
arranging the protocol for diplomatic missions,
compensation payments to prevent wars and
incorporation of prisoners into clans. It
maximized people’s capacity to move. Elizabeth Tooker
suggested clans might have come from the
remnants of a trading empire, perhaps from
merchants in central Mexico. The authors say it
is more likely a ritual and diplomatic system
came from, well, ritual and diplomacy! They
point to the ‘Hopewell Interaction Sphere’ a
network centred in Ohio 100 BC- 500 AD.
Participating communities put extraordinary
amounts of treasures under burial mounds – most
seem to have been used to manufacture ritual
gear and magnificent costumes worn by shamans,
priests and lesser officials in the complex
organizational structure. Many tombs were near
gigantic earthworks that inhabitants of the
Central Ohio Valley built ~ 1000 AD, but also
earlier. Large earthworks like Hopewell and
Poverty Point were planned and sophisticated
engineering was used to have them rise high
above sodden mud. And a new Hopewell geometric
system was used.
Earthworks using that geometric system
dotted along the upper and lower Mississippi,
some the size of small towns often containing
meeting houses, craft workshops and charnel
houses and crypts. For most of the year they
were empty, coming to life for ritual occasions.
A grain state would have been a possibility
given the fertility of the area, but the people
preferred to live scattered in 2 or 3 family
homesteads over higher ground. The society was
artistically brilliant. Much of the
sophisticated imagery evokes shamanic ritual so,
like Chavin de Huantar, social influence came
from esoteric knowledge. Unlike Cavin, there is
no evidence of a capital or elites.
Interestingly, there is evidence of the clan
system in that clan emblems are found buried
with people. The ritual events were likely such
as to ensure social differences remained largely
theatrical. Indeed, the Hopewell heartland
appears to break down into a Tripartite Alliance
– three great clusters of sites. It’s possible
that the spectacular burials came to an end at
Hopewell in 400 AD because the basic structure
of a clan system across North America was
complete. Ties between groups were established
with a shared idiom for their personal diplomacy
and a common set of rules for interacting with
strangers. The book turns to Cahokia noting that
it ought to be the first ‘state’ in America. From 400 – 800 AD
with the decline of Hopewell, groups began
adopting maize as staple crop along river
valleys in the Mississippi flood plain. Armed
conflict became more frequent. In some places
people began living for longer periods around
their local earthworks. Especially in the
Mississippi valley this led to small towns
centred on earther pyramids and plazas, some
fortified, often separated by extensive
stretches of no-man’s-land. Eventually, this led
to an urban explosion centred on Cahokia, that
soon became the greatest city in the America’s
north of Mexico. The first largescale
construction was Rattlesnake Causeway, a
processional walkway rising from the surrounding
waters towards the surrounding ridge-top tombs –
a Path of Souls or Way of the Dead. This
suggests Cahokia began as a place of pilgrimage
like the Hopewell sites. There was a love of
games – around 600 AD the game of chunkey
emerged. In and around Cahokia a social
hierarchy arose. For an unknown
reason, around 1050 AD Cahokia suddenly grew to
a city of over 6 square miles with more than 100
earthen mounds around spacious plazas. The
population of a few thousand added some 10,000
more inside Cahokia, bringing something like
40,000 into the area as a whole. The main part
of the city had a huge packed earth pyramid
standing before an enormous plaza. In a smaller
plaza to the West was a line of cypress posts
marking the sun’s annual course. Some of
Cahokia’s pyramids were topped with palaces or
temples, others with charnel houses or sweat
lodges. Foreign populations - especially their
influential members – were resettled in thatched
houses arranged in neighbourhoods around smaller
plazas and earthen pyramids. At the same time
existing villages around Cahokia were disbanded.
From Monk’s Mound, the elite could watch. In
early years, along with games and feasts, there
were mass public executions, linked to the
funeral rites of nobility. While something of
the clan system remained, the old system was
transformed into an opposition between nobles
and commoners. Society was matrilineal so the mico or ruler was
succeeded by the eldest nephew. Nobles could
only marry commoners so with time this produced
a pool of nobles-turned-commoners to supply
warriors and administrators. Genealogies were
preserved. A priesthood maintained the temples
that contained images of royal ancestors. Titles
for achievement at war provided a step into the
nobility – symbolised by bird-man imagery. This
imagery was marked in some 50 smaller kingdoms
that appeared along the Mississippi. Sacred
images of Cahokia focussed on the figure of the
Corn Mother who appeared also as an old woman, a
goddess, holding a loom. From 11th to
12th century, sites with links to
Cahokia appeared from Virginia to Minnesota,
often in conflict with neighbours. Trade routes
spanned the continent. Cahokia did not
control this expansion so it was most likely a
ritual alliance that could be backed up by
force. Two centuries after its rapid expansion,
things got violent quickly. A long process of
war, destruction and depopulation took place in
Cahokia and other smaller towns beginning with
people fleeing into the hinterlands, then
leaving the area. The place vanished from oral
traditions. After 1400 AD the American Bottom
became a haunted wilderness. Here, as with the
Maya, administration focussed on otherworldly
things like ritual calendars and orchestration
of sacred space – although they affected city
planning and monitoring the maize cycle. Perhaps
in both cases control of violence and esoteric
knowledge became entangled in competition
between rival elites. Yet the end of the
Mississippi world led to change in indigenous
politics by the time of the European invasion. By 1715 the
dismantling of petty kingdoms was almost
complete across the entire region of former
Mississippi influence and people were settled
back in the valley in small towns of a few
hundred people with egalitarian clan structures
and communal council houses. The southeast came
to be divided into tribal republics. The low
birth rates made mobility easier, made it easier
to shift back into subsistence and hunting, and
allowed women to take on stronger political
roles. Government of the ‘five civilized tribes’
was by communal council wherein all had an equal
say and with a process of consensus finding. In
art, their symbol was a looped square. This is
the point at which there were discussions with
the Jesuits about freedom and not being a slave,
theories about dreams or just daily living. And
if any of these seem familiar it could be the
result of the ideas being mixed into the
enlightenment movement in Europe. The authors turn
to the Osage and self-constitution. They note
that in the Americas there is a link between
esoteric and bureaucratic knowledge – exotic
like the Chavin and their hallucinogens, and
bureaucratic like the Inca and their accounting.
In the Americas the kind of exotic skills that
produced the great construction projects like
Poverty Point or Hopewell have frequently been
related to systems of domination that
subsequently emerged. Hopewell produced a kind
of reformation in the access to the sacred
which, like the reformation in Europe, had an
effect on every other aspect of social life. The
building of monuments ended and instead tobacco
was smoked in effigy pipes, theocracy became
oligarchy. The Osage illustrate this. The Osage
descended from Mississippi Fort Ancient people.
They allied with the French on account of their
strategic Missouri river location and were
documented in the early 20th century
by La Flesche a native speaker of a closely
similar language. Osage moved among three
locations, their permanent circular villages for
up to 2000, their summer camps and their camps
for mid-winter bison hunts. The
villages had to include 24 different clans and a
particular arrangement of clans into sky people,
earth people, water people. In the lodges for
ritual, representatives of the same clans were
arranged as sky and earth. The seating
arrangements came from the work of elders to
resolve a series of constitutional crises.
Initiation required time and wealth. Those at
the top level were called Nohozhinga
and were the
ultimate political authority. Osage spent 1 hr
after sunrise in prayer, but the Nohozhinga had daily
discussions of philosophy and its relevance to
day-to day issues. Important discussions were
recorded. Assemblies could be called to ratify
decisions, but the Nohozhinga were
essentially the government in a form of
theocracy that made no distinction between
officials (they included soldiers and protectors
of the land), priests and philosophers. There is a mythic
history that contains two particular points. The
narrative involves neutralizing arbitrary power
and distributing it widely. The second is that
the Osage social order was made by them in a
series of legal and intellectual breakthroughs.
Note that this is the people creating their own
constitution – a notion that is generally taught
as coming from the Frenchman Montesquieu in his
book The Spirit of the
Laws (1748).
Interestingly, an Osage and Missouria indigenous
delegation visited Paris in his time period. The book comes
full circle in turning to the Iroquoia and the
political philosophies that influenced
Kandiaronk in his youth. America
disproves the evolutionary notion that once
‘state formation’ has happened, there is no
getting out of it. The bitterness left by the
vanished Cahokia shows that. But the legacy of
the freedoms to move, to disobey and to
rearrange social ties are taken for granted by
anyone conditioned into obedience. The societies
the Europeans encountered and ideals of thinkers
like Kandiaronk were products of a political
history that for 3 centuries had been
anti-authoritarian and opposed to all that
Cahokia might have represented and so opposed to
those same qualities in the French. East St Louis is
far from Montreal, the Iroquoian people of
Montreal were not directly under Mississippian
rule and the views of people like Lahontan were
not literally the views that overthrew the
Mississippian civilization. However, oral
traditions, historical accounts and the
ethnographic record indicate that those who
framed the ‘indigenous critique’ of European
civilization saw their social orders as
self-conscious creations as a barrier against
what Cahokia might have represented and what
they later found so objectionable in the French. The oral tradition
is limited but there is some account given of
the shifting coalitions and traditions of the 16th
and early 17th century. Many had
largely disappeared when oral traditions were
taken in the 19th century. However,
there are versions of the foundation of the
League of Five Nations, an epic called Gayanashagowa – an epic
that, despite some magical elements, represents
political institutions as self-conscious human
creations. The text clearly involves a social
problem and a solution. There is a breakdown of
relationships plunging the country into chaos
and revenge. There is the heroic Peacemaker who
collects allies who gather the nations one-by
one into agreeing to create a formal structure
for heading off disputes and creating peace. The
first is Jigonsaseh, a woman famous for standing
outside quarrels. The most powerful, Adodarhoh,
is last to be won over. Thence a system of
titles, nested councils, consensus finding,
condolences rituals, and the prominent role of
female elders in policy development. In the end
the laws are ‘spoken into’ belts of wampum that form the
constitution, the record given to Adodarhoh, and
the hero disappears. The founding of the Osage
social order is a related story in which
Adodarhoh is clearly a ruler, with power to
command – and clearly giving orders was a
serious outrage to the surviving nation in the
19th century, the Haudenosaunee. An interesting
aside is that although orders were resented in
the society, it was considered the obligation of
others to fulfill a fellow community member’s
dream – even if it meant appropriating a
neighbour’s possession. Dreams were treated as
commands either by one’s own soul or by some
greater spirit. The authors turn
to the history of the League of the Five
Nations. No doubt it evolved with patching of
elements. It is known that Iroquoian society
known in the 17th century began to
take shape in the heyday of Cahokia. Around 1100
AD maize was cultivated in Ontario in
Attiwandaronk territory, Over the next 3
centuries the three sisters of corn beans and
squash grew in importance but always alongside
hunting fishing and foraging. The key period was
1230 – 1375 AD when people moved from their
settlements into palisaded towns that could be
quite sizeable and that were occupied
year-round. In them longhouses became the main
type of accommodation. From the 12th
to the 14th century neither Wendats
or Haudenosenee had much contact with the
Mississippians. However, that was not so for the
Attiwandaronk so that by 1300 AD much of Ontario
was under Mississippian influence and indeed the
Attiwandaronk monopolized trade to the south and
on to Chesapeake Bay and beyond. Subsequently,
this large tribe was effectively destroyed by
plagues and famines in the 17th
century. Jesuit evidence indicates that their
constitution was fundamentally different from
that of its neighbours. It is also known that in
1627 the Attiwandaronk were dominated by a
warlord named Tsouharissen who tired to
capitalize on his success as a warrior into
centralized power. It is not clear how he
related to Jigonsaseh, a woman exemplifying the
principles of reconciliation. Nor is it clear
how this squared with a matrilinear society.
However, in 1650 AD after the Attiwandaronk
nation no longer existed and the Jagonsaseh,
Mother of Nations, now incorporated into the
Wolf clan of the Seneca, remained in her
fortress overlooking the Niagara gorge. In 1687 when Louis
IV sent a seasoned military commander, the
Marquis de Denonville, as governor to deal with
the threat the Five Nations posed to French
settlement. Denonville invited the League
council to negotiate peace terms, but then
summarily arrested the ~200 delegates and
shipped them to France to be galley slaves. He
then invaded Five Nations territory. The
Jagonsaseh had not attended the supposed
negotitation and the arrest of the others left
her the highest-ranking League official. She
raised an army. She routed the invading French
and her forces were at the point of entering
Montreal when the French government sued for
peace, agreeing to dismantle Fort Niagara and
return the surviving galley slaves. A dozen or
so of the original 200 returned! It seems the
Jagonsaseh demobilised her army and returned to
the process of selecting new officials to
reconstitute the Great Council. So, the history of
living through these conflicting ideological
possibilities lay behind the indigenous critique
of European society. This context makes clear
the particular emphasis on individual liberty.
North Americans skirted the evolutionary trap
that leads from agriculture to some all-powerful
state or empire. By doing so, they developed
political sensibilities that were to influence
enlightenment thinkers and through them,
thinkers of today. Chapter
12,
Conclusion:
The
Dawn of Everything. The book began
calling for better questions. The origins of
inequality called forth a myth – some variation
on the fall from grace that leaved humans
tinkering in their squalid condition. A rosier
narrative is that Western civilization makes
everyone happier, wealthier and more secure –
but that fails to explain why Western powers
have had to spend the last 500 years using guns
to force people to adopt it. It also doesn’t
explain why many seek to leave it. Today’s
social theory was built by conservative thinkers
concerned by how passion for liberty, equality
and fraternity ended up producing terror so, for
example, Edmund Burke dealt with social
realities that they felt Enlightenment thinkers
had overlooked. Today, the right defends
Enlightenment values and the left is critical.
But all agree that ‘the Enlightenment’ was a
break in human history – introducing a
possibility not seen before. Pre-enlightenment,
there were ‘traditional societies’ with
community, status, authority and the sacred
where people acted through custom. Generally,
‘non-modern’ people were simple minded and
living in a dream world. Since historical events
are unpredictable, anthropologists studied a way
of life presumed to be timeless and unchanging. There
follows a critique of Romanian historian of
religion Mircea Eliade who saw these as
‘traditional societies’ who see everything as
cast by the past and ‘historical societies’
where things are going somewhere like a Last
Days, Judgment and events have significance in
the future. The authors
complain that social sciences largely studies
the ways humans are not free and so has problems
with humans shaping their own destiny. A result
is that the human past is seen as technologies –
stone, brass, iron ages. True there is a role,
but the fact that Teotihuacanos used stone to
build their city and Knossos used metal seems to
have made little difference to the internal
organization or size. Nor does the evidence
support a notion that a major innovation occurs
in a sudden revolutionary burst. What seems to
have happened was a steady collective body of
humble but significant discoveries accumulated
over centuries. The discovery of making bread
rise continues to enrich the lives of billions
of people. Often principles were long known
before they were applied systematically.
Knowledge about the nutritious properties and
the growth cycles of what would become a staple
crop for thousands was maintained by ritual play
farming. Ceramics were invented before the
Neolithic to make figurines and animal models.
Only later did they become cooking and storage
vessels. Mining
was first used for pigments; later came metals
for industrial use. Mesoamerican society never
used wheeled transport, but they made toys with
wheels and axles for children. The Greeks came
up with the principle of the steam engine, but
only used it to make the temple doors seemingly
open of their own accord. Chinese scientists
employed gunpowder in fireworks. Ritual play was
a laboratory and repository of knowledge and
techniques. In terms of interesting questions to
ask: is there a positive correlation between
women’s freedom and the degree of innovation in
a society? The authors were
surprised to find that time and again in human
history the zone of ritual play was the site of
social experimentation. British anthropologist,
A.M. Hocart, proposed mid twentieth century that
monarchy and institutions of government derived
from rituals for channeling powers of life from
the cosmos into human society. He even suggested
that the first kings must have been dead kings.
Considered an odd ball in his life, contemporary
archaeological research has shown evidence in
the Upper Palaeolithic period of grand burials
staged for individuals who seem to have
attracted spectacular riches and honours in
death. Other
institutions like private property, policing and
powers of command first appear as a concept in
sacred contexts. Indeed, to say that for most of
human history the ritual year served as a
compendium of social possibilities – as it did
in the European Middle Ages is - hardly strong
enough. Festivals are already an extraordinary
departure from the everyday order. But
from Palaeolithic times, people lived in such a
different social order for extended periods of
time – moving back and forth between one and
then the other. If something went
wrong in human history perhaps it began when
people lost the freedom to imagine and enact
different forms of social existence. Even the
few anthropologists who argue humans could
imagine other social possibilities conclude that
for 95% of our history the same humans recoiled
in horror from all possible social worlds but
one: the small-scale society of equals. Perhaps
the framing of the problem might be: it was
possible for their ancestors to turn their backs
on Cahokia and to reorganize into free
republics, but when the French tried to rid
themselves of their own ancient hierarchies the
result was the horrors of the French revolution.
Slogans aside, social liberty is: 1) The freedom
to move away or relocate from surroundings; 2)
The freedom to ignore or disobey commands of
others; and 3) the freedom to shape new social
realities or shift back and forth between
different ones. The first two
freedoms are a kind of scaffolding for the
third. As long as the first 2 freedoms existed
in North American societies when the Europeans
arrived, the only kings possible were play
kings. The same for any other hierarchy of
offices. A police force that operated to 3
months of the year whose membership rotated
annually was something of a play police. Yet for
the present era, the 3 freedoms have receded.
General history authors like Harari conclude
humanity is stuck – there is no escape from the
cages we have made for ourselves. This book
explores this. Human societies
have divided into culture areas and that has led
to them stimulating each other so as to
exaggerate differences – as in the California
peaceable foragers and aristocratic neighbours
to the North with inter-group warfare and
competitive feasting. Post ice-age
hunter gatherers in coastal or woodland regions
enjoyed a Golden Age with experimentation and
creativity. It was among such Mesolithic
societies that distinct culture areas appear and
also permanent ranks, interpersonal violence and
even warfare. Indeed, warfare was often a way by
which forms of play became more permanent – for
example the Natchez kingdom might have
theatrical affairs, the ruler whose order would
be obeyed for a mile, but if someone was
arbitrarily killed – the person remained dead,
the play could not just end and the play king
ceased to be a play king. While human beings
have always being capable of physically
attacking one another, there’s no reason to
assume war has always existed. War is not just
organized violence, but a kind of contest
between two clearly demarcated sides. This is
not hard wired. It’s invariably necessary to
employ combinations of ritual, drugs and
psychological techniques to convince people to
kill and injure each other in systematic yet
indiscriminate ways. On the one hand even in
Homeric war the game aspect can dominate
resulting in much taunting, individual
competitions and few deaths. On the other hand,
there were examples of massacres of Neolithic
village dwellers in central Europe just after
the last Ice Age. Evidence of war is uneven.
Periods of intense inter-group violence
alternate with periods of peace – often lasting
centuries. War did not become a constant after
the adoption of farming indeed for long periods
it seemed war had been abolished. The book turns to
another question. Was there a relationship
between war and community freedoms leading to
ranking then largescale systems of domination –
like those of the Shang, Maya or Inca? The
authors remind that a state is a combination of
sovereignty, bureaucracy and competitive
politics – each with separate origins. They are
types of domination grounded respectively in the
use of violence, knowledge, and charisma.
Ancient societies can often be seen as having
one axis of social power highly developed –
Olmec charismatic political contests; Chavin
control of esoteric knowledge. These are 1st
order regimes. When two axes of power fused into
a single system of domination the result is a 2nd
order regime – Egypt’s Old Kingdom with
sovereignty fused with a bureaucracy. The Maya
used administrative activity to monitor cosmic
affairs and drew earthly power from a fusion of
sovereignty with inter-dynastic politics. If there are any
commonalities between the early states like
Shang China, they all showed spectacular
violence at the height of the system – whether
as an extension of royal sovereignty or at the
behest of divinities. They all also modelled
centres of power – court or palace – on a
patriarchal household. And the same group of
features can be found in later kingdoms or
empires - Han, Aztec, Roman. Why? Answering is
difficult because all the language developed
involves explanation or justification. The
authors claim their basic freedoms and list of
forms of domination aim for more neutrality. Existing debates
that typically begin with Roman Law are
problematic. Natural freedom under Roman Law is
based on the power of the individual - male head
of household – to dispose of property as he sees
fit. Property is not a right – rights are
negotiated and involve mutual obligations.
Property is power. Property is not
understandings between people about who gets to
use or look after things. It is a relationship
between a person and an object characterized by
absolute power. A West Indian
sociologist suggested that Roman Law property -
and hence freedom – trace back to slave law. The
authors recall that those sober magistrates who
developed the law lived their private lives in
households where they enjoyed near total
authority over wives, children and slaves. The
slaves were often captive foreigners conquered
in battle who had forfeited rights of any kind.
What is important is how in Roman jurisprudence
the logic of war – interchangeable enemies,
enemies killed or sold as commodities – and its
potential for arbitrary violence was inserted
into the most intimate sphere of social
relations – the relations of care that made
domestic life possible. The nexus of care and
violence has been important in a range of other
contexts in Amazonia and ancient Egypt. Our word ‘family’
has a root in famulus meaning ‘house
slave’ via familia meaning everyone
under authority of the paterfamilias. Domus or household has
given domestic and domesticated. Dominium was the emperor’s
power and also the citizen’s power over private
property. Warfare, massacres
and captives predate kingdoms or empires. Were
captured enemy killed, incorporated or left in
between? The
Wendat in the time of Kandiaronk were very
warlike and rivalries were fought in the Eastern
Woodlands before the Europeans arrived and
supplied them all with muskets, launching the
‘Beaver Wars’. The Jesuits were appalled by what
they saw, but noted the reasons for war were
different. Wendat wars were about mourning – to
soften the grief of relatives of a person
killed. A war party would strike against
traditional enemies, bring back a few scalps and
a few prisoners. Women and children would be
adopted. The fate of men depended on mourners.
He could be given a name and after a few years
trial become a member. The alternative was
excruciating death by torture. The appalling
violence was a public spectacle and seems
extraordinary given that the Wendat did not
spank children, punish thieves or murderers.
This ran contrary to their usual problem solving
by reason and debate. Moreover, Iroquoia was one
of the regions where violence flared up in
specific historical periods then largely
disappeared. What was the meaning of the
theatres of violence? A difference from Europe
of the same period was that the French would
submit their own people to public torture and
execution. The Amerindian sought to take over
the strength and courage of the alien and so
required the community to become a single body
unified by its capacity for violence. In France,
the people were unified as potential victims of
the king’s violence. For the Wendat, violence
was excluded from the realm of family and the
household – the opposite of the Roman familia. Under the French Ancien
Regime things were
like imperial Rome – household and kingdom
shared the model for subordination. The superior
party was expected to inflict stern chastisement
when he considered it appropriate - violence
with impunity. Moreover, this was tied in with
feelings of love and affection! Bourbon monarch,
Egyptian pharaoh, Roman emperor, Aztec tlatoani or Sapa Inca was
not just a structure for domination, but also
one of care. European spectacles endorsed a
system in which the brutalizing of wives by
husbands was a form of love. Wendat torture at
the same time made clear that no form of
chastisement should take place inside the
community or a household. The confusion between
care and dominion, the authors suggest, relates
to how we lost our ability freely to recreate
ourselves by recreating our relations with one
another. This is important for understanding how
our society of today got stuck. The authors claim
to have limited their challenges to other
scholarly views, sticking to major
misconceptions one of which relates to scale so
that structures of domination are inevitable
when populations are scaled up by orders of
magnitude. A densely populated social group
needs a ‘more complex’ system to keep it
organized and ‘complex’ implies hierarchy which
in turn implies chains of command so that the
people must lose their 2nd freedom –
to refuse a command. None of these assumptions
are theoretically essential and history tends
not to bear them out. An expert on Iron Age
Europe points out that complex systems don’t
have to be organized top-down. Indeed exceptions
are starting to outnumber the rules! It was once
assumed that urban life marked a point at which
everyone surrendered basic freedoms and faced
rule of faceless administrators, stern priests,
paternalist kings or warrior-politicians so as
to prevent chaos. Such views have no sound basis
in human psychology and they don’t fit
archeological evidence that cities began in many
parts of the world as grand scale civic
experiments that lacked administrative hierarchy
and authoritarian rule. Calling them
‘egalitarian’ is not enough because there is
such a variety of experiments that arose from
the earlier far-flung networks of societies.
While the earlier units were smaller, especially
at certain times in the year, they were
organized in loose coalitions or confederacies.
We think of civilization as originating in
cities but maybe we should think of cities as
one of the great regional confederacies
compressed into a smaller space. True, monarchy or
warrior aristocracies could also take hold in a
city, often did and with dramatic effect. But
the mere existence of large human settlements
was no direct cause of that. Causes of
structures of domination lie elsewhere. Indeed
‘heroic societies’ of the Anatolian highlands
formed outside the first Mesopotamian cities,
trading with them. Elsewhere, some urban
populations went partway to monarchy then turned
back – like Teotihuacan in the valley of Mexico,
where citizens turned from Pyramid building to
social housing for residents. Yet others began
with neighbourhood councils and popular
assemblies and ended up ruled by warlike dynasts
– as in Mesopotamia after the Uruk period. Here
is the link between caring and violence. Sumerian temples
organized around nurturing and feeding the gods
– statues – which were surrounded by a welfare
industry. Widows, orphans and runaways would
take refuge there. At Uruk the Temple overlooked
the great courtyard of the city’s assembly.
Charismatic warrior-kings inserted themselves in
this space. Long before the kings, the temples
provided employment as well as welfare. These
first factories were charity factories. However,
over time women and children became degraded and
temple institutions became something of a
Victorian poorhouse. The authors focus
on the role of the nexus of external
violence/internal care. Did this mark the point
where flexible negotiable relations became fixed
- how did we find ourselves stuck in just one
form of social reality with relations based on
violence and domination normalized within it?
Franz Steiner did relevant work on what he calls
‘pre-servile institutions’ – what happens in
different cultural and historical situations to
people who become unmoored: expelled by clans;
castaways; criminals; runaways; refugees –
people at first welcomed as almost sacred then
gradually degraded and exploited. This is
essentially about what happens with the loss of
the first basic freedom – to move away or
relocate – paves the way for the loss of the
second – the freedom to disobey. Why when
expectations of hospitality, asylum, civility
and shelter erode does this catalyse situations
where some people can exert arbitrary power over
others? Steiner studied
many cases. And he came up with a possible
answer to another question. When stateless
societies organize themselves so that chiefs
have no coercive power how did top-down
organizations ever arrive. Some had
suggested religious revelation might enable the
transition. Steiner thought it arose from
charity. For in Amazonia orphans, widows, mad,
disabled or deformed were allowed to take refuge
in the chief’s residence and became a retinue.
Younger males often took on the role of
police-like enforcers. And the chief could reach
for the father’s power of arbitrary command over
his dependents and his property and the reach of
that power would depend on whether his wards
could run away and find refuge elsewhere. The
potential for power was important. Certainly,
giving refuge did change basic domestic
arrangements – especially when captured women
were incorporated. The authors point out that
some of this logic applies to all documented
royal courts from China to the Andes. And
Steiner’s observations are relevant to debates
about the origins of patriarchy. The authors tell
of frustration looking for literature when they
were examining the recent archeological evidence
and suggest this included a reluctance to
synthesize but also the limited language to
describe situations such as ‘cities lacking
top-down structures of governance’. Is that
egalitarian? To say ‘yes’ in wrong – because it
is rare to find no aspect of structural
inequality in any aspect of its inhabitants’
lives including household and religious
arrangement. Yet it would be foolish to lump all
non-egalitarian cities together leaving only a
few small foraging bands as egalitarian. So, the
authors dropped polar ‘equality’ and
‘inequality’ without explicit evidence that
ideologies of social equality were present on
the ground. They give weight to 5,000 years in
which cereal domestication did not
lead to aristocracies, standing armies or debt
peonage rather than just the 5,000 years in
which it did. They treat the rejection of urban
life and the absence of slavery as significant
just as the emergence of these phenomena,
confessing that they would never have guessed
that slavery was most likely abolished multiple
times in history in multiple places and that
very possibly the same was true of war. Social scientists
tend to write of the past as if everything that
happened could have been predicted. Yet we all
know that when we try to predict the future, we
usually get it wrong. It’s tempting to think
that the current state of the world is an
inevitable outcome of the last 10,000 years of
history. Maybe someday someone will look back
and think land management based on care-taking
rather than ownership and extraction is a really
significant breakthrough. Taking that approach
now, maybe we could look at alternative
possibilities - roads not taken like Minoan
Crete or Hopewell. Maybe that would make our
plight more tragic – we could have been living
with very different conceptions of human
society. Genocide and prison camps never had to
happen. But it also says that the possibilities
for human intervention remain greater than we
usually think. The book began
with the Greek idea of Kairos, an occasional
moment when a society’s frames of reference
shift. There is a transformation of principles
and symbols. Lines between myth and history,
science and magic become blurred. And real
change is possible. It is a time when events
like a political revolution are prone to happen.
Societies around today’s world appear to be
swirling towards such a moment, especially those
calling themselves Western. In the scientific
study of our own past, we have exposed that the
mythical substructure of social science and its
unassailable axioms are evaporating. The purpose
of all this knowledge is surely to rediscover
that third basic freedom – the freedom to create
new and different forms of social reality. Myths are
important. They are the way human societies give
structure and meaning to the experience living.
Now the larger mythic structures of the past no
longer work. For a while, little will change.
Libraries and databases, universities and school
curricula are designed for the old structures
and the old questions. New truth doesn’t replace
the old, but the proponents of the old
eventually die off. The authors are optimists.
They hope change will be faster than that. And
they believe they are beginning that change by
relegating many axioms of the history of humans
to the realm of ancient myths. |
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