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The largest
and
most powerful book by Peter Francopan, The
Earth Transformed: An Untold History
Story, Bloomsbury Publishing, appeared
in Spring 2023. The cover claims the
book covers world history from the Big Bang to
the present and beyond. It
considers the role of the natural environment
on human societies and the impact
of humans on the environment and on the
climate all while telling the human
story. I set off
into the
680 pages – an introduction then 24 chapters
then a conclusion. It reads well giving
a lot of information in a measured manner.
Evidence of climatic situations is
fed into the human history era by era. Drought
played a part, but not
necessarily the critical part in the demise of
human societies. Plagues and diseases
played a part. It was hard
to read
about the plantations that were introduced
onto cleared largely unoccupied Caribbean
islands and the slave trade that provided
plantation workers. By the last six
chapters from “Industry, Extraction and the
Natural World” to “On the Edge of
Ecological Limits” I was gripped and reading
some kind of horror thriller. Introduction. The
introduction notes
Milton’s Paradise Lost, the Genesis
account of how Adam and Eve, the
first humans, and all who follow are condemned
to lives of ecological challenge
with an environment not always benign. Today,
the way humans work the land,
exploit natural resources and treat
sustainability are matters of vehement debate.
Human activity is so extensive and so damaging
that it is changing the climate.
This book aims to put climate into human
global history and to show how climate
had an impact while telling the story of
humans and the natural world over millennia.
Ocean currents, solar activity, volcanic
activity, cold times, floods, draughts
or stable temperate periods - all feature. Most
histories focus
on the big actors in the powerful cities. This
book looks at cities because cities
and civilization are the biggest factor in
environmental devastation and the most
important cause of human climate change. (I
see cities also as compact and
energy efficient.) We see nature reserves free
of humans as “natural”, but
indigenous peoples lived sustainably in such
places for centuries, treating the
ecology well. The book aims to present a
global picture rather than a focus on Western
nations. Human history is presented in
twenty-four eras of global events. Chapter
1. The first
chapter
covers the dawn of time on earth 4.6 billion
years ago to around 7,000 BCE. Humans
appeared recently - a few million years ago.
Human writing appeared 5,000 years
ago. For half the 4.6 billion years there was
little or no oxygen. Earth was
hit by something the size of Mars. There were
massive volcanic eruptions, periodic
glaciations and warming periods. The single
supercontinent broke up 250 million
years ago beginning today’s continents.
Tectonic plates collided, mountains
were pushed up, ocean levels rose and fell.
Several times spectacular events
wiped out all but a small fraction of the then
living organisms. The shaping
of the
continents created giant hydrocarbon deposits
worldwide. This put in place coal
that powered the industrial revolution. It put
oil in the Middle East whence it
impacted the politics and wars of the 20th
century. Earth itself and other
species impacted the long pre-human history.
Humans are unique. They developed
the capability of creating an impact like that
asteroid the size of Mars. The use
of nuclear weapons today would create a
“nuclear winter”. Chapter
2. The second
chapter
includes the arrival of humans around 3
million bc and the emergence of our particular
species, homo sapiens, between 7 million and
12,000 bc. Africa was a melting
pot for the various human species but by about
2 million bc, several of the homo
species had migrated to the Caucuses, China
and then to Europe. Sometime
between 1
million and 500,000 bc some of the human
species had learned to control fire
and use its benefits – cooking, warmth and
protection from predators. This helped
the development of greater brain size,
language and more cognitive skills. There
was a pivotal genetic mutation in Homo
Sapiens that dramatically
increased the number of brain cells. And this
may have brought cognitive advantages
of far-reaching impact. Sapiens all
came from a single small population in
Africa by a highly effective and successful
expansion. All human species were
challenged by enormous shifts in climate over
thousands of years – including arid
and glacial conditions and a major eruption of
Mount Toba. Neanderthals
inhabited Western Eurasia for
many millennia and some reproduced with Sapiens.
Both species shared
many characteristics. The changes
in the
last 200,000 years greatly impacted the
several human species. Populations in the
Levant died out.
Australia was largely depopulated.
About 40,000 years ago Neanderthals died out.
The Last Glacial Maximum began
around 30,000 bc with falling temperatures and
falling sea levels. Movements of
sapiens into the Americas across the islands
that appeared in the Bering Straits
took place around 22,000 bc. The Glacial
period began ending around 19,000 bc
with more huge changes but over thousands of
years – massive floods in North
America; huge ocean rising shrinking
Australia. Another cooling period occurred
before the present stable Holocene era began. Chapter
3, Human
Interactions
with Ecologies, 20000 – 3500 bc. Humans found warmer conditions in
certain favourable ecologies. In the Fertile
Crescent and Zagros mountains Iran, Egypt,
Anatolia there was domestication of
some crops and animals with a women’s role.
Diets with wheat, barley, lentils and
peas developed. Rice cultivation began likely
in the Yangtze River 8000 bc.
More sedentary life began generally and in the
Americas. Monuments like the Göbekli
Tepe indicate interests in cosmology and
unseen forces. Ceramics appeared and diffused
- some from Japan and some from Mali. By 5500
bc forms of farming had reached around
the Mediterranean basin to Europe. Around 6200
BCE a
climate shock from the artic cooled the
Northern Hemisphere for around 200 years
causing sea level rises and a drying of the
Sahara region and South Asia.
Around 6150 BCE a 190km shelf of sediment fell
off Norway creating a giant tsunami
that swamped and submerged “Doggerland” – the
area that linked the UK to Europe.
The separation was completed by rising sea
levels. The tsunami would have killed
everything in its path. By around 6000 bc
domesticated maize spread in the Americas
together with use of irrigation canals and of
terracing on higher ground. Climatic
shifts came
towards 3000 bc possibly from the 2400-year
Hollstatt cycle or from a weaker El
Nino South (ENSO). There was a weaker Asian
Monsoon and arid conditions. The Sahara
started to desertify and Northern Chad began
to dry causing migrations to oases
and to the Nile valley. Mauritius continued to
have rainfall. The desert barrier
split Africa and genetic differences developed
between the two parts. When ENSO
returned 5000 years ago there were changes:
droughts in North America, the
Mediterranean climate of today; more rainfall
in Northern India and Indo China.
Parts of East Asia got wetter. Most such
climate changes took place over centuries. Chapter
4, The
First
Cities and Trade Networks, 3500-2500 bc.
More land suitable for agriculture
was used with pastoralism spreading beyond
that land. A human impact on earth
was beginning. CO2 levels were rising in China
and Europe likely from
deforestation and wet rice farming. Mega sites
in
Eastern Europe disappeared by 3,300 bc
possibly by cooling climate or plagues. Other
areas showed great activity. Links between
populations, cultures and languages
in southern China, Taiwan, Philippines,
Indonesia, Melanesia and the Pacific developed
over the centuries around 3,000 bc. Atlantic
and Gulf coast North America developed
settlements around shell rings. Commonalities
in languages across Eurasia were
likely spread by migrating farmers. New pottery
styles
travelled in 2 centuries over an area between
Europe and West Africa. A
population turn-over of 90-100% indicates a
large comprehensive movement of people.
From 3,500-3,000 bc in Mesopotamia, the Nile
valley and the Yellow and Yangtse
area of China arrivals resulted in more
villages with more people in them. The growth
links to a locally bountiful area hemmed in by
hostile geographic features like
mountains or a desert. Cities and
‘civilization’ began here. Increasing
trade brought
social interaction, exchanges and some
harmonisation of pottery and settlements
across the Fertile Crescent by 4000 bc. The
developments spread to other areas
led by metal industries. New crops and luxury
items were exchanged across Europe
and the Middle East. Similar trends in long
range trade routes were occurring in
the lower Yellow River, the Indus valley,
along the Nile and the “Norte Chico” valley
in Peru. The settlements brought ideas of
possessions, access to land and its control,
social hierarchy, ownership, transmission of
wealth and elites. Wealth
inequality became a feature. Issues of
kingship, religion, bureaucracy and slavery
arose. Some very
large
egalitarian settlements developed in northern
Mesopotamia such as Brak in Syria
around 3000 bc. Southern Mesopotamia was
different. Large hierarchical
settlements developed, described later in some
of the oldest writing in the Old
Testament and in Sumerian texts. Enmerkat
founded Uruk and the 3000-year-old
text says he and his wife could make bricks,
build towns with pavements,
irrigation canals and ditches. They could make
wooden ploughs, yokes, cables and
threshing sledges. Elites developed. Some see
elites as useful. Through their land
and herd ownership and coercive power they
built temples and lavish buildings.
Temples were controlled by priest hierarchies
who regulated, monitored and
controlled trade. These
developments
occurred in other areas such as the Nile
Valley where city kingship emerged by
3500 bc and centralization developed into an
overall area and one king. China developed
large cities. In all these, the rulers and
priests explained events. Around the
world all groups at some point used human
sacrifice to placate the
supernatural. In
Mesopotamia workers
depended on institutions, temples and the
wealthy for rations or a share of wealth.
Landholdings of the temples were huge so that
maintaining a workforce was important.
Food distribution and cooking was done with
ovens and hearths in the temple. There
were few settlements outside the city. The
city walls seem to be for prestige
or to hold a population rather than for
defence. Cities depended on a workforce
for food supply. Given the risk from disease
and poor sanitation there needed to
be constant new arrivals in a city. There is
evidence of slavery in southern
Mesopotamia. By around 3000 bc there were
several large cities, the largest
being Uruk with its 250 hectares and 20 to
40000 people. With development came needs
for more oversight. Emerging
bureaucracies standardized and harmonized and
so sent more gains to the elite
at the centre. Writing systems emerged as clay
tokens for units of goods. By 3500
bc cylinder seals were used to mark produce.
Two hundred years later there were
clay tablet signs with numbers and goods
inscribed by stylus. These developed
over centuries into phonetic signs which
became alphabets and opened new horizons. In
Mesoamerica,
the Nile, Indus Valley, regions in China these
stages to writing were remarkably
similar if at different times. The patterns
from Mesopotamia with elites,
bureaucracies and tied workforces were
followed with variations by the Qin
dynasty in China where workers were
registered, tied to the land and unable to
leave. City growth
encouraged
neighbouring areas. In Nubia, now Sudan, Kerma
began to develop leading to the
Kush Kingdom that rivalled Middle Kingdom
Egypt. Larger
populations
lead to social stratification. The Indus
valley developments were different
with less elaborate monuments and evidence of
more egalitarianism. That is also
true of the Norte Chico developments in Peru –
marine, inland valley cities and
highland cities, with Caral seemingly the
centre for a wide region. There is
little sign of social stratification and no
sign of war or violence. But population
and settlement densities are lower along the
Indus and in the Andes than in Egypt
and Mesopotamia. In Mesopotamia there was
competition for resources with trade
networks developing for supplies with gifting
amongst kings leading to a kind
of brotherhood of kings. Trading led to
development of elites in China and
elsewhere. Patriarchy
was the
norm. Group violence increased with the more
complex societies. Rewards and
prestige went to those proficient in combat.
Bureaucracies and improvements in
agriculture led to larger populations but
greater vulnerability to loss of
workers to controlling violence or climate
events. That meant famine and
disease. The earliest writing was about the
origins of the earth and the
perfect original conditions for humans: the Epic
of Creation, Ninevah, Rig
Veda, South Asia, and Genesis, the
Bible. History has shown that large
complex empires can collapse rapidly,
chaotically and decisively. Chapter
5, On the
Risk of
Living Beyond One’s Means, 2500 – 2200
bc. Sargon, ruler of Akkad, created an empire
in Mesopotamia, now Iraq, with centralized
power and resources and trade routes.
There were on-going revolts. His grandson,
Naram Sin, features in an old text The
Curse of Akkad. Arid ground yielded no
grain, there was no yield of fruit or
fish leading to starvation and depopulation.
Nomadic tribes invaded. Climatic
changes
around 2200 bc caused a mega drought, but it
was not global. Social and economic
activity continued in south Spain/Portugal,
Sicily, Africa and the Indus Valley.
There was no immediate effect on Indus Valley
settlements. Over time, Indus Valley
groups moved to the Himalayan foothills. There
was population growth but it was
disorganized and unplanned. That led to
settlements with poor sanitation which
encouraged
diseases. The closer dirtier living conditions
led to thinning populations by 2000
bc. Then there are signs of increasing
violence and within a century there was
dispersal of population to the south and the
end of the Indus Valley civilization.
Climate was only part of a complex evolution.
In
China the Xia dynasty emerged in 2070 and
is linked to responding to a devastating
flood. The signs from across China do
not indicate a major climate change. The
Sumerian
writers may have exaggerated the catastrophe
to tell how the gods retaliated against
Naram Sin for desecrating a temple. The theme
of punishment by the gods
features in antiquity and major events are
remembered – like the great flood
that appears in various ancient writings.
God(s) rewarded those who lived well
and obediently with environmental stability.
Surprising events of natural
disaster like the turning of Lot’s wife into a
pillar of salt were remembered whereas
starvation and disease that were far more
frequent and more deadly for many
people get little mention in early writing.
The finely balanced societies were unstable.
A single bad harvest could lead to starvation
and social upheaval. The
challenge was to respond to mitigate things
quickly. Uprisings and tumult
occurred in Egypt around 2200 bc with signs
that an old order had passed away. Controlling
elites needed to respond to these situations. Part of the
success of these early citiy societies was
their trade interconnection with other
city groups in Mesopotamia, Egypt and along
the Indus, spreading foods and providing
access to metals. Unrest in one part affected
all the others. There are signs
of a slow down around 2000 bc. It is wiser to
find out how these societies struggled
with things than to glibly dismiss causes as
“climate”. Chapter
6.
The First Age of Connectivity, 2200 – 800 bc. Fractured trade
connections and new ones formed after
the turbulence around 2200 bc and led to an
inter-connected area from the
Eastern Mediterranean to the Indian Ocean and
beyond. City states
blossomed
after the empires. There was political
centralization with bureaucracies working
over big geographical areas and there was a
new feature – laws for rulers and
subjects like the code of Ur-Nammu ruler of Ur
~2050 bc. The best known is that
of Hammurabi for the Babylonian empire ~1900
bc – a code that influenced all Mesopotamia.
New states appeared. The Assyrians formed
their own state centred on Nineveh
and Assur and built colonies that became the
Hittite state. Assyria rivalled
other great states like the Kassites that took
over Babylonia with the fall of
Babylon in 1600. Trading states developed on
Crete and in Greece and with these
came new technologies – boats and sailing. Following
the
weakening of Egypt, states developed in Nubia
where the Kush state came to
dominate large parts of the Nile and to
influence as far as the Horn of Africa.
Trade led to states in West Africa that became
a heartland for Kush and
encouraged consolidation of mobile pastoral
elites in the Libyan Sahara. Migration
made
changes in India following the Indus Valley
decline. A significant 18% of today’s
population in India relate to migrations of
Harappa from Europe, Scandinavia
and Siberia. They
brought ideas of caste
and Vedic Religion. These became modified in
the Sanskrit written language
beginning 1500 bc. The Rig Veda and
other foundational texts of Hinduism
set out an eternal order. There are duties and
a relationship between humans,
animals and the earth. New ideas
reached
Egypt with the Hyskos Dynasty in 1,640 bc. It
ruled a territory stretching from
the Nile delta to Cusae and controlled western
trade routes linked by oases to
Nubia. Innovations included clothing,
ceramics, burial practices and likely also
a written alphabet, the composite bow and the
horse drawn chariot. These new
ways remained when the dynasty fell. A Mitani
kingdom in northern Syria showed
evidence of Vedic ideas as well as those of
Mesopotamia. In the Andes from 1800
bc on there were increasing cultural and
economic exchanges between the coast, the
valleys and the highlands in temples,
ceremonials, ceramics and foods. By 1000 bc
Chavin de Huantar was emerging as a ceremonial
centre for most of north and
central Peru. By 2000 a
large
walled settlement had been established at
Shimao in the central plains of China,
with human sacrifices. After the city of
Erligang, from 1200, a state emerged
under the Shang dynasty in north and central
China. An overarching political structure
standardised cultural styles, religious
practices and social structures. Writing
on bones emerged. There was stabilization of
settlements in all the areas after
2200 bc. It does not appear to have been
climate, but they were all suitable
for settlements and for supporting populations
with or without canals and
irrigation. The mild disease environment,
without malaria, helped. Settlement
growth
in Africa was slower on account of malaria
until, over centuries of exposure, populations
gradually included enough people who had Duffy
Negativity, the genetic mutation
that provides resistance to vivax malaria.
Major climatic events could have
dramatic effects, including diseases. Such was
the case of the massive Thera/Santorini
volcanic eruption whose tsunami engulfed Crete
and reoriented Mediterranean
civilizations. It possibly led to the variola
virus and smallpox – a scourge of
humanity into the middle of the 20th century.
Dramatic as such events were, the
greatest risk was population load. A poor
harvest, hoarding and price inflation
could become a disaster. Pressure for
authority and wealth from the centre exploited
resources so that by 2000 bc timber in
Mesopotamia was largely used up and it
had to be brought in from as far as Oman,
India. The Shang dynasty needed
networks to supply metals for weapons and
ritual vessels. The linking
of
states could cause problems. Widespread
calamities took hold in 1200 bc in
Egypt, Mesopotamia and the Near East including
food shortages. At first grain
shipments from Egypt helped, but Egypt and
Assyria had harvest problems and by
1170 there was an 8-fold price inflation. In
addition disruption came boat arrivals,
the biblical “Philistines”, who brought chaos
to the eastern Mediterranean. This
was a period of lower rainfall, with other
factors like disputes among Hittite
elites involved. Then between 1125 and 1175
came a series of earthquakes in the
eastern Mediterranean. A problem in one part
of a network could cascade into an
interruption or even a system breakdown of the
whole. For example, when the
Roman Empire ended many centuries later,
modest pressure led to a downward spiral
into the “Dark Ages”. Climate and weather were
just aggravating factors. Difficult
times
from poor harvests were not easy for ruling
regimes because they were then ripe
for exploitation by rivals. The trick was to
make sure no rivals existed. However,
in 1046 bc the Shang dynasty was overthrown by
the Zhou. That introduced new
practices but was largely a management change.
Egypt was slower to build back. It
depended less on others. The Greek city states
benefitted and grew stronger. The period
around
1200 bc involved population movements into
near and remote Oceania in the
Pacific – into islands like New Caledonia,
Fiji, Tonga and Samoa. Three
thousand years ago people were willing to
strike out by boat away from big populations
and fragile trading networks to seek another
way. Chapter
7, Regarding
Nature
and the Divine, 1700 – 300 bc. Environmental
degradation,
overconsumption of resources and unsustainable
population load are issues that
arise in an old Babylonian text. The great
flood stories say the gods faced too
many people and a need to reduce them. When
food production went down in the Akkadian
empire. Bureaucrats pushed farmers for higher
food production, but the land yields
went down from mixtures of overworked soil,
irrigation salinity or lack of
rain. The Epic of Gilgamesh is aware
of the dangers of over exploiting
nature and of forces beyond nature bent on
eliminating humanity. A new
Assyrian
empire emerged after the Bronze Age with
rapidly growing centres like Nineveh
during the reign of Sennacherib 705-681 bc.
This involved massive systems of canals
and irrigation to bring snowmelt from the
mountains and rivers to the major
cities and the fields around them with a
network of roads and tracks and way
stations. Kings dispersed populations but
brought back the captured from war to
build roads and canals. Empires rose and fell.
Assyria fell to Babylon in 612
bc and that fell to the Persians. Assyrian
script and language largely disappeared.
Cosmology continued. Astronomical
diaries
recorded the ongoing and the anomalies.
Interpretation in Mesopotamia was by
seers and priests. Animals were sacrificed to
win favour of gods. In Shang
dynasty China, the king or diviners
interpreted cracks caused by hot rods on
tortoise and other shells. The Shang ruler
acted as Sharman intermediary with
the god Di in rituals and ceremonies.
Sacrifices offered could be substantial.
As elsewhere a range of questions were
explored especially whether Di would
bring rain or other desired weather.
Sacrifices for rainfall and a full harvest
extended to the new Zhou rulers of 1046 bc who
introduced a concept of Tian - a
welding of the god Di into a cosmic moral
force governing nature with an interest
in human affairs. The ruler had to fulfill the
“Mandate of Heaven” - protecting
everyone. A poem “Yunhan” expresses the
ruler’s anguish about a drought in 800
bc when famine was a problem. Rulers
had
astronomers observe natural phenomena with
lunar and solar calendars to seek an
understanding of causes of draught, heavy
rains and other events. The
documentation of eclipses and other events
occurred in Mesopotamia too. Signs were
used to predict future events like success in
battle. A mix of
benign climate,
divine favour and reward for good leadership
was deeply rooted in many parts of
the world. The merging of natural order and
power became a key part of politics
and religion in China. The emperor was tied to
good outcomes, but had to rule
well. So many in the eastern Zhou dynasty of
China had ideas on this from the
6th century on that it was known as the time
of the Hundred Schools of Thought.
Confucius saw people living moral lives,
filial devotion, respect for ritual
and benevolence towards others as reflecting
celestial order. This was for
rulers to protect. Laozi and Zhuangzi
conceived Dao, “the way”, as a force that
unified existence in harmony. The virtuous
gave up luxurious living, denounced
war, lived simply and innocently. Mozi argued
those in authority should set
examples of this behaviour. Debates
occurred
in India around the Vedas and epic
poems composed c.1500 to c.1000 bc
explored the relationship between the
terrestrial and the celestial. There is
practical advice in the Vedas too -
herbs to ward off disease and herbs
to deal with foul smells. There is also
guidance on a relationship with the
natural world: don’t pollute water or kill
useful animals. Later texts built on
these around 600 bc. The whole sets up a
framework for making sense of the
universe as well as advising on religious
practices and providing complex
theological explanations. Authority was vested
in a priestly class – Brahmans.
It is not clear how all this was perceived by
the population at large. Rival
cosmologies
appeared. That of Buddha is regarded as
largely assembled after his death in
400 bc. The path to enlightenment was personal
and based on the four truths: life
si a journey of suffering; suffering stems
from desire and craving; supressing
desires removed suffering; that is achieved by
meditation. Personal actions
mattered and were practical – how a husband
treated his wife. However not
everything was left to the individual – there
are texts and there is guidance. The
Jain religion rethinks humans, the world and
nature. The lover of possessions is
deluded and falls into pain. Humans are part
of a panoply of living entities –
earth, water, fire, wind, grass, trees, plants
and moving animals. Hurting any
of these, people hurt themselves. Scholars
suggest
the burst of new ideas extending to grammar,
literature, law, drama, social and
political change stems from agricultural
surplus from a wave of new
urbanisation in the 6th century bc. There was
centralisation and consolidation
of small kingdoms, then merging into 16 large
kingdoms and then merging into
one. This process led to tensions between the
Brahmans’ control of ritual
sacrifices and the thoughts of Buddha and the
Jains. Perhaps out of the
tensions came thoughts on reincarnation that
were not in the Vedas but
in one of the Upanishads. Perhaps
humans were trying to make sense of
fortunes and misfortunes in this life by
looking to events outside their
control in an earlier manifestation. Similar
thinking occurred
in the Eastern Mediterranean from Herodotus in
the 5th century bc who noted
both Greeks and Egyptians held the notion of a
soul in humans that continued
after death in another being that is being
born. This raised questions of how
one’s actions should be judged in this life
and after death. Philosophers like
Plato felt one would be rewarded or punished.
Reincarnation raised approaches
to all living things. One should not eat them
because that involved killing
them. These thoughts seem contemporary! But
these ideas were not mainstream and
other philosophers had other schemes.
Nonetheless issues of environmental
degradation
and pollution had champions in 6th century bc
- individual and institutional. Cyrus
of Persia conquered neo-Babylonian rulers and
established a kingdom from the Mediterranean
to the Indus valley in mid 6th c. BC and he
promoted Zoroastrianism. This religion
held a profound reverence for nature embodied
in its texts. The earliest were hymns
called Gathas. As in other empiresm the
religion - Zoroastrianism - provided the
elites with a powerful tool for interpreting
the cosmos and making spiritual
intercessions. It gave rise to new hierarchies
and spurred new dialogue in and between
peoples and regions – including Judaism. Judaism had
been
influenced by experience at the hands of
Assyrian and Babylonian empires in the
7th and 6th centuries. With the Persians came
release from captivity in Babylon
and the rebuilding of the temple in Jerusalem
- leading to Isaiah regarding
Cyrus as anointed by God. These experiences
had a profound impact. The narrative
parts of the Torah were all written after the
fall of the temple to the invading
Babylonians and the exile. That included the
relationship between nature, God
and humankind in Genesis, the enslavement and
departure from Egypt of the
people of Israel in Exodus, the breaking of
the covenant with God agreed to by
Moses in Deuteronomy. Texts of Jewish
experiences were first written at this
time emphasising devotion, obedience and
following priestly teaching. The writers
had a
collection of stories reaching far back Noah
and the flood, the tower of babel
and they wove other events into them. The
story of Joseph may relate to a
chancellor Baya of 1200 bc. The writers had
disdain for urban space. The desert
was where people could get to know God and be
tested – as in Christianity and
Islam. Polytheism was rejected, animal
sacrifices condemned and idol worship
banned. The Garden of Eden was paradise lost.
God was served in the cultivation
of the earth and stewardship of its resources.
There was avoidance of urban
settings and favouring of pastoral – the lord
is my shepherd. Key figures are
farmers and pastoralists. The Covenant was
fertile productive land in return
for following commandments. God mixed with
nature – in a cloud, a rainbow sign.
Those who saw themselves masters of earth –
Pharaoh – would be brought down. Several
religions
have been tied into an ‘Axial’ period, but the
more significant commonality was
the arrival of writing and texts and these
went beyond religion into
philosophy, mathematics and science.
Increasing urbanisation relates to
movements away from material rewards to
self-discipline and selflessness, moderation
suppression of desires and self-denial. This
led to advice for rulers and
criticism for adverse natural phenomena. And
rulers led ceremonies at the start
of the agricultural year. In the Classic
Period ~1250 bc in the Maya lowlands
of Central America rain rituals became
particularly important. Everywhere these
rituals tended to link to cosmological
interpretations and those with this
knowledge revealed the secrets with risk of
death – as the Eleusinian mysteries
in Greece. Awareness
resources were limited occurred. In 524 bc
Duke Mu of Shan warned the Zhou king
of the dangers of cutting down the trees in
the mountains. In other cases laws
were passed as in 243 bc Emperor Ashoka in
Northern India forbade setting fire
to forests, linked to a philosophy towards
animals and plants, with medical
herb treatments for humans and animals. The
royal household became largely
vegetarian. In the 1st century ad text Arthasastra
by Kautilyra, the
major thinker of classical India, the author
declared rulers should protect and
manage all key resources of state,
domesticated animals, human crafts, mining
commerce, wildlife, forests, forest produce
and water. Damage or
overexploitation should be punishable by
death. Good governance gives optimal
outcomes and there is virtue in social,
economic and environmental
sustainability. These thoughts echoed the
idealised nature in Han dynasty
poetry in China of the same time such as The
Songs of the South. Chapter
8, The Steppe
Frontier and Formation of Empires, c.1700 –
c.300 bc. The
domestication of sheep, goats then cattle
brought mini-revolutions as stable sources of
protein and also for wool and
leather and technologies for clothing and
storage. Animals could work for
enhanced agricultural output. But
domestication of horses allowed humans to
travel 10 times faster and were essential for
creating the empires of the
classical age and later in the Americas. In
the Halocene horse populations found
less favourable habitat as forests grew in
Europe than in the steppes of
Central Asia where the conditions were better.
The Botai people in Kazakhstan c.
3500 – 3000 bc. Domesticated horses for milk
and riding. Horses were
soon
in Mesopotamia but were not widely used.
However, horse drawn chariots became
crucial to control of the lands of the
pharaohs ~1550-1050 bc. and were used by
the Zhou in China. Horses were used as gifts
between rulers and were objects of
sacrifices in the Rig Veda. Horse
culture and sacrifice spread rapidly.
By ~ 1200 bc. there was sophisticated herding
and training across Kazakhstan,
China and Mongolia. In Mongolia and across
Central Asia there was significant
horse raising and riding that took place at a
time when the steppes were particularly
dry. Dryland
grasses and big areas are particularly
good for horse grazing. Dispersed
settlements and grazing over big areas created
networks of long-distance
contacts that encouraged shared beliefs, crops
and technologies. By ~ 1500 bc
millet wheat and barley spread into
mountainous Inner Asia. Horse-riding and
competition for pastures and water brought
more contact. Agriculture was a part
of the pastoralist lifestyle and the
engagement with the environment on the
steppes helps account for the rise of the
nomadic empires – an important part
of global history. Steppe societies were
efficient, structures and highly successful.
They could harass a big Persian army, then
retreat into the steppe and live to
return another day. And there was trading with
city communities. It is not
quite true that there were no permanent
nomadic settlements. Groups like Xiongnu,
Uighur and Liao rose to prominence, controlled
vast territories all had large
urban areas with gardens, monuments, orchards
and irrigation. People
living in
cities described the nomads in derogatory
terms. The interdependence between
sedentary and mobile societies is surprising
and it is important. Nomads had
diary, meat and leather to exchange for luxury
goods used for prestige or
gifting. Interaction was intense in certain
areas. In northern and western
China animals were in demand because horses,
and also grooms and trainers were all
needed. And there was demand for animal
products. These were exchanged for silk,
gold and bronze ornaments and ceramics. Nomads
were able to carry customs technologies
and goods over big distances. Nearness of
expanding nomad pastures stimulated sedentary
societies to rethink their
situation to protect arable land, labour
forces and water supplies with
fortifications. War and threat of war push the
people in their particular
society together. Rapid
changes occurred
across Asia with interplay between agrarian
and nomadic societies shaped by
sophisticated cavalry techniques and the
invention of saddles and stirrups and compound
bows. Other parallel developments were
bureaucracies, writing systems,
education and religions. Constrained
by
the limits of the lands, cities grew and
merged as nomads grew and developed
confederations. War as a benefit for cohesion
applied to both groups. Eighty five
percent of large empires developed in or close
to the Eurasian steppe. Empire in
China came almost exclusively from the flat
plain steppe that provided the
source of all but one major unification event
over 3,500 years. In contrast,
large states in Europe were rare and short
lived. The steppe lands also show
where empires did not develop. Herding is
successful on those arid grasslands,
but not in tropical areas where there is poor
pasture and food sources and
livestock diseases. Empires struggled to take
hold in India. Ecological factor
played a role. Rivers were unstable given
changing climate patters. Deltas
shifted. There was silting up. Quite a number
of cities, even major ones, were abandoned
in South Asia. There are reports of villages
built rapidly and abandoned
rapidly in Hindustan. Also, the monsoon
climate gave rise to large tropical
forests that were difficult to clear. The lack
of grasslands made getting
horses for military purposes a preoccupation!
And the empires tended to centre
around the steppes and the lands adjacent to
them. Another difference was the
disease environment. Tropical climates were
crucibles where infectious diseases
flourished. The understanding of pathogens in
Asia is limited so that work has
to rely on studies in Europe and the Americas.
Nevertheless, differing
geography, ecology and climate provide a
backdrop that helps explain how societies
developed. There were
variations
in the S American structures that emerged 2000
years ago with Andean cultures
driven by rivalry for resources where war
religion and social norms allowed
social elites to create overarching
identities. Across the gulf og Mexico the
Olmec cultures emerged with La Venta as its
key city centred on the maize god –
food and the basis of intelligent life. Here
there was not much interaction
between cultures. In West
Africa urbanisation
developed without capital cities, absorption
of states, elites and
administrative machinery for centralized
power. The Sahel was distinctive. The
Tichitt Tradition had dozens of settlements
along the escarpments of southern
Mauritania by c. 1000 bc. A key environmental
change was the drying of the
Sahara and the migrations c. 500 bc linked to
the Ghanaian empire of c. 300 to
c. 1100 bc which had intense local and
regional trade interactions. However,
the scale
of the networks linking the Mediterranean to
the Gulf and Red Sea to Central
and South and East Asia were a whole different
scale – a kind of globalisation.
Ancient Jewish texts, for example, feature
elephants, pomegranates, ivory and flora
and fauna from Asia with Indian wisdom and
folktales. Solomon’s resolution of
the dispute between two women around parentage
of a child appears in a Tibetan
translation of the Buddhist Tripitaka.
The Song of Songs has loan words
from South Asia. Influences from Asia are
important in Judaism, Christianity
and later in Islam. And trade linked
economies. Alexander the Great’s campaigns
led to higher prices for two decades. An
interwoven
maritime world developed. Large shops crossed
the Bay of Bengal from 300 bc. But
the Austronesians of SE Asia and Oceania
mastered the monsoons, sailed the Pacific
as far as Easter Island eventually building
~500-ton vessels of ~ 50 metres and
transformed the environment with clearing and
bringing new plants and animals.
The DNA lineages can be traced and also the
languages. Humans were not alone.
Animal movements too had a major impact on
global natural history. It was not
just political systems and human society that
centralised and consolidated – it
included crops, fruits, flowers and animals. Chapter
9, The
Roman
Warm Period c. 300 bc to c.500 ad. The
Roman Empire began with the fall of
Egypt led by its Queen Cleopatra who had
thrown her lot in with Mark Anthony. In
the civil was that followed the murder of
Julius Caesar, Octavian, who became
Augustus, triumphed over Mark Anthony. Rome
built an empire because it was able
to outmanoeuvre all competitors. And Rome
emerged in a warm and moist 300- year
period that was the most intensively
productive in the Mediterranean during the
last four millennia. This period followed the
Okmok volcanic eruption. In
China, the Han Dynasty increased
centralization and agricultural expansion. In
the
Mississippi valley techniques for more
intensive agriculture began, including
water management, crop selection and food
storage. In Central America changed
river courses brought villages together that
led to the astonishing growth of
Teotihuacan – a city the size of Rome. A
trigger for migration to the city was the
eruption of Xitle volcano. This was a time for
empires in many places! Rome united
many diverse
peoples into a single entity. It prospered and
extravagant feasts and circuses
were noted. Success of empires, states and
cities comes at a high ecological cost
– the oppressive smoky atmosphere of Rome and
the ice core evidence of lead
pollution. Deforestation reduced wood supplies
in many regions like Tuscany raising
concerns of sustainability. Concerns were a
tradition around the Mediterranean
but also in 3000 year old Vedic texts, 9th
century commentaries on
the Torah and early modern neo-Confucian
scholars. On the other hand, there is
some evidence of Roman landowners considering
the environment. Yet the
logistics of supply for a mega-city like Rome
were demanding. Developing new lands
for food was difficult and limited by manpower
and a slow persuasive process. The Wei
Dynasty in
northern China attempted to create new farming
lands around 386 bc. protecting
them with military. They also attempted to
upgrade pig farms and drain marshland,
but ran into unwilling landowners and theft.
Infrastructure worked more easily.
In Kush, today’s Sudan, water-supply
management and storage plus wells worked
to help populations as well as the regime and
its taxable revenues. A similar
infrastructure around water featured as part
of Roman Emperor Constantine’s
development of the new capital Constantinople
in 330 ad. Tikal in northern
Guatemala is another example. It provided an
elaborate system of water traps
feeding large lined storage tanks. Despite
pressures on land usage and exploitation,
environmental stress remained surprisingly low
and the world 2000 years ago
remained remarkably resilient. The time
165 ad to
c. 650 ad brought the most dramatic climate
change of the Holocene and
coincided with Antonine and Cyprian plagues.
These sent the Roman Empire into a
tailspin and ended the Han dynasty in China
with the abdication of emperor Xian
in 220 ad. starting a break up into smaller
units. In the Persia of 224 ad
Ardashir I established a new dynasty with
expanded territorites. India began a
consolidation that led to the Gupta empire,
pre-eminent in South Asia with
great scholars, scientists and mathematicians.
Climate was not identical across
these and usual factors played a big role –
like inefficiency and corruption
among bureaucrats in the Han dynasty case.
Similarly for Rome, the slowdown in
economic and cultural activity was not purely
climate-caused. Large states could
break down with remarkably small pressures
from cascading consequences – like the
linking of supplies to the Rhine to military
presence and military spending.
When supply and trade weakened, and grain
failed to reach the army, regional
economies collapsed and the defence
evaporated. The Western empire depended on
a strong central management and as it weakened
the Western part of the empire collapsed.
In the East, where markets had grown
organically there was a capacity to deal
with difficulties. Climatic
changes
were more dramatic on the steppes and three
periods of drought from 350 – 550 ad
, the worst in 2000 year, are linked to large
waves of migrations of nomads led
by the Huns westward north of the Caspian and
Black seas towards the Roman
frontier and also south to Persia. These
overran Germany, France and Spain
reached into Africa and sacked Rome in as 410,
with an impact from Egypt to
Britain. Changes in the 5th century
were less violent that adaptations
in diet, lifestyle and farming techniques.
Urban centres were suffocated rather
than battered in the disappearance of the
state and its former central
authority. Yet nomads can adapt rather than
migrate and climate is not the
whole answer. The western pastures of the
steppes were known to be gentler. So the
move was shift to better lands for survival in
a time of crisis. It was not an
attack on the bordering empires. It also seems
that the El Niño southern oscillation
played a role and that between drought there
were periods of rain that could be
good for nomads. The combination was the
phenomenon. The issue becomes a
question of what rural populations do when put
under pressure. The
northern Wei
dynasty that ruled norther China from ad 386
faced problems from response of
populations because the population moved to
the cities. The problem for the Wei
was dealing with an unpredictable population
in Pingcheng. In ad 486 half the
city’s population left in a panic over
shortages. Predicting demand was a huge
issue. The Wei moved the capital for political
reasons as well as to a more
ecologically favourable site south. The move
was major 6000 temples and 80,000
monks and nuns with heavy investments in Luoy
and the Longman complex of caves
and shrines to Budha. The breakup of the
dynasty, allegedly from too many
Budhas, is a warning to keep the balance.
Balancing running the state,
collecting taxes and protecting the power of
elites is important amongst
challenges like uprisings, crop failure and
climate change. Chapter
10, The
Crisis of
Late Antiguity, AD c.500 – c. 600. In
addition to climate are the related
issues of locusts that appear in ancient
records including the bible and diseases
especially the Justinianic of the 6th
century and the Black Death of
the 1340s and the Plague of the 17th
century. Other pathogens like
malaria need examination with climate,
hydrology and human activity on a local
level. It was not always easy to stay ahead of
climate changes. A shift from
the favourable conditions in the Andes led to
indications of contraction of agriculture.
In the SW US water availability in the Second
Century Drought affected plans and
animals and humans were reduced to melting
cave ice for water. Other regions
had higher than average rainfall, helping
irrigation agriculture links with a
boom in monumental architecture in Teotihuacan
in the basin of Mexico. However,
the end of building and desecration of the
Feathered Serpent pyramid in AD 250
seems to be from a reset of the political
system. Enhanced rainfall is not a
benefit in tropical regions where clearing and
maintenance is important for human
settlement. The Congo rainforest appears to
have been settled in 400 BC but was
hard to maintain in AD 1 leading to population
decline. The rise of
empires could change the landscape, but so
could their demise. Rome’s former western
empire changed and cultivation of rye grew
from 4th to 8th
centuries – an ecological change in parallel
societal changes like the collapse
of trade networks and lower mobility and
literacy. Artists regard nature in an
idealized managed form. Creating gardens
intended to mirror a heavenly paradise
– in Constantinople, Byzantine capitol, in
Syria, Jordon and Iraq following the
Muslim conquest and in Agra, India during the
Mughal period. They also reflected
the status of the person able to afford such a
luxury. The ambiguity of an idealized
yet natural environment contrasts with some
Buddhist texts that are anti-nature
and pro taming nature! Remote
deserted
places, mountains and caves were where Gods
voice could be heard in Judaism, Christianity
and Islam. Secluded
sites and caves were
also important in Hinduism, Buddhism and
Jainism. The fame of individuals who
separated from the rest of humanity tended to
attract others creating
monasteries or complexes of cells that became
communities making the isolation
and dedication to God more difficult! Indic
literatures were poetic about the
seasons, especially those bringing rain and
they provided some rain-making
spells and some spells protecting against crop
destroying weather. Yet the
idea of
controlling the weather belied the experience.
The mega-harbour at Caesarea was
damaged four times by tidal waves between AD
115 and 1202. Earthquakes and tsunamis
like that in AD 365 were devastating. So too
were volcanic eruptions like
Tierra Blanca Joven in El Salvador AD 431
where everything within 80 miles of
the vent would have been destroyed and the
global temperature fell 0.5C. There
is an open question on what effect climate had
on a new wave of human
consolidation and the migration of
pastoralists like Atilla the Hun a decade
later. Some wrote stoically that human
populations grow again, yet the period
of eruptions AD 530-540 must have seemed
apocalyptic at the time – causing the
coldest decades of the Holocene. Crop yields,
especially on high elevations, are
very sensitive to temperature. But there was
also the dust that widely dimmed
the sunlight needed for growth. There are
estimates
of a more than 70% population decline north of
the Yellow River in China. Extreme
cold in south-west North America likely caused
the rapid population dispersal
at the time which together with warm wet
conditions that came later in the
century caused major re-organization on the
Colorado plain which gave way to new
agricultural activities making way for the
Ancestral Pueblo culture. There was the
greatest change in settlement for 6,000 years
as villages were abandoned in Scandinavia
and Norse myths on the end of the world
evolved. Scholars have seen the impact
as related to change in the eastern Roman
Empire, the end of the Sasanian Empire,
movements in the Asian steppe and Arabian
peninsula, the spread of Slavic peoples
and political upheavals in China. There were
impacts in the Americas, Afica,
across South Asia as well as paving the way
for the rise of the Muslim Empire. However the
transformations
are best seen as coming from existing problems
that were aggravated. Cities
were vulnerable and not only the climate but
to flooding, changes of external
trade routes, external pressure or a
combination. The city of Pätaliputra was
considered the greatest in India. By AD 600 it
was in ruins from flooding of
the Ganges. The ties that had held the Gupta
empire together gradually frayed
during the 6th century. Those who
emerged were those resourceful to
take advantage like the Angles and Saxons
transitioned from mercenaries in
Roman Briton into political dominance. Several
other former marginalised groups
like the Huns became significant or dominant
in their own right. Despite
regional variations, communities became more
localised and self-sufficient. Hierarchical
cities were generally vulnerable. Gupta era
scholars
wrote about the impacts of dust veils and
there is a Jain text of apocalyptic
visions. Food shortages and policies featured
in Chinese writing at the time of
the transition to the Tang dynasty. A ruler
must plan for shortages and
distribute emergency aid when needed was
essentially the advice of Wu Tang
around AD 600. Building stopped in Maya
Central American territories indicating
a big impact and there is evidence of social
upheaval in Teotihuacan that left
the great city a shadow of its former self by
AD 600. Other societies also show
decline as people drifted to smaller
settlements with a big drop in
distribution networks for exchanging goods. In South
America
the eruptions came with climatic changes
complicated by more frequent and more
severe El Niño events that seem to have
reduced marine supplies, irrigation systems
overwhelmed, fall in food production and
competition for food and water led to
fortifications. Here too there seems to have
been reaction against elites and a
reversion iconographic motifs linked to their
ancestors. However, Wari and
Tiwanku expanded from the Andes highlands at
the end of the 6th
century developing cultural supremecy over
much of coastal Peru, Bolivia and northern
Chile. Elsewhere,
the Christian
Aksumite kingdom of Aksum that had dominated
the horn of Africa and even
sponsored churches in the Arabian peninsula,
showed signs of decay by AD 550
with grand buildings in disrepair and
abandoned quarries. Scholars point to over
settlement, unsustainable depletion of
resources and collapse of trade. Climate
may have played a role: the dust veil from
volcanic eruptions puts pressure on
food production and interacts with other
social and political factors. However,
there is another problem. The cold favours rat
survival and flea reproduction
so that shipments of grain across the
Mediterranean provided networks for
transmission
of disease. Finally, lack of sun reduces human
vitamin D production that is critical
for the human immune system. A written
report
of plague came from the Egyptian port of
Pelusium linking the Mediterranean
with the Red Sea and Indian Ocean. In summer
AD 541the desease spread to Gaza,
across North Africa to Byzantium and then “to
the world” according to author
Procopius, killing 10,000 people per day in
the imperial capital. This
Justinianic plague is purported to have killed
half the population of the Mediterranean
as a whole. But that is questioned and the
impact said to be inconsequential.
Others say population loss was localized.
However, despite some guesswork there
are reasons to suspect the plague caused
substantial damage because multiple plague
strains from this date can be found in France,
Spain, Bavaria and
Cambridgeshire in the UK. Moreover, there were
consistent emergency measures
taken in Constantinople relating to shortages
of lalbourers. However, it is not
clear whether the plague was involved in
population loss in the Congo. What
seems clearer is that wherever it began this
plague seems to have begun around
the Mediterranean, arriving only later in
Persia and that epidemic disease
struck decades later in China. It is clear
the
climate impact and the plague did not bring
down the Roman Empire or even
Justinian. Also, there was continuity in many
regions in the Mediterranean
economy – notably the Sasanian Empire which
expanded in the 6th
century. Major transformations came from the
pandemic. The middle of the 6th
century saw major changes in other parts of
the world. For example, in Scandinavia
and the Baltic there are many cases of land
abandoned and a shift from
agriculture to animal husbandry. In the
complex mix of cold, plague, collapse
of trade networks and waning Roman authority,
everything changed. Over time
this brought a rise of large-scale land
ownership and a new super elite setting
the stage for the later Viking Age. The traumas
of the
times led to religious changes. The Virgin
Mary emerged as protector of
Constantinople. Gregory of Tours wrote of such
bad floods that grain could not
be sowed, earthquakes, possible meteorite
strikes, hailstones and fires. He saw
these as signs of the coming of the end of
time. However, other sources do not
talk of the end of time and rather reveal a
rethinking of the divine. Buddhism
moved into Korea. Christianity moved into
Central Asia and the steppe people.
The strengthened authority of the church was
significant in the early 7th
century when a swift downturn in temperature
across the steppes affected
another set of revolutions. Chapter
11, The
Golden Age
of Empires, AD 600 – 900. The early 7th
century was constant war
between Roman and Persian Empires. In AD 626
Roman emperor Heraclius crushed a
huge Persian force at Nineveh and went on to
the Shah’s castle at Dastagerd
where he extracted booty and took back
important Christian items, but at a
price. He had entered a humiliating alliance
with the western Türkish empire that
extended across the steppe. By AD 550
the Türks
held a dominant position on the steppes as far
as the Korean peninsula. In AD 618
an uprising in China led to the beginning of
the Tang dynasty. In the 620s the
Türks were plundering northern China and in
626 threatened the capital Xian,
one of the largest cities in the world.
Chinese emperor Gaosu paid a huge
ransom for their departure. However, things
changed over 4 years and the Chinese
inflicted a devastating defeat – a vast
confederation collapsed. In the west
also, the Türkish empire collapsed following
the murder of the key figure on
the steppes. The Chinese had received
intelligence from their commander in the
northern city of Daizhou of divisions and
weakness among the Türks. t seems
that a
volcanic eruption in the northern hemisphere
produced considerable temperature
drop on the steppes and a dust veil that
slowed vegetation growth. The impact of
greater snow falls on the steppes is big for
livestock. These problems are
worse when they follow a drought. It is likely
that there were significant
losses of livestock. That produces social
consequences and fragility of nomadic
political systems – and rapidly. The surprise
attack by the Chinese led to
heavy casualties and prisoners and the
breaking of the Türkish empire in the
east that was the making of the Tang empire
that expanded into Korea and to the
west. Adopting the approach of nomads, the
Tang adjusted ceremonies to welcome
new members of their empire as equals. The
Tang dynasty ruled for 3 centuries. The Roman
and Persian
wars in the west had disrupted trade and
economies reaching into the Arab world.
Mohammed’s warning of doomsday struck a chord
in the challenging conditions
along the trade routes. A world transforming
moment came in 628 when Mohammed
and his followers reached agreement with the
ruling elite in Mecca that prayer
was to be directed to Mecca and the Ka’ba
shrine within it, paving a way for
reconciliation among the various factions in
Arabia and a common identity.
Mohammed and his followers emerged into a
world scarred by war and became the
prime beneficiaries of a vast new empire. Around AD
630, Rome
and Persia were economically and militarily
exhausted. The Türks held the fate
of Rome, Persia was on the brink of collapse
from a crushing defeat, and the
Tang were essentially vassals to the Türks.
The timing of the sudden collapse
of the Türkish empire in the steppes stalled
the creation of an empire bigger
than that of the Mogels in the 13th
century. Instead, much of the prize
fell to Mohammed and his followers who spread
Muslim beliefs and Arab culture
bonding together the Persian Empire and the
most important parts of the Roman –
the breadbasket of Egypt, the Harbours of the
Levant and the influence of the Mediterranean. Monuments
in the Iberian Peninsula made it
more Arabic than Arabia. It underpinned the
environmental and ecological changes
that had far reaching consequences. It was
irrigation techniques and
agricultural technologies but also the
diffusion of crops and cultivation that
knitted together a world culturally joined and
linked by tastes for specific foods,
flavours and recipes. But apart from crops and
techniques the Arab empire offered peace
and manpower. Although
succession
in the caliphate was a bloody affair, the new
masters largely left the
populations alone so long as they paid taxes.
For the most part transitions
were smooth and uncontested. Relying on
administration familiar with market and
agricultural practices was part of success.
Roman and Persian provincial bureaucrats
were retained and populations seemed sanguine
so long as property rights and
beliefs were left alone. In Central Asia the
Arabs left untouched the Türkic practice
of relying on urban elites to use their
positions to protect their own interests.
Despite internal friction, there was little
competition or threat from outside.
The loss of the battle of Talas to the Tang in
AD 751 is seen as marking the
end of Muslim expansion, but the Pamirs and
Himalayas protected the Caliphate
from serious pressure from the East.
Expeditions into France found little fruit
worth taking. The only pushback came from the
Byzantine empire that was
clinging onto life and made occasional shows
of bravado. However, in Anatolia
from the mid 7th century regular
raiding and rising costs of
military defence led to economic decline and
lowered living standards that took
centuries to correct. In
contrast, in
territories run by the Arabs a boom time
followed as cities swelled, civic life
flourished and economic and demographic growth
in and between cities. This
sparked change in adjacent lands like the
steppe to the north. Indian Ocean
trade networks began to flourish. Śrīvijaya
state on Sumatra grew to control
the Melaka strait and by the 7th
century was a leading centre for
Buddhist scholarship, but a complex body –
empire, state or chiefdom.
Levels of
exchange grew along the Indonesian
islands. Contacts rose and increasing volumes
of goods moved linking coastline
peoples of the Mediterranean, Red Sea, Indian
Ocean, South China Sea, Pacific. New
states mushroomed along this route in the 8th
and 9th
centuries that developed in ‘strange
parallels. The Arabs used climate to crudely
characterise the many new people with whom
they made contact. The
conquest of
North Africa opened links beyond the Sahara
for the Muslim empire and access to
trans Sahara gold trade from rich deposits at
the headwaters of the Niger and
Senegal rivers. The idea that black skin
colour was connected to divine
punishment caught hold and played a toxic role
in justifying slavery. The
development of the slave trade went hand in
hand with demeaning caricatures. By
the 9th century Arab and Berber
merchants were active in Goa on the Niger
for trade in gold, textiles and ivory. Pressures
on the
caliphate came from within. The Abbāsid
dynasty replaced the Umayyad in the
middle of the 8th century but
Umayyad rulers continued in Spain from
a capital in Córdoba. The golden Islamic age
came in waves from different rulers.
Science texts were translated into Arabic.
Expertise was gained in astronomy
and astrology. They were champions of
knowledge. Giving support and priviledges
to non-muslims was smart politics. Transfer of
information, knowledge and technical
expertise between China, India , the Middle
East and Constantinople was the
hallmark of the rivalry of these interlocking
Empires. There was an explosion
of literacy from the mid 8th
century linked to the introduction of
paper from China. Wealth and leisure helped
create an interest in book
production and paying scribes. The blessing of
wealth and culture related to a
benign climate and the availability of food.
Mohammed had been told by God that
the obedient would experience gardens of
perpetual bliss. Also for Jews and
Christians God has a role of provider of
benign environment and enough food – indeed
mana. God provided resources. Naturally,
the
bounty of plenty was not only the result of a
benign God, but the sign of a
good ruler. There was an expansion of
irrigation and the oasis settlements and
their area rose dispute some resistance to the
Muslim arrival. Crop growing
developed helped by the arrival of cooler more
humid conditions around AD 650
which also helped livestock raising. In the
increasing wealth ‘high cuisine’
mattered beyond the rich and powerful to an
urban bourgeoisie. There was demand
for the best ingredients, where to get them
and how to prepare them. There were
good hygene practices. Maintaining
agricultural sustainability was essential.
Climate mattered, but so did water.
Also land tax was important and higher than
that from trading. Muslim rulers
continued surveys of land, made records of
hydraulics, irrigations systems and
water to maximise returns for the crown.
Warmer drier conditions in many parts
of Eurasia began around AD 800 which reduced
the number of oasis settlements. In
addition there was salination not only in
central Asia but in the Euphrates floodplain.
In addition around 800 wealthy elites used
status to increase landholdings and political
pressure to reduce tax and increase water
allocations. Short term gains hurt
long term economic and environmental
sustainability. Land tax revenues from
Iraq fell 80% undermining undermining
leadership ability to build monuments and
show largesse. By early 10th
century 1/3 of revenue went on the Caliph’s
harem, eunuchs and senior court
officials. In Baghdad 1019-20 food riots
required distribution of grain at
subsidized prices. Two decades a serious
famine struck with accounts of severe
effects on economy and population. These are
not always climate or productivity
but market expectations. Things could be
offset by buying grain from Egypt. But
this could command a price above sellable and
speculation led to attempted hording
to push prices up. One caliph threatened death
on hoarders! Reforms to
stabilize a secure income by devolving tax
gathering rights
further empowered the elites,
aggravated
dissatisfaction and increased inequality. There was a
similar story in Tang dynasty China. Bad
climatic events didn’t help, but what resulted
in the overthrown of the last Tang emperor in
907 was violently anti-aristocratic
feeling and hatred of old families and high
officials. It was a closed shop. The
wealth did well and the expense of the rest.
Appointments were not on merit,
but on family connection. By the 870s waste
and extravagance at court became
more extreme and corruption and dishonesty
rife among officials as the poor
wandered about looking for food. These
gathered into gangs of bandits swarming
and often able to defeat soldiers. Weakened by
rebellions in the 870s and 80s,
strengthened provincial warlords splintered
the Tang territories after the
murder of Emperor Daizong creating the period
of the Five Dynasties and Ten Kingdoms. The Maya
culture
in Central America Had blossomed for many
centuries reaching a Symbolic peak
with the AD 747 building of Temple IV at Tikal
in Guatamala – the tallest
building in America before the Spanish. Tikal
was an urban centre, one of many
cities and polities knitted by trade networks
that allowed movements of luxury
goods and obsidian. The networks were also
linked by political authority held
by individuals and family groups Who had some
degree of autonomy from each
other. There was reciprocal contact with
Teotihaucan – 1000 kilometers away but
a source of cultural reference. Alliances were
held together by officials and
diplomats travelling between locations. With
ups and downs long term demographic
growth was substantial – some city states
numbering 10,000 and overall likely
over 10 million Maya. Tikal’s importance arose
from military victories around
the very end of the 7th century. Settlements
required significant invested in sophisticated
irrigation networks with
engineering to maximise water capture from
dams to sand filtration.
Sophisticated forestry and soil management was
necessary to prevent erosion.
However there was a protracted drought in the
mid 9th century
lasting for several decades. This exacerbated
rapid deforestation for
agricultural land and for wood to bake
limestone for quicklime. It helped that
the Maya cultivated a range of plants, many of
which were drought resistant but
there was also rising summer temperature – and
that causes a falling yield of
maize. Rising
violence in
the 8th and 9th
centuries created instability and put
pressure on trade networks. Pressure on rulers
led to elaborate rituals and
elite competitions with decline in functional
state apparatus. There are also
questions as to whether the widespread use of
cinnabar – which contains mercury
– could have placed the poison in water
supplies. However, a
transition from a highly connected network of
densely populated settlements was
patchy and slow. The Maya world did no
collapse as a whole, rather the
framework or skeleton. There were a number of
Maya polities when the Spanish
arrived 800 years later. Today there are
around 9 million Maya. Such changes or
declines from a golden age may not be a
catastrophe for the population
involved. Moreover, long term shifts in
climate need not always unravel
connections – they can sometimes lead to
seizing an opportunity and creating
new worlds. Chapter
12, The
Medieval Warm
Period, c. 900 –
1200. Overall,
for Europe circulating warm dry air in the
northern Atlantic that resulted in less
wet cold summers and less bitterly cold
winters. The climate condition had
different consequences in other parts of the
world. Rainfall in Iran, Armenia
and Palestine was below average, but not for
part of Syria or Anatolia. Impacts
varied even over small areas. In northern
China there was rising cultivation of
citrus trees, and subtropical plants in Henan
province to the south. Globally, six
of the ten warmest decades of the last
millennium were AD 950 to 1250. Scholars
attribute these to sea current oscillations,
solar radiance and low tropical
volcano activity. Warming Indian and Pacific
oceans induced shifts in monsoon
rainfall patterns in Africa and South Asia
affecting dryness in subtropical
Eurasia. San Francisco Bay and coastal Peru
had drier than usual conditions.
Longer periods of hydrologic drought
California to Patagonia and the upper Colorado
basin. In the
Southern Mediterranean
changes were modest. Parts of the Roman Empire
that had survived Arab attacks
regrouped and centralised control from
Constantinople sustained integration and
a Roman identity but went through a time of
contraction with smaller cities.
Exchanges between Middle East, Levant, North
Africa and Spain were on a
political structure that protected property,
administered justice and collected
taxes- with difference in scale. Arab
Damascus, Cordoba and Frusta were larger
centres
with more numerous cities than those of the
Byzantine world centered on the Aegean,
Balkans and Greece. Both areas
contrasted
with northern Europe where the fall of Rome
brought fragmentation. There were
brief periods of consolidation most notably
during the reign of Charlemagne who
France, the Low Countries, Germany and
northern Italy that peaked with his
coronation as Emperor by Pope Leo II,
Christmas Day, AD 800. Otherwise, a lack
of long-distance trade and narrowing horizons
lasted hundreds of years. Instead,
isolated
regional emporia such as Verdun, France,
developed as trading zones with an
internal market. Commerce was between local
producers and local consumers. A
new baronial class emerged that established
authority over labour and land. They
faced challenges from each other and
competitors like the church. They were a
super class trying to keep power in their own
hands with kinship groups by
marriage that kept assets away from kings. With the
barons came
innovations that consolidated power as they
developed assets and status that
was transformational. But medieval society
developed many other actors: guilds,
urban groups, parishes, regional assemblies
and universities. The role of the
church evolved to include recipient of
endowments and distributor of alms,
patronage and influence. The result was a
profound transformation of society creating
the most significant agricultural expansion
since the Neolithic. New
technologies such as the horse collar and
heavy ploughs that turned heavy clay
improved weed control and drainage, boosted
yields and required less effort
from farmers. The breaking up of larger
estates into smaller resulted in social
changes for peasantry as well as the baronial
class. This set off a chain
reaction boosting the size and number of
towns, causing specialization and
migration, and new comers who were exposed to
new customs, fashions and tastes.
As long-distance trade networks opened,
horizons expanded with concepts like a
pilgrimage to Jerusalem –long, risky and
expensive it gave kudos to those able
to visit sites where Jesus Christ had lived,
died and risen. The warming
period
may have played a role in the move of the
Bulgars into the middle Volga around
AD 800 when a Volga Bulgarian state opened
trade routes fanning to Scandinavia,
Byzantium, the Middle East and Central Asia
spreading goods and ideas. There were
moves
elsewhere. Scandinavian people spread across
the Atlantic to the Faroe Islands,
Iceland and Greenland in the 9th
century as the polar ice cap
retreated allowing ice free sailing to the
northerly migration of fish stocks.
Colonization was not easy – there were dozens
of volcanic eruptions AD 850 –
1250 some very damaging to plants and animals.
Although Norse women were
involved in expansions to the Shetlands,
Orkneys and northern Scotland, settlers
in Iceland were lone men who brought enslaved
women from the British Isles. Some
went as far as Newfoundland although
settlement there was unsuccessful. Trade
was high value items - walrus hides and ivory
tusks. This changed ecosystems
and the impact on finite resources was severe.
The local Walrus population of
Iceland was wiped out. Starting
around AD
800, climate change brought drier conditions
to Vanuatu, Simoa, Tonga and Fiji
whose inhabitants had arrived 1,500 years
before. The climate change brought
winds that facilitated exploration to
Polynesia’s margins and deliberate and
systematic settlement of new locations now
took place to the Cook Islands, East
Polynesia and the area from Hawai’i, Rapa Nui
and New Zealand. Settlement
transformed vegetation as land was cleared for
crops. But these had greater
rainfall than the lands where life was
becoming difficult. Projects for rain
capture require levels of high cooperation and
long-term energy to build and
maintain, requiring larger stratified and
hierarchical societies. Lifeways
changed
in other parts of the South during the climate
anomaly. Populations of hunter
gatherers grew in Australia as benign
conditions allowed more people to live safely
together. Lake Calabonna was filled by 10-12
times more water than its highest
known historical level AD 1050-1100. Higher
moisture also arrived in the Caribbean.
Because sea levels were also rising, people
moved inland but both food surplus and
interactions with islands in South America and
new plants and animals were
introduced and so changed diets. In the
American Bottom with the confluence of
Mississippi, Missouri and Kaskaskia rivers,
one of small settlements and
farmsteads, Cahokia, exploded in size and
importance with a efflorescence of
pottery and other arts. The Anomoly
contained
differences in region and time and disruptions
– the ‘Millenium’ eruption of
Changbaishan now on the border of China and
Korea 940-50 and some tropical
eruption linked to early 12th
century crop failure across
Europe. In
1048 the Yellow River
breached its bank causing a cataclysmic flood
and gouging a 700 km channel to
the Gulf of Bohai drowning millions and
leaving a terrible famine. Higher
rainfall
transformed the Pueblo culture in the Four
Corners region of the American
south-west. With greater food came elite
control of resources and ritual,
regional trade and political and social
centralisation – typified by the Great
House system of the Chaco Canyon in New
Mexico. Macaw feathers were prized and
used in ritual and were imported from Central
America. Expansion
put
pressure on resources but this could be
offset. In parts of the Andes near
Cuzco fast growing trees that do well in poor
soils were planted to reduce erosion
and supply timber and hydraulic systems were
built. When the Wari arrived they
brought new ideas as they expanded their
control, building terraced agriculture
in the High Sierra, coupled with advanced
canal systems to meet demands for
water of the Tiwanku, allies of the Wari at
Chou Chou. Shifting climate and
competition for water become problems. The
sack of ChouChou and the collapse of
Tiwanku in the 10th century show
the dangers. The Chimu, heirs to
the Wari, had major infrastructure projects.
The biggest canal in the western hemisphere
supplied Chou Chou and surrounding areas so
that they began to flourish again.
The southern highlands of Brazil saw expansion
of trade networks and ceramics
and a demographic boom between 800 and 1000. The
expansions
came with falling life expectancies from
conflict - reflecting competition for
resources. As well, close living spreads
disease. It is made worse by domestic
animals, rodents, parasites, poor drainage and
unhygienic conditions. Those
that survived childhood slowly allowed
immunity to be built up. There are
indications in writings along the Silk Roads,
the trading routes from China and
India, that small pox was linked to increased
contact. From the 5th
and 6th centuries there had been a
range of ties between India South
East Asia and China and evidence of maritime
links like Indian communities in Chinese
ports. From 900, ties and exchanges increased
dramatically with regular
monsoons and consistent rainfall for 300 years
but for a short interlude
1030-70. More rice production meant
demographic growth and a new era of
centralised
states. A set of empires grew. By mid 1oth
century the Song dynasty in China had
pulled together large parts of lands from the
collapse of the Tang. They forged
relations with the Dali kingdom. Merchants
joined political decision making.
Improvements were made to education and
monetary policy. Vibrant market towns
formed that were networked nationally and
internationally. Dynasties
appeared
elsewhere: the Chola in India; Pagan in Burma;
Ankor of Cambodia; Srivijaya in archipelago
Indonesia; and Dai Viet in Vietnam. These
linked by trade exchanges and even
envoys to China, Arabs lands, Chola India,
Srivijaya Sumatra and Champa south-central
Vietnam. Chola India played a key role. Their
territories were transformed
mid-tenth century with grandiose religious
institutions and they urged
merchants to promote maritime trade.
Monetisation was a key step in
bureaucratic control over the agrarian
economy. Common identity came from the
cult of Śiva and efforts to link their
genealogy to ancient past and sacred
texts. Given heavy dependence on Monsoon
rains, they built tanks for water
storage and shifted their capital. In Angekor
too, massive storage facilities were
constructed and hydraulic systems for the huge
influx of inhabitants. The city
centre was studded with magnificent temples. The
interlocking
worlds of the Indian Ocean were not new, but
the scale was, and the goods
shipped spurred interest in other parts of the
world as well as trends of
standardisation in things like ceramics.
Cultures on the coast of Botswana flourished
from 8th to 12th
century. The Great Zimbabwe flourished
in South Africa from the 11th
century centred on a settlement
surrounded by massive sets of stone walls with
soapstone figures of birds with
human lips on perimeter columns. The Island of
Kilwa was a link to East Africa
for ships in the Indian Ocean sailing down the
coast in Monsoon winds. Located
off Mozambique and its gold mines, Kilwa was a
beautiful trading town, but just
one of many Muslim towns from Somalia to
northern Madagascar. Around the
world
800 to 1200 was a period of profound change
with migrations, new technologies
and lack of major volcanic activity. The
drought resistant Champa rice helped protect
from climate shocks. These brough landscape
changes in East Asia. Cities were
homes to millions who brought needs for food
water and fuel. Technologies
required maintenance and labour demands and
costs. Climate changes happened and
could change a Judea famous for its rains in
Roman times to be arid in mid 12th
century when there was also drought in many
parts of Central Asia and the
Mongolian plains. Climate
change
could cause population collapse, but so could
political infighting and
instability. The latter is most likely the
central cause of decline of Cahokia
in North America, although exhaustion of wood
and changes to summer precipitation
around 1200 was likely a factor. For Ankor
renewed strengthening of maritime
connections may have persuaded elites to
relocate closer to the benefits and
rewards of trade. That left Ankor with a lack
of labour, leadership and
oversight. Heavy expenditures on temple
building and public services was a
strain. Moreover, although the impressive
hydraulic networks could overcome intense
Monsoons and decades long droughts but the
variability between these two made
planning very difficult. Finally, the
excessive construction program of
Jayavarnan VII 1181-1218 required enormous
funding. By early 14th
century Temples were desecrated, artifacts
destroyed in a collapse not from
climate change. The decline of the Pagan
kingdom in South Asia followed the
same path. Monastery and temple building
shifted power and revenues from
secular authorities to religious devotees. It
was not just these excesses that ended
Pagan and Ankor and better to say they became
victims of their own success. For the
Norse
communities in Greenland ended with shifting
consumption patterns in trade, inability
to adapt and cooling in the early 14th
century. Climate brought shorter
growing seasons and conditions demanding for
domestic animals. New sources of
furs walrus hides and teeth arrived with the
linking of Novgorod and Russian
cities to the White Sea and demand fell from
tastes and cultural changes. The
Norse failed to adopt the Inuit Arctic
-adapted technologies like toggle
harpoon and kayak and failed to interact
with them. Indeed the Inuit attacked the Norse
communities in demoralising
raids. There had
been a
reconfiguration of global climates in 800 and
things changed 4 centuries later.
By the late 12th century these
reached the pacific rim. Wetter
conditions coincided with a new wave of
migrations and settlements from
Polynesia to Hawaii, New Zealand and Easter
Island. Also there was a contact
between Polynesian and South American
population
groups. Reasons were complex but
climate was one
of the factors. Settlement brought ecological
change: deforestation; collapse
of animal species; damage from domestic
animals and Pacific rats. Many Pacific
islands were becoming precarious by the late
13th century -
growing storms; falling sea levels and
rapid reduc tion in food sources in coastal
areas. Trading in pearl oysters
came to an end for Cook Islanders. Fishing
declined sharply on Easter Island.
In New Zealand the drop in temperatures meant
sweet potatoes brought by the
first settlers would no longer
grow. Living
spaces that coastal embayments had provided
became lakes or swamps on the
Solomon Islands. So
globally, the
Middle Ages means more than the European
perspective of kings, barons, peasants
churches and guilds. Taken as a whole,
800-1250 was a time of profound
deepening of connections within interlocking
independent worlds in Asia, Africa
and Europe or with communities in the Americas
that emerged as central if
independent hubs, One could argue that as
dynasties, empires or states rose and
fell new competitors emerged that could supply
goods more quickly and more
cheaply. Ecological equilibrium and
environmental sustainability underpinned
kingdoms, states or regions. Reliable food and
water supplies were at all times
central. Chapter
13, Disease
and the Formation of a New World, 1250-1450. The 12th century
saw the Song dynasty and other
states emerge across East, South and
South-East Asia benefitting trade as well
as competition. Relationships could be
unstable. In 1127 Kafeng, one of the
largest cities in the world, was sacked by
Jürchen nomads and disruption
extended to the steppes where the Mongols were
treated very badly. That changed
in the late 12th century with the
rise of Temüjin who consolidated
power 1180-1190. By 1206 he called an assembly
of the mongol elites and groups
he had defeated and was proclaimed the supreme
ruler with the title Genghis
Khan. By his death in 1227, he had toppled
states and dynasties in China,
Korea, Central Asia, but not Japan. A decade
later Mongols had reached Europe. Mongols
relied on extreme violence to
control and intimidate, mobile scouts for
identifying targets, brilliant
information gathering, new battle techniques
and innovation in battle. Part of
this may have been the rainy period 1211-1225
in Mongolia giving abundant grasses
and allowing enormous increases in their
livestock herds. Also, multiple “machine-gun”
type eruptions of successive volcanoes in the
late 1220s caused drops in
temperatures causing food shortages in Korea
and Japan followed by an epidemic.
Around the same time in Novgorod, Russia,
crops were destroyed by frost leading
to starving. In that light, the Mongols
victories seem less glorious. The Mongol
administrative and bureaucratic
structures put in place to manage the
territories assembled were impressive in
scale and efficiency, for example a post
service. They incorporated local
elites. The climate dryness gave them an urban
demographic contraction, especially
in Central Asia. The Mongols “Pax Mongolica”
saw an intensification of trade
across Europe and Asia, and they built many
new cities – notably Karakorum.
However, the rise of the Mongol Empire is
linked to the expansion of pathogens
and disease. There were many casualties in
their assaults on Kaifeng 1232 and
Baghdad in 1258 to establish control of East
and West Asia, that could have
involved diseases. The spread of Mongol
fashions and dietary preferences
through things like rodent marmots that could
have moved pathogens from their natural
habitat into eventual contact with humans. The
eruption of the Samalas volcano in
Indonesia in 1257 caused intense monsoons in
Asia, drought in the western flank
of the Americas and unusual and unpredictable
conditions of strong storms and
intolerable heat in England where Henry II
faced a food crisis. The mid decades
of the 13th century had more
volcanic activity that coincided with
low solar magnetic activity, an El Nino and
Asian Monsoon and North Atlantic
Oscillations. Higher moisture levels in the
Pacific South American coast and
North America, ended droughts in both areas.
From the 1280s, a sudden drop in
monsoon rainfall in South and Southeast Asia
played a role in harvest failures.
Weather became unsettled in north-western
Europe risking food supply and the spread
of disease. Repeated reports of crop failure
and famine came from Scotland,
England and Ireland in the 2nd half
of the 13th century.
The sea was unfruitful. There was a fall in
revenues from English fairs and overseas
trade fanning dissent against Edward I of
England. The century
following 1260 in East Asia saw
drops in temperature and harsh conditions in
the 1270s, 1310s and 1350s. For
China 1300-60 had almost constant disasters
like super typhoons. In 1308
snowstorms in the Mongolian steppe killed
numbers of livestock leading a million
people to migrate south. The Chinese emperor’s
power was affected by this and its
consequences - a huge fall in imperial
revenues. Many parts of the Middle East
had freak weather like intense destructive
storms in Damascus and Aleppo. A huge
food crisis came from back-to-back harvest
shortfalls 1315-17 in northern and
central Europe from cold temperatures. An
estimated 10-15% of the population
died from hunger and related diseases. Such
shocks produced unrest. In 1320 a
mob of men women and children gathered and
rampaged across France attacking
castles, crown officials, priests and lepers
before targeting Jews in
particular across Languedoc. Antisemitism had
a long history, notably visible during
the passage of members of the First Crusade in
cities on their way to
Constantinople and Jerusalem in the mid 1090s.
Pogroms in
1320 follow a pattern of
persecution linked to shorter growing seasons!
In
Egypt in 1321, churches and monasteries
were attacked. Christians were accused of
trying to set fire to mosques. Despite
the Traumatic 2nd and 3rd
decades of the 14th century, urban
populations were surprisingly resilient.
Florence, Pisa and Lucca were hit repeatedly
with food shortages, inflows of country people
and food cost increases between
1314 to the 1340s. Ironically, the climate was
not the worst of the early 14th
century. A bovine pestilence flowed along the
Mongol roadways to ravage Europe
from 1315 -1320 throughout Germany, France,
Holland Denmark and Britain killing
2/3 of the livestock. This added to food
shortages but also affected the economies
and work demanded of farm labourers. It is
possible that climate conditions and
the bovine pestilence weakened resistance for
the Black Death. When bad
weather, crop failure and disease came in the
1340s it struck with a vengeance. The Mongol
expansion reorganised the ecology
in the steppes and beyond to meet increased
demands for pasture. Settlement
areas that had grown mulberry trees and vines
with grain fields were now
pastures. Damp mild weather encourages grass
growth and that expands
populations of rodents. Lack of rainfall
1336-39 sharply reduced vegetation and
put pressure on rodents. It made them more
susceptible to fleas carrying
pathogens. A sharp spike in Syriac Christian
burials marked “death through
pestilence” in the Chu Valley, Kazakhstan,
1338-9 is evidence of a zoonotic
crossover from rodents to humans by fleas
seeking new hosts to spread the
bacterium. It was not
easy for plague to spread when so
far removed from human population centres.
Many vectors likely combined –
including animals that live with humans around
their tables, rats, rabbits,
cattle, camels, goats and sheep as well as
predator birds and scavengers. The
bacterium can survive in flea faeces in soil
and plants for plague transmission
and can persist in rat colonies for a hundred
years. Cities like Constantinople
experienced more than 320 outbreaks in the
years following the 1340s. The biggest
spreaders were humans using the world
trade routes created by the Mongols. Grain
shipments likely played a part in the
Black Death getting to Europe, Africa and the
Middle East in the 1340s.
Worsening growing conditions in Italy
including a 1338 locust infestation 1338 led
to grain imports from the Golden Horde on the
Black Sea. Trade had just resumed
with the Golden Horde in 1337 after years of
suspension. For Europe, the Middle
East and North Africa and parts of sub-Saharan
Africa, 40-60% of the population
died – the highest mortality of any
large-scale known catastrophe - save for
small pox and measles for indigenous peoples
on first contact. The plague
spread in Europe unevenly- high in
France, low in Netherlands and Belgium. The
impact was terrible in Alexandria
and Cairo. Preventative efforts and better
dealing with waste disposal and
burials did little. Moreover, the plague came
at a time of wars: France-England,
Florence-Pisa, Byzantines-Ottomans, Golden
Horde-Persia and Levant. China, East
Asia, South Asia, Central Asia the Middle
East, North Africa and West Africa were
all affected although records outside Europe
are more limited. The
Egyptian labour force for irrigation and
canal maintenance was devastated, but elites
protected their interests stifling
social mobility and innovation and leading to
long-term stagnation. In Europe
generally a social revolution began as
peasants and labourers were in a better
bargaining
position. That translated into better living
conditions. England’s emerging
elites built bigger houses and enclosed lands.
Ironically, a genetic mutation
that helped save survivors is now associated
with autoimmune conditions like
Crohn’s disease. Systems to detect the plague
had mixed success. Milan monitored.
Northern Italy had a devastating outbreak in
the 1360s. In 1524 half the
population of Milan was killed – a setback for
200 years. Chapter
14, On
the Expansion of Ecological Horizons, 1400-1500. The aftermath of the Black
Death saw new states, new worlds
and new interactions. There was almost
incessant fighting like the Hundred Year’s
War between England and France in Europe. with
military and bureaucratic
innovation like centralisation of power and
professionalism in raising taxes
and armies and controlling budgets. The Dukes
of Burgundy expanded politically
and territorially into a commercial and
culture powerhouse in western Europe forging
treaties with England and companies and
magnates across the low countries like
Bruges and Ghent. In the East the Grand Duchy
of Lithuania’s pre-pandemic
victories were complimented by Kulikovo in
1380, territory south to the Black
Sea and invasion of Crimea in 1398. A Serbian
empire took shape in the 1340’s
leading to Bosnia and Dalmatia. The
Ottomans established a foothold in
Europe in the early 1350s which opened the
Balkans to them with Maritsa 1371
and Kosovo in 1389 and finally, the taking of
Constantinople in 1453. By 1529,
they were poised to assault Vienna, but the
city was saved by heavy rain. This
seems to have shortened conflicts by half from
the early 16th
century to 1600 – remarkable considering this
was the time of the Reformation
and separating of Protestant and Catholic
communities. The Ottomans may have
helped establish a coherent Protestantism,
profoundly influencing the religion,
politics and economy of Europe. The Ottomans
also conquered the Safavids of
Persia at Tabriz in 1514 going on to take
Egypt in 1517 building an empire
spanning three continents – Europe, Africa and
Asia. The Ottomans expanded to
the East and into Europe with maritime routes
into the Red Sea and Indian Ocean
occupying Aden, Mocha and Basra and
controlling the coast of Sudan and Eritrea.
TheIny gathered information on people and
places like Sri Lanka and Melaka. The
Solomonic dynasty in Christian Ethiopia
expanded and consolidated the largest
political entity in the Horn of Africa at
the time, sending diplomatic missions to
Venice Rome Valencia Lisbon and other
cities. In the 1440’s a delegation met the
pope and others at the Council of
Florence. This was
also a time of discovery for
others. Sailors from Oceania in double hulled
sailing canoes leap frogged
across a sea of islands that connected people
ecologies and resources. In East
Asia, with climatic pressure from the
1320 there was famine, disease and drought so
bad that Anhui province in China
split as uprisings grew against the Yuan
dynasty criticized by a poor peasant
Zhu Yuanzhang who galvanised the despairing so
that by 1350 he was a leading
force in a growing revolt.By 1368 he had
deposed the Yuan and become head of an
empire and dynasty named Ming – brightness.
Hongwu as Zhu named himself banned
seaborne commercial traffic, reserving that
for the imperial court and officials.
For the first half of the 15th
century fleets sailed under the
command of Zheng He, among other activities,
guaranteeing the safety of
Muslims. Zheng He travelled coasts of India
and Sri Lanka, South East Asia including
Java and even East Africa. In Java the Ming
exchanged diplomats with the
flourishing Majapahit kingdom that had
developed its our links throughout a
region from the tips of Thailand and Malaya to
Sumatra and across the Sulu
archipelago. Global
climate records for the 2nd
half of the 14th century and early
15th are quiet. It
seems this was a long period of stability with
few upheavals or big shocks. Black
Death had lowered land usage and it was a time
of continuity in Asia, Europe
and Africa. In
Polynesia, the Togan island of Tongapatu
centralised
authority making social changes – essentially
serfs under a small group of
elite under the Tu’i Tonga. New mounds altars
and a massive tomb complex. Other
islands saw changes of material culture and
rising levels of imports, new
chiefly lineages and new rituals – at least a
spread of Tongan culture. Hawai’i,
first settled in AD 1200, stopped receiving
voyages at around the 15th
century, leaving it isolated until the 18th
century. In the
early 15th century the
Aztecs built a new empire in central Mexico by
war and diplomacy. The empire
was built around water control with a network
of canals around the capital
Tenochtitlan on Texcoco lake then across
central Mexico. In the 1450s a decade
of climate problems – frosts, droughts,
locusts, crop failures – led to
terrible starvation. That led to upgrades in
canals and aqueducts and more land
for cultivation. Drought in the Yucatan linked
to collapse in 1461 at Mayapan, then
the largest Maya city. In South America the
Chimu increased control over more
people and territory in the early 1200s. In
1310 they moved to Farfan
establishing a provincial capital at Manchan.
A mass sacrifice of around 1450s
just north of Chen Chen on the western
Peruvian coast. These were typically to
appease gods after bad weather events. From
around 1400 the Inca were successful
in building the largest empire in the Americas
before the Europeans. They used
alliance building, intimidation and force,
overcoming the Chimu in the 1470s.
Warm weather helped open up farming in higher
altitudes like their capital,
Cuzco. Investing in agricultural terracing,
agroforestry techniques and crops
of high seed protein and oil helped. They
developed regional exchange networks
and also an enormous road program with a royal
highway complete with way
stations and relay runner posts. The roads
played an important role following
the Spanish conquest. The 14th
and 15th
centuries there were transitions, expansion
and exploration. However Cahokia in
the fertile lands of the American Bottom had
begun a decline by 1400. Among
many suggestions, it is most important to note
that its use as a political centre
declined over the decades of cultural and
socio-economic changes. A
decentralization of power led to local elites
with their own residential areas
and group mounds and rivalries and conflicts.
In Brazil and southern Africa
there were similar changes. Then Timur
emerged as successor of the Turco-Mongols,
masters of much of Asia. In the turn of the 15th
century, he assembled
a centralised empire based at a capital in
Samarkand, Uzbekistan, that was filled
with architectural jewels. His brutal sack of
Delhi in 1398 caused the breakup
of a sultanate controlling much of the Indian
subcontinent and enabled a
blossoming of city states with regional
interactions. The fall of the Yuan
Dynasty in China similarly allowed reform in
1390s Korea to more equitably distribute
land. In 1428 a similar more equitable land
distribution to protect peasant and
public lands following the Dai Viet defeat of
the Ming in Vietnam. The trade
expansions were not by royal
command but were led by merchants and a desire
to own so that portraits in the European
renaissance could be viewed as a celebration
of ownership – seeds of a capitalist
worldview and important for ecology and the
environment. Clearing forests for
agriculture and fuel wood is an ancient
example but concerns emerged over renaissance
Europe. Portuguese
horizons expanded with voyages
down the Western coast of Africa and to
Atlantic island groups like Madeira,
the Canaries and the Azores. Sugar plantations
on Madeira used Muslim then
African forced labour and slaves. The voyages
were for trading and the king
supported them. Columbus failed to
get
their backing for a
trip across the
Atlantic, but got it from Ferdinand and
Isabella of Castile and Aragon and said
from Spain in 1492 discovering Hispaniola and
Cuba. Venetian John Cabot sailed
from Bristol in 1497 found Canada and the rich
fishing waters of the North
Atlantic. By 1502 cod had been brought to
Europe and sold profitably. However,
conditions in the Americas were harsh – even
the American tropics were cooler
than the African latitudes. Myths about
the Americas developed. European
travellers and settlers paid no attention to
indigenous people but saw virgin
lands ripe for exploitation. Some of the
earliest, conquistadors were motivated
by rewards of moveable wealth – gold, silver
and jewels pillaged from Aztecs
and Inca. Later, the Americas became
landscapes for exploitation. That was done
rapidly and cruelly with slavery and shipment.
Plantations could have been
developed in West Africa more cheaply and in a
less harsh climate. A likely reason
why Africa was not developed was the deadly
fevers of malaria and yellow fever that
Europeans had immunity to, and that the
political systems in West Africa were
highly developed so incursions could be
resisted and colonization not easy. Add
to these misinformation, elevated expectations
and the push to further
discoveries and there was colonisation of the
Americas. Chapter
15, The
Fusion of the OId and the New Worlds, 1500-1700. Within 5 years of Columbus’
trip West, Vasco da Gama had sailed
around the tip of southern Africa then across
the Indian Ocean to Kerala India.
Others followed further into Asia. Intended or
not plants and animals were
planted into new locations. Todays European
and Asian meals feature tomatoes,
paprika, pineapple, chillies, peanuts and
potatoes from America in a revolution
that harnessed and exploited resources that
changed landscapes, ecosystems and
human settlement patters. Global empires
emerged. Vast sugar plantations crept
around the world with colonisers: Madeira,
Brazil, Caribbean islands like Cuba,
Java, Taiwan, Mauritius, Fiji. And this was
repeated for cotton, coffee cacao,
rubber, timber, furs and others. It began
with forcibly seizing terrain, turning
it to cash crops, finding labour to plant,
grow and harvest - or extract resources.
It needed to set up transportation logistics
and institutions to protect rights
at source and in transit and to create markets
with growing appetites and
increasing discretionary spending power. The
motor for this was merchant
capital in interests and the colonial
expansions brought misery and injustice
to so many. Those benefitting determined to
protect their assets, minimise tax
and minimise the interference of the king to
interfere with “trade”. Northern
Europeans were more effective
politically and so economically. The first
arrivals aimed for moveable wealth
gold jewels and fine objects and quickly
turned to Aztecs and Incas that had
the most lucrative spoils. These empires were
dismantled by small numbers of
men looking for fame and fortune. Their
success came from military technologies
honed by centuries of European warfare –
firearms and horses. Thy were also
able to exploit differences with rivals among
the ruling elites and to forge
alliances. Precious metals flooded out of the
Americas. After this initial
plundering, a different model was required to
extract revenue through crops or
mining such as from Pelosi that accounted for
half global silver production for
more than a century – based on mass labour. Although
not much discussed and disapproved
by the Queen and clerics, many millions of the
local population were put into
bondage to work for the Europeans. Despite
edicts of the King and a papal bull,
there was a disconnect between the colonial
theory and practice on the ground. Some fierce
local resistance to newcomer
settlements in Hispaniola resulted in food
shortage and the bringing to the
Americas of familiar crops and familiar
domestic animals, especially pigs. In
addition to the impact soil erosion from
forest clearing and overgrazing on the
quality of the land, the impact of new plants
and animals on local species was
enormous. Also were the seeds and weeds. Then
there were pathogens. Local
populations had n experience with a
range of diseases brought by Europeans leaving
them immunologically
defenceless. Smallpox and measles were
devastating. Then there was a variety of
salmonella that also killed some Europeans.
The outbreaks were periodic. That
in the 1540s killed 80% of the population;
that in 1576 45%. Moreover, the
diseases were compounded with enforced labour
and malnutrition. Vast
regions were devastated by greed
leaving no record of their previous
inhabitants. Expeditions into New Mexico in
the 1540s involved violence, rape and torture.
Competition for shelter between
new arrivals and local peoples resulted in
displacement of local people, burning
of homes and pillaging of fuel. Invaders were
ill-equipped for extreme cold
with food shortages and looting of blankets
and turkeys. In 1599 soldiers and
auxiliaries massacred close to a thousand men,
women and children at Acoma
Pueblo. Extremely cold weather in the 1540s
played a part, while alternativng
droughts and storms filled the last decades of
the 16th century when
eruptions of several volcanos brought cooling
across Eurasia and North America.
1601 was the coolest summer in 2000 years. The late 17th
century brought one
disaster after another to North America. The
Spanish wondered whether the
territories were worth holding onto – Florida
was a wasteland. The first
English colony at Roanoke North Carolina
failed and colonists were massacred or
starved or fled. Not everywhere was the same.
The Iroquois in the east shifted
from cold sensitive beans to deer hunting –
with some competition for hunting
grounds. Othe Iroquois migrated relying on
clan and kinship links. Algonquin
and Potomac concentrated power in the hands of
a hereditary elite departing
from earlier organisation. The histories of
indigenous populations were not
framed by interactions with Europeans. However
in regions conquered or
dominated by settlers the scale of demographic
collapse was astonishing. The
population of the valley of Mexico was home to
1.5 million around 1500, was
325,000 by 1570 and 70,000 in 1650. The
massive reduction in land use had an
effect on CO2 levels, global surface air
temperatures in the 16th
and 17th centuries. However,
climate change theories from the human
deaths rely on more assumptions that the more
likely reasoning based on the volcanic
eruptions. The
dividends from the new world were the
foods such as sugar so that settlement was not
an accident but a desire to
exploit the new landscapes for wealth. That
required a workforce to plant, grow
harvest and process cash crops year-round.
From the beginning Europe saw forced
labour and slavery as the solution. In Brazil,
thousands were enslaved to work
on sugar plantations, some enslaved by
expeditions into the interior of Bahia.
The large-scale population loss of those
living in the Americas posed a problem.
The Italians and Portuguese had learned to use
Africans on islands in the
Atlantic like the Canaries. By the early 16th
century Africans were
being transported from one side of the
Atlantic to the other. With this came
fears of Muslim Africans who might play roles
in indigenous uprisings. North
American lands were considered
valuable and a potential source of profits For
England and protection against
Catholic rivals and other enemies by Queen
Elizabeth I. After
early attempts in the 1580s, colonists
established themselves in Virginia, New
England, Bermuda, Barbados and the
Leeward islands. Populations were small. More
travellers at sea became captives
of the Moors in North Africa! However, the
flow of settlers rose throughout the
17th century. The rewards of
agriculture came not through forced
labour, but by cooperation and trade. Another
wave of disease fell on the indigenous
population made competition less intense and
cooperation easier. Much
commentary on the New World was whimsical and
wrong. The use of
indentured labour went alongside
slavery to solve the labour shortage –
especially for the plantation areas. For
England and
somewhat for Frnace, the
availability of a labour force willing to
cross the Atlantic was part of a
wider socio-economic story. Improvements in
agriculture and gains in production
meant shortages of work for the peasantry.
Merchant capital connected the
surplus to the demand for workers offering
opportunity and travel with 5-year indenture
contracts and a lump payment
at the end.
Some wrote of this as filling the New World
with the scum of the people, others
thought it desirable to have potential trouble
makers from the British Isles overseas.
For those who went, the indenture provided a
credit mechanism – to borrow
against future returns for labour. Planters
were pleased with the mix of slaves
and indentured. In Barbados the whites
outnumbered the slaves. But some of the
Africans were valued for their special
skills – like managing livestock, or mining,
or metalwork. The use of slaves,
indentured or otherwise unfree characterised
Europe’s engagement with the
worlds they had found in the Americas. The
extraction .....
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