November
2010
the Supreme Court of Canada released a
judgment giving effect to non-refoulement
from the 1951 Convention relating to the
status of refugees under the Extradition
Act.There
is a summary at para. 114 of the
judgment. Unfortunately, the case avoids
other international treaty rights and
the due process which should be
attracted when expulsion could, for
example, lead to torture or to cruel or
unusual treatment or punishment. The
Minister’s discretion in balancing
factors is preserved and he or she is to
act fairly. A court’s role remains
limited to a review of the
reasonableness of the Minister’s
decision and a court is to be
deferential to the Minister.
The case involves the request for
extradition to Hungary of the Némeths, a
Roma family from that country who were
determined to be refugees by Canada in 2002
and were permanent residents when their case
was heard. The charge in Hungary was of
fraud on allegations they leased for C$2,700
a flat which they did not have the right to
lease. It is shocking that refugees living
in Canada for some 8 years could face
extradition for so little.
The notion behind extradition is that a
person should normally expect to be tried
where he or she committed a crime. Refugee
status does not per se preclude extradition.
That said, migrants are not just “people” in
extradition. International human rights
bodies have now found that migrants are a
vulnerable population and so deserve special
attention and care. Moreover, asylum seekers
and refugees are among the most vulnerable
migrants. Also, this case is special in that
the effect of extradition would be
refoulement directly to the Némeths’ home
country, from which they were found to be
refugees. Little sense of special
vulnerability comes across in the Németh
judgment.
It is disturbing that the Supreme Court
limited its reasoning to reconciling 1951
Convention Art. 33 non-refoulement
and extradition, (para. 11). That some
rights might be at issue was raised, but in
a very secondary way and in passing. Liberty
and security of the person are mentioned as
at issue when the Minister may consider the
conduct of the requesting state either under
Extradition Act s.44(1)(a) or Charter s. 7 -
and whether the consequences of the
extradition for the person offends the
principles of fundamental justice, (para.
73). However, the judgment puts its main
emphasis on s. 44(1)(b).
In this case the Supreme Court was aware
that the UN Model Treaty on Extradition has
provisions precluding extradition in some
circumstances. At the time of Kindler
the Court did not consider the provision
4(d) referring to the then highly pertinent
death penalty and need for assurances. In Németh
the Court failed to give effect to either
that 4(d) provision or to the explicit
provision 3(f) for mandatory refusal to
extradite. Art. 3(f) is highly
relevant because it involves Canada’s
Covenant on Civil and Political Rights
treaty obligations which relate to Canadian
Charter
rights:
“(f) If the
person whose extradition is requested has
been or would be subjected in the
requesting State to torture or cruel,
inhuman or degrading treatment or
punishment or if that person has not
received or would not receive the
minimum guarantees in criminal
proceedings, as contained in the
International Covenant on Civil and
Political Rights, article 14;”
This mandatory preclusion of refoulement
has two parts, each relating to an
international treaty right. As I see it, the
Extradition Act s.44(1) requires at least
two corresponding and related questions: (1)
Is there a substantial probability of cruel,
inhuman or degrading treatment or
punishment? (2) Will the person get a fair
trial if extradited? For a refugee, unless
there have been significant changes in the
home country situation, refoulement will
be per se
cruel, inhuman or degrading
treatment. Unfortunately the Németh judgment
is not clear on this.
In Németh
the Supreme Court also refers to the
report on a February 2007 workshop session
at the OSCE ODIHR on non-refoulement
led by William Schabas. But the Court
draws selectively from the report. The
non-refoulement session was largely
concerned with human rights obligations
beyond the 1951 Convention. The report was
concerned with: “non-refoulement with
respect to the right to life, torture and
other cruel or inhuman treatment or
punishment, enforced disappearance, right to
liberty and security, other violations
causing irreparable harm”, (ODIHR para. 14).
Thus non-refoulement
now involves international rights in
treaties which Canada has ratified. and the
Immigration
and Refugee Protection Act 2002 recognises
this by providing for a `protected person`
as well as refugee status. The international
rights link with Canadian Charter
rights which should inform Extradition Act
s. 44(1). Moreover, in his subsequent
book War
Crimes and Human Rights: essays on the
Death Penalty, Justice and Accountability
(Cameron, 2008) Schabas, in a chapter
on non-refoulement
discusses non-refoulement and the absolute
protection which treaty bodies are
applying. This ``surrogate``
protection stems from Convention against
Torture Art. 3 and corresponding provisions
of the general human rights treaties.
Schabas observes: “… the human rights regime
governing non-refoulement has largely
overtaken that of the Refugee Convention
which is gradually becoming superfluous”
(Schabas p. 1135).
While the documents considered by the
Supreme Court clearly show that several
international treaty rights are engaged when
expulsion is contemplated, the Court
considers only 1951 Convention Art. 33 non-refoulement.
It draws selectively on the ODIHR workshop,
the UN Model Extradition Treaty, UNHCR
and scholarly books. The Court does
give some limited effect in Canadian law to
non-refoulement
in extradition and finds the burden of proof
falls on the Minister and that the threshold
for 1951 Convention non-refoulement
is the same as for Art.1 status
determination, (See the Court’s Summary at
para. 114) .That said, the Court’s approach
based only on the 1951 Convention is simply
inadequate and behind the times.
Ignoring the rights at issue in Németh
avoids facing the required due process. The
European Court of Human Rights has
established that refoulement of an asylum
seeker to a third country can violate the
right to protection from torture or cruel or
inhuman treatment or punishment. Rigorous
independent scrutiny is required. See MSS v Belgium
& Greece 21 January 2011 paras.
293, 386 - 389. Our own Supreme Court in the
1985 Singh
et al decision said the right to a
refugee’s security of the person was
threatened by expulsion and thus a refugee
claimant must be given at least one oral
hearing by the then independent tribunal –
the Immigration Appeal Board - to determine
if he or she was a refugee. The UN Committee
against Torture has repeated the view that
ensuring protection from torture or cruel or
inhuman treatment or punishment itself
requires “… effective, independent and
impartial review.” See Agiza v Sweden
24 May 2005, para. 13.8, also Falcon Rios v
Canada 17 December 2004, para. 7.3.
So a court review on the merits is required
when expulsion is contemplated to a
plausible serious probability of torture or
cruel or inhuman treatment or punishment.
In contrast the Supreme Court describes the
third or surrender phase of the Canadian
extradition process, at issue in Németh,,
as political and discretionary (Para. 64 and
65).:
“64 … At the
surrender stage, the extradition process
is essentially political in nature; the
Minister must take into account the
requirements of good faith and honour of
Canada in responding to the request under
an extradition treaty and must weigh the
political and international relations
ramifications of the decision whether or
not to surrender.”
These are not acceptable concepts for a
process which may have to ensure an
individual’s fundamental international human
rights. Within the inadequate due process,
the Minister is the decision-maker whom any
reviewing court is to treat with deference.
Moreover for the Supreme Court in Németh,
the Minister and a court reviewing his or
her reasonableness are called upon to
balance a grab bag of factors they chose
from the circumstances of the case
including, among others, international
treaty rights and the Canadian Charter
in order to decide whether to extradite or
not. Such balancing is inappropriate for
ensuring fundamental rights. In the 2007
ODIHR workshop on non refoulement, to which
the Court refers, there is an explicit
reference to the inappropriateness of
balancing to reconcile interests of national
security and those of human rights, (See ODIHR
Para. 10). This is surely equally
inappropriate for balancing extradition
requests and human rights.
It is surprising that the Court fails to
raise any of the Charter rights and due
process concerns since these arose in the
Court`s earlier extradition and refugee case
law. In Pushpanathan,
there were judges who questioned the limited
due process relating to decisions affecting
key rights. In the extradition case of Burns
the Court discussed at length Charter s. 7
and Charter s. 12. In Baker,
Judge Iaccobucci opined that the outcome
might have been different had the arguments
been raised in the context of the
Charter. In Németh there is no serious
discussion about these rights, the Charter
or due process.
I do not accept that a Supreme Court
responsible for upholding a Constitution
with rights and freedoms must wait for
someone to tell it what rights are at issue
and what should be done before it can act.
The Court can in principle act to protect
the rights of the individual. The highest
court has enough wit to see that fundamental
international and Charter rights are at
issue and it should give them effect as the
rights they are. Especially when fundamental
rights of members of a vulnerable population
in Canada are at issue, the Extradition Act
and its intentions should not be the
starting point of the reflection. The
Extradition Act is a local law which must be
made to comply with the Charter and
the wider international treaty rights which
the Charter
was, in its early days, intended to import.
Adjudication of Charter rights should
require at least one independent and
impartial tribunal hearing. As the UN
Committee against Torture has repeated,
nothing short of an independent and
impartial review of the merits is adequate
to ensure the obligation to protect persons
from exposure to a plausible risk of torture
or cruel or inhuman treatment or
punishment. In the Extradition Act,
the review court’s test of “reasonable” has
to become the test of “correct.” The context
has to become one of determining a serious
probability of violation of fundamental
rights, not a balancing act. Instead of
deference to the Minister, we need deference
to the Constitution when an individual’s
fundamental rights are at issue.
In sum, I cannot find much in the Németh decision
about the 1951 Convention and protections in
refugee extradition which would move Canada
significantly closer to the harmony with
international human rights treaty
obligations which my 2006 book Singh to
Suresh explored. Rather, the gap is
widening. The more recent 2010 and 2011
international human rights case law shows
higher standards of due process. are
required. The Inter-American Commission on
Human Rights has reinforced the need for an
independent tribunal hearing for deportation
decisions. Refoulement of an asylum seeker
can be a violation of the right to
protection from torture or cruel or unusual
treatment. The European Court on Human
Rights has reinforced the need for full
independent scrutiny of the substance of the
right in decisions when a plausible
violation of the right to protection from
torture or cruel or inhuman treatment would
be a foreseeable consequence.